<SEC-DOCUMENT>0001140361-23-030508-index.html : 20230620 <SEC-HEADER>0001140361-23-030508.hdr.sgml : 20230620 <ACCEPTANCE-DATETIME>20230620165143 ACCESSION NUMBER: 0001140361-23-030508 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 GROUP MEMBERS: HOWARD AMSTER & TAMRA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #1 GROUP MEMBERS: HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #1 GROUP MEMBERS: HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #2 GROUP MEMBERS: HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 01/11/2005 GROUP MEMBERS: HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1998 GROUP MEMBERS: PLEASANT LAKE APARTMENTS CORP GROUP MEMBERS: SAMUEL J. HELLER TRUST U/A DTD 08/07/2002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PhenixFIN Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86732 FILM NUMBER: 231025942 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital Corp DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER COMPANY: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>brhc20054648_sc13da.htm <DESCRIPTION>SC 13D/A <TEXT> Document 1 - file: brhc20054648_sc13da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>brhc20054648_ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: brhc20054648_ex99-1.htm
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