0000921895-17-002232.txt : 20170825
0000921895-17-002232.hdr.sgml : 20170825
20170825181717
ACCESSION NUMBER: 0000921895-17-002232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170823
FILED AS OF DATE: 20170825
DATE AS OF CHANGE: 20170825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMSTER HOWARD
CENTRAL INDEX KEY: 0000904853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22897
FILM NUMBER: 171052875
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVATION COMPANIES, INC.
CENTRAL INDEX KEY: 0001025953
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 742830661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 GRAND BOULEVARD
STREET 2: SUITE 201B
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
BUSINESS PHONE: 8162377000
MAIL ADDRESS:
STREET 1: 500 GRAND BOULEVARD
STREET 2: SUITE 201B
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
FORMER COMPANY:
FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC
DATE OF NAME CHANGE: 19970723
4
1
form411464ams_08252017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-23
0
0001025953
NOVATION COMPANIES, INC.
NOVC
0000904853
AMSTER HOWARD
C/O NOVATION COMPANIES, INC.
500 GRAND BOULEVARD, SUITE 201B
KANSAS CITY
MO
64106
1
0
0
0
Common Stock
2017-08-23
4
A
0
208333
0
A
3456891
D
Common Stock
744232
I
By trust
Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 23, 2018.
These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
/s/ Howard M. Amster
2017-08-25