0001497253-12-000008.txt : 20120427
0001497253-12-000008.hdr.sgml : 20120427
20120427180524
ACCESSION NUMBER: 0001497253-12-000008
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120316
FILED AS OF DATE: 20120427
DATE AS OF CHANGE: 20120427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIMBERLIN KEVIN
CENTRAL INDEX KEY: 0000904841
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54621
FILM NUMBER: 12791365
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORGANOVO HOLDINGS, INC.
CENTRAL INDEX KEY: 0001497253
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 271488943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5871 OBERLIN DR.
STREET 2: SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-550-9994
MAIL ADDRESS:
STREET 1: 5871 OBERLIN DR.
STREET 2: SUITE 150
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATE RESTORATION & RENTAL, INC.
DATE OF NAME CHANGE: 20100722
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0205
3
2012-03-16
0
0001497253
ORGANOVO HOLDINGS, INC.
ONVO.PK
0000904841
KIMBERLIN KEVIN
1700 EAST PUTNAM AVENUE
SUITE 401
GREENWICH
CT
06870
0
0
1
0
Common Stock
1082490
I
By Spencer Trask Investment Partners, LLP
Warrant (right to purchase)
1
2012-02-08
2016-10-18
Common Stock
110155
I
By Spencer Trask Ventures, Inc.
Warrant (right to purchase)
1
2012-02-08
2017-02-07
Common Stock
2000200
I
By Spencer Trask Ventures, Inc.
Warrant (right to purchase)
1
2012-03-16
2017-03-15
Common Stock
2296588
I
By Spencer Trask Ventures, Inc.
The Reporting Person has sole voting and dispositive control over these securities and disclaims beneficial ownership of these securities held indirectly for purposes of Section 16, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
Does not include an aggregate of 1,244,484 shares of Common Stock which the Reporting Person has asserted to the Issuer should be beneficially owned by ST Breakthrough Partners LLC, an entity controlled by the Reporting Person.
Spencer Trask Ventures, Inc. received the reported securities as partial compensation for acting as a placement agent in connection with a private placement of the Issuer's securities.
/S/ KEVIN KIMBERLIN
2012-04-27