0000921895-17-002232.txt : 20170825 0000921895-17-002232.hdr.sgml : 20170825 20170825181717 ACCESSION NUMBER: 0000921895-17-002232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170823 FILED AS OF DATE: 20170825 DATE AS OF CHANGE: 20170825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMSTER HOWARD CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22897 FILM NUMBER: 171052875 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATION COMPANIES, INC. CENTRAL INDEX KEY: 0001025953 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 742830661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 GRAND BOULEVARD STREET 2: SUITE 201B CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8162377000 MAIL ADDRESS: STREET 1: 500 GRAND BOULEVARD STREET 2: SUITE 201B CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC DATE OF NAME CHANGE: 19970723 4 1 form411464ams_08252017.xml OWNERSHIP DOCUMENT X0306 4 2017-08-23 0 0001025953 NOVATION COMPANIES, INC. NOVC 0000904853 AMSTER HOWARD C/O NOVATION COMPANIES, INC. 500 GRAND BOULEVARD, SUITE 201B KANSAS CITY MO 64106 1 0 0 0 Common Stock 2017-08-23 4 A 0 208333 0 A 3456891 D Common Stock 744232 I By trust Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan in payment of a portion of the annual base compensation for each non-employee director. The number of restricted shares was calculated based on the closing price of the common stock on the grant date. The restricted shares will vest on August 23, 2018. These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. /s/ Howard M. Amster 2017-08-25