0001415889-14-000823.txt : 20140317 0001415889-14-000823.hdr.sgml : 20140317 20140317132230 ACCESSION NUMBER: 0001415889-14-000823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-717-4100 MAIL ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG MICHAEL M CENTRAL INDEX KEY: 0000905011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35218 FILM NUMBER: 14696884 MAIL ADDRESS: STREET 1: C/O MONTAUR CAPITAL PARTNERS STREET 2: 152 WEST 57TH STREET, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4-03172014_100322.xml X0306 4 2014-02-28 0001031927 Echo Therapeutics, Inc. ECTE 0000905011 GOLDBERG MICHAEL M 8 PENN CENTER 1628 JFK BLVD, SUITE 300 PHILADELPHIA PA 19103 true false false false Comon Stock 2014-02-28 4 A 0 14500 0 A 14500 D Nonqualified Stock Option (right to buy) 3.19 2014-02-28 4 A 0 56000 0 A 2014-05-28 2024-02-28 Common Stock 56000 56000 D 50% of the shares vest on February 28, 2014 and the remaining 50% of the shares vest on February 28, 2015. 25% of the options vest on each of May 28, 2014, August 28, 2014, November 28, 2014 and February 28, 2015. /s/ Kimberly A. Burke, Attorney-in-Fact 2014-03-17