-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdtypSzNS1yHQWxF0ZAmtjas7vlmYZ45WK3YWZ/x8ITI9cYNBpFfTQdXzuQU7bkz oZWgAbVQOUukbOl8ZfZueA== 0001082504-07-000016.txt : 20070313 0001082504-07-000016.hdr.sgml : 20070313 20070313134015 ACCESSION NUMBER: 0001082504-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070131 FILED AS OF DATE: 20070313 DATE AS OF CHANGE: 20070313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vyteris Holdings (Nevada), Inc. CENTRAL INDEX KEY: 0001139950 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841394211 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1390 SOUTH 1100 EAST SUITE 204 CITY: SALT LAKE CITY STATE: UT ZIP: 84105-2463 BUSINESS PHONE: 2017032299 MAIL ADDRESS: STREET 1: 13-01 POLLITT DRIVE CITY: FAIR LAWN STATE: NJ ZIP: 07410 FORMER COMPANY: FORMER CONFORMED NAME: TREASURE MOUNTAIN HOLDINGS INC DATE OF NAME CHANGE: 20010503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32741 FILM NUMBER: 07690034 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-31 0 0001139950 Vyteris Holdings (Nevada), Inc. VYHN 0000904841 KIMBERLIN KEVIN C/O 535 MADISON AVENUE 18TH FLOOR NEW YORK NY 10022 0 0 1 0 Warrant 2.4 2007-01-31 4 J 0 88000 A 2007-01-31 2012-01-31 Common Stock 88000 88000 I See Note Warrant 2.4 2007-02-28 4 J 0 88000 A 2007-02-28 2012-02-28 Common Stock 88000 88000 I See Note Warrants were issued in connection with a loan made pursuant to that certain Securities Purchase Agreement, dated September 28, 2004 (as amended by the Allonge, Amendment and Waiver No. 2, dated April 27, 2006 and by the Allonge, Amendment and Waiver No. 3, dated November 30, 2006, between Vyteris Holdings, Inc. and Spencer Trask Specialty Group, LLC ("STSG"), a Delaware limited liability company of which the Reporting Person is the non-member manager and indirectly the principal owner. Held by STSG. /s/ Kevin B. Kimberlin 2007-03-12 -----END PRIVACY-ENHANCED MESSAGE-----