-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqVN4HHfEfQ6av5eD3qaOIbzPJpGPZGhtDMrONCXYfWesHDX1OQ5m5EbuvAuHOyi A4h+2XGdrbk5GdxTEi/GYg== 0001500550-10-000003.txt : 20101105 0001500550-10-000003.hdr.sgml : 20101105 20101105161002 ACCESSION NUMBER: 0001500550-10-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101026 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52089 FILM NUMBER: 101168921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FURNITURE & HOME FURNISHINGS [5020] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: (617) 475-1520 MAIL ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-10-26 0 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV.OB 0000904841 KIMBERLIN KEVIN 535 MADISON AVENUE 12TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 1947321 I By Optical Partners, LLC Warrant (right to purchase) 1 2010-10-26 2015-10-25 Common Stock 2102819 I By Spencer Trask Ventures, Inc. Warrant (right to purchase) 1.4 2010-10-26 2015-10-25 Common Stock 2102819 I By Spencer Trask Ventures, Inc. Warrant (right to purchase) 1 2010-10-26 2015-09-10 Common Stock 40000 I By Spencer Trask Ventures, Inc. The Reporting Person has sole investment and dispositve control over these securities and disclaims any beneficial ownership of the Issuer's securities held indirectly for the purpose of Section 16, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose. By Kevin B. Kimberlin 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----