0001497253-12-000008.txt : 20120427 0001497253-12-000008.hdr.sgml : 20120427 20120427180524 ACCESSION NUMBER: 0001497253-12-000008 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120316 FILED AS OF DATE: 20120427 DATE AS OF CHANGE: 20120427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54621 FILM NUMBER: 12791365 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORGANOVO HOLDINGS, INC. CENTRAL INDEX KEY: 0001497253 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 271488943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5871 OBERLIN DR. STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-550-9994 MAIL ADDRESS: STREET 1: 5871 OBERLIN DR. STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATE RESTORATION & RENTAL, INC. DATE OF NAME CHANGE: 20100722 3 1 primary_doc.xml PRIMARY DOCUMENT X0205 3 2012-03-16 0 0001497253 ORGANOVO HOLDINGS, INC. ONVO.PK 0000904841 KIMBERLIN KEVIN 1700 EAST PUTNAM AVENUE SUITE 401 GREENWICH CT 06870 0 0 1 0 Common Stock 1082490 I By Spencer Trask Investment Partners, LLP Warrant (right to purchase) 1 2012-02-08 2016-10-18 Common Stock 110155 I By Spencer Trask Ventures, Inc. Warrant (right to purchase) 1 2012-02-08 2017-02-07 Common Stock 2000200 I By Spencer Trask Ventures, Inc. Warrant (right to purchase) 1 2012-03-16 2017-03-15 Common Stock 2296588 I By Spencer Trask Ventures, Inc. The Reporting Person has sole voting and dispositive control over these securities and disclaims beneficial ownership of these securities held indirectly for purposes of Section 16, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Does not include an aggregate of 1,244,484 shares of Common Stock which the Reporting Person has asserted to the Issuer should be beneficially owned by ST Breakthrough Partners LLC, an entity controlled by the Reporting Person. Spencer Trask Ventures, Inc. received the reported securities as partial compensation for acting as a placement agent in connection with a private placement of the Issuer's securities. /S/ KEVIN KIMBERLIN 2012-04-27