0001140361-24-047658.txt : 20241122 0001140361-24-047658.hdr.sgml : 20241122 20241122165920 ACCESSION NUMBER: 0001140361-24-047658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241120 FILED AS OF DATE: 20241122 DATE AS OF CHANGE: 20241122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 241490694 MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER NAME: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PhenixFIN Corp CENTRAL INDEX KEY: 0001490349 ORGANIZATION NAME: IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital Corp DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 4 1 form4.xml FORM 4 X0508 4 2024-11-20 0001490349 PhenixFIN Corp PFX 0000904853 Amster Howard C/O PHENIXFIN CORPORATION 445 PARK AVENUE, 10TH FLOOR NEW YORK NY 10022 true true false Common Stock, $0.001 par value 2024-11-20 4 G 0 6934 0 D 233969 D Common Stock, $0.001 par value 409 I By Howard Amster 2021 Charitable Remainder Unitrust 1 Common Stock, $0.001 par value 10971 I By Howard Amster 2021 Charitable Remainder Unitrust 2 Common Stock, $0.001 par value 109 I By Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 Common Stock, $0.001 par value 676 I By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 Common Stock, $0.001 par value 41 I By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 Common Stock, $0.001 par value 200 I By Samuel J. Heller Trust U/A 08/07/2002 Common Stock, $0.001 par value 557 I By Pleasant Lake Corp Common Stock, $0.001 par value 16604 I By Howard Amster 2019 Charitable Remainder Unitrust 1 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. /s/ Howard Amster 2024-11-22