-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SfpcD3ZsZVDhwzofXIK8wZgWCGiVAXoc9RNxYbAPqNyGWh5BRtSLjN2uPL2UNMYU g342SUq5a9bPC32sE5R8Lg== 0000935836-00-000425.txt : 20001201 0000935836-00-000425.hdr.sgml : 20001201 ACCESSION NUMBER: 0000935836-00-000425 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000908 FILED AS OF DATE: 20001130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MPOWER COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001047960 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 880360042 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24059 FILM NUMBER: 781294 BUSINESS ADDRESS: STREET 1: 175 SULLYS TRAIL STREET 2: SUITE 300 CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 7162186550 MAIL ADDRESS: STREET 1: 171 SULLYS TRAIL CITY: ATLANTA STATE: GA ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: MGC COMMUNICATIONS INC DATE OF NAME CHANGE: 19971017 COMPANY DATA: COMPANY CONFORMED NAME: WEST HIGHLAND CAPITAL INC/LHG/WHP/PB/BP CENTRAL INDEX KEY: 0000904938 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 680152277 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING RD SUITE 290 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 4154619453 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 290 CITY: GREENBRAE STATE: CA ZIP: 94904 3 1 0001.txt OMB Number 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person Gerhard Lang H. (Last) (First) (Middle) 300 Drakes Landing Road, Suite 290, Greenbrae, CA 94904. 2. Date of Event Requiring Statement (Month/Day/Year) 9/8/00 3. IRS or Social Security Number of Reporting Person (Voluntary) _______ 4. Issuer Name and Ticker or Trading Symbol Mpower Communications Corp. (MPWR) 5. Relationship of reporting person to issuer (Check all applicable) ____ Director XX 10% Owner ____ Officer (give ____ Other (specify title below) below) ___See Note 1________ 6. If Amendment, Date of Original (Month/Day/Year) __________________ 7. Individual or Joint/Group Filing (Check Applicable line) ____ Form filed by one Reporting Person XX Form filed by More than One Reporting Person - See Note 1 FORM 3 (continued) Page 2 of 4 Pages Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security: Common Stock 2. Amount of Securities Beneficially Owned (Instr. 4) 1,090,000 - owned directly by Lang M. Gerhard 6,984,400 - owned indirectly - see Notes (2) and (3) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) See Item 2. 4. Nature of Indirect Beneficial Ownership (Instr. 5) See Item 2. __________________________________________________________________________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7- 96) FORM 3 (continued) Page 3 of 4 Pages Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security ___________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date ____________________ ________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title ________________________ Amount or Number of Shares __________ 4. Conversion or Exercise Price of Derivative Security _______________ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) ____________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) _____________________________________________________________________ __________________________________________________________________________ (1) The reporting persons consist of (i) Lang H. Gerhard, manager of Estero Partners, LLC, and sole shareholder of West Highland Capital, Inc., and a general partner of investment limited partnerships; (ii) West Highland Capital, Inc., a registered investment adviser and general partner of investment limited partnerships; and (iii) Estero Partners, LLC, a general partner of investment limited partnerships. Each reporting person disclaims membership in a group with any other person within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act. (2) These securities are owned by an investment advisory account of West Highland Capital, Inc. or by an investment limited partnership of which West Highland Capital, Inc., Estero Partners, LLC and Lang H. Gerhard are the general partners. FORM 4 (continued) Page 4 of 4 Pages (3) Each reporting person has only a pro rata interest in the securities with respect to which indirect beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of such reporting person's pecuniary interest. Lang H. Gerhard 9-15-00 By: West Highland Capital, Inc. Attorney-in-fact By: /s/ Bonnie George, Chief Operating Officer ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7-96) Joint Filer Information Name: West Highland Capital, Inc. Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Mpower Communications Corp. (MPWR) Statement for Month/Year: September 2000 Signature: West Highland Capital, Inc. By: /s/ Bonnie George, Chief Operating Officer Name: Estero Partners, LLC Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Mpower Communications Corp. (MPWR) Statement for Month/Year: September 2000 Signature: Estero Partners, LLC By: West Highland Capital, Inc., Attorney-in-Fact By: /s/ Bonnie George, Chief Operating Officer CSR\2463\041\1115108.01 -----END PRIVACY-ENHANCED MESSAGE-----