0001437749-19-019461.txt : 20191002 0001437749-19-019461.hdr.sgml : 20191002 20191002145916 ACCESSION NUMBER: 0001437749-19-019461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191002 DATE AS OF CHANGE: 20191002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22897 FILM NUMBER: 191131813 MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER NAME: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATION COMPANIES, INC. CENTRAL INDEX KEY: 0001025953 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 742830661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9229 WARD PARKWAY STREET 2: SUITE 340 CITY: KANSAS CITY STATE: MO ZIP: 64114 BUSINESS PHONE: 8162377000 MAIL ADDRESS: STREET 1: 9229 WARD PARKWAY STREET 2: SUITE 340 CITY: KANSAS CITY STATE: MO ZIP: 64114 FORMER COMPANY: FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC DATE OF NAME CHANGE: 19970723 4 1 rdgdoc.xml HOWARD AMSTER 2019 10 1 X0306 4 2019-10-01 0001025953 NOVATION COMPANIES, INC. NOVC 0000904853 Amster Howard C/O NOVATION COMPANIES, INC. 9229 WARD PARKWAY, SUITE 340 KANSAS CITY MO 64114 1 Common Stock 2019-10-01 4 A 0 500000 0 A 3526567 D Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan as a portion of the annual base compensation for each non-employee director. The restricted shares will vest as follows - fifty (50%) percent on October 1, 2020 and fifty (50%) percent on October 1, 2021. /s/ Howard Amster 2019-10-02