0001415889-14-000823.txt : 20140317
0001415889-14-000823.hdr.sgml : 20140317
20140317132230
ACCESSION NUMBER: 0001415889-14-000823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140228
FILED AS OF DATE: 20140317
DATE AS OF CHANGE: 20140317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Echo Therapeutics, Inc.
CENTRAL INDEX KEY: 0001031927
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411649949
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 PENN CENTER
STREET 2: 1628 JFK BLVD, SUITE 300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-717-4100
MAIL ADDRESS:
STREET 1: 8 PENN CENTER
STREET 2: 1628 JFK BLVD, SUITE 300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER COMPANY:
FORMER CONFORMED NAME: SONTRA MEDICAL CORP
DATE OF NAME CHANGE: 20020702
FORMER COMPANY:
FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/
DATE OF NAME CHANGE: 20020701
FORMER COMPANY:
FORMER CONFORMED NAME: SONTRA MEDICAL CORP
DATE OF NAME CHANGE: 20020701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG MICHAEL M
CENTRAL INDEX KEY: 0000905011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35218
FILM NUMBER: 14696884
MAIL ADDRESS:
STREET 1: C/O MONTAUR CAPITAL PARTNERS
STREET 2: 152 WEST 57TH STREET, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
form4-03172014_100322.xml
X0306
4
2014-02-28
0001031927
Echo Therapeutics, Inc.
ECTE
0000905011
GOLDBERG MICHAEL M
8 PENN CENTER
1628 JFK BLVD, SUITE 300
PHILADELPHIA
PA
19103
true
false
false
false
Comon Stock
2014-02-28
4
A
0
14500
0
A
14500
D
Nonqualified Stock Option (right to buy)
3.19
2014-02-28
4
A
0
56000
0
A
2014-05-28
2024-02-28
Common Stock
56000
56000
D
50% of the shares vest on February 28, 2014 and the remaining 50% of the shares vest on February 28, 2015.
25% of the options vest on each of May 28, 2014, August 28, 2014, November 28, 2014 and February 28, 2015.
/s/ Kimberly A. Burke, Attorney-in-Fact
2014-03-17