-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFZstdiJU8ai+tDSkOW/yWHRQF6bGkKTVq4haHbl+A4bP4H/TG3MBgx3Gi49ksVM PZ2KPELD0xqVnmE4AWZSLw== 0000935836-00-000006.txt : 20000107 0000935836-00-000006.hdr.sgml : 20000107 ACCESSION NUMBER: 0000935836-00-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991201 FILED AS OF DATE: 20000106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAMILY GOLF CENTERS INC CENTRAL INDEX KEY: 0000929941 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 113223246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-25098 FILM NUMBER: 502590 BUSINESS ADDRESS: STREET 1: 538 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5166941666 MAIL ADDRESS: STREET 1: 538 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 COMPANY DATA: COMPANY CONFORMED NAME: WEST HIGHLAND CAPITAL INC/LHG/WHP/PB/BP CENTRAL INDEX KEY: 0000904938 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 680152277 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING RD SUITE 290 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 4154619453 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 290 CITY: GREENBRAE STATE: CA ZIP: 94904 4 1 OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response 0.5 FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person << Gerhard, Lang H. >> (Last) (First) (Middle) << 300 Drakes Landing Road, Suite 290, Greenbrae, CA 94904 (Street), (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol << Family Golf Centers, Inc. (FGCI) >> 3. IRS or Social Security Number of Reporting Person (Voluntary) ________ 4. Statement for Month/Year <<12-99>> 5. If Amendment, Date of Original (Month/Year) ___________ 6. Relationship of reporting person to issuer (Check all applicable) << ____ Director XXX 10% Owner >> ____ Officer (give ____ Other (specify title below) below) 7. Individual or Joint/Group Filing (Check Applicable line) << ___ Form filed by one Reporting Person >> XX Form filed by More than One Reporting Person SEC 1474 (7-96) FORM 4 (continued) Page 2 of 8 Pages Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) << Common Stock >> 2. Transaction Date (Month/Day/Year) << 12/23/99 >> 3. Transaction Code (Instr. 8) Code << S >> 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price << 1,000,000 >> D $1.3125 5. Amount of Securities Beneficially Owned at End of Month (Inst. 3 and 4) << 3,837,000>> These 3,837,000 shares are beneficially owned indirectly by Lang H. Gerhard. (1) The 1,000,000 shares disposed of as set forth above were owned directly by Mr. Gerhard. At the end of December 1999, Mr. Gerhard beneficially owned no shares directly. 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) << I >> 7. Nature of Indirect Beneficial Ownership (Inst. 4) By Lang H. Gerhard, as general partner of investment limited partnerships, as manager of limited liability company that is a general partner of investment limited partnerships, and as sole shareholder of corporation that is a general partner of investment limited partnerships and an investment adviser for client accounts.(1) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Page 3 of 8 Pages Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) << Common Stock >> 2. Transaction Date (Month/Day/Year) << 12/23/99 >> 3. Transaction Code (Instr. 8) Code << P >> 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price << 754,000 A $1.3125 >> 5. Amount of Securities Beneficially Owned at End of Month (Inst. 3 and 4) << 2,915,775 >> (1) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) << D -- by West Highland Partners, L.P. (1) >> 7. Nature of Indirect Beneficial Ownership (Inst. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Page 4 of 8 Pages Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) << Common Stock >> 2. Transaction Date (Month/Day/Year) << 12/23/99 >> 3. Transaction Code (Instr. 8) Code << P >> 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price << 178,000 A $1.1325 >> 5. Amount of Securities Beneficially Owned at End of Month (Inst. 3 and 4) << 690,644 >> (1) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) << D - by Buttonwood Partners, L.P. (1) >> 7. Nature of Indirect Beneficial Ownership (Inst. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Page 5 of 8 Pages Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) << Common Stock >> 2. Transaction Date (Month/Day/Year) << 12/23/99 >> 3. Transaction Code (Instr. 8) Code << P >> 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price << 1,000,000 A $1.3125 >> 5. Amount of Securities Beneficially Owned at End of Month (Inst. 3 and 4) << 3,837,000 - by West Highland Capital, Inc. (1) >> 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) << I >> 7. Nature of Indirect Beneficial Ownership (Inst. 4) By West Highland Capital, Inc., as a general partner of investment limited partnerships and an investment adviser for client accounts.(1) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Page 6 of 8 Pages Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) ______________________________ 2. Conversion or Exercise Price of Derivative Security _________________ 3. Transaction Date (Month/Day/Year) ______________ 4. Transaction Code (Instr. 8) Code ______ V ______ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) (A) _____________ (D) ______________ 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date ____________________ ________________________ 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Title __________________________ Amount or Number of Shares ________ 8. Price of Derivative Security (Instr. 5) _______________ 9. Number of derivative Securities Beneficially Owned at End of Month (Instr. 4) _______________ 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) __________________ 11. Nature of Indirect Beneficial Ownership (Inst. 4) _____________________________________________________________________ ___________________________________________________________________________ FORM 4 (continued) Page 7 of 8 Pages Explanation of Responses: (1) The reporting person has only a pro rata interest in the securities with respect to which beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of the reporting person's pecuniary interest. /s/ Lang H. Gerhard 1/6/2000 Lang H. Gerhard ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7-96) FORM 4 (continued) Page 8 of 8 Pages Joint Filer Information Name: West Highland Capital, Inc. Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Family Golf Centers, Inc. (FGCI) Date of Event Requiring Statement: 12/23/1999 Signature: West Highland Capital, Inc. By: /s/ Bonnie George, Chief Operating Officer Name: Estero Partners, LLC Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Family Golf Centers, Inc. (FGCI) Date of Event Requiring Statement: 12/23/1999 Signature: Estero Partners, LLC By: West Highland Capital, Inc., Attorney-in-Fact By: /s/ Bonnie George, Chief Operating Officer Name: West Highland Partners, L.P. Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Family Golf Centers, Inc. (FGCI) Date of Event Requiring Statement: 12/23/1999 Signature: West Highland Partners, L.P. By: West Highland Capital, Inc., General Partner By: /s/ Bonnie George, Chief Operating Officer Name: Buttonwood Partners, L.P. Address: 300 Drake's Landing Road, Suite 290, Greenbrae, CA 94904 Designated Filer: Lang H. Gerhard Issuer and Ticker Symbol: Family Golf Centers, Inc. (FGCI) Date of Event Requiring Statement: 12/23/1999 Signature: Buttonwood Partners, L.P. By: West Highland Capital, Inc., General Partner By: /s/ Bonnie George, Chief Operating Officer CSR\2463\041\1080050.01 -----END PRIVACY-ENHANCED MESSAGE-----