-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O6rL2ustRI0IK00h3YBNMY6oVWZ5gyhpBvy7ERaf9NXX/osvMXxyWIlfp/ZnHDOn 3L09p2R1N7muE4YPkgRRtA== 0001082504-06-000020.txt : 20060203 0001082504-06-000020.hdr.sgml : 20060203 20060203100445 ACCESSION NUMBER: 0001082504-06-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32741 FILM NUMBER: 06575876 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vyteris Holdings (Nevada), Inc. CENTRAL INDEX KEY: 0001139950 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841394211 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1390 SOUTH 1100 EAST SUITE 204 CITY: SALT LAKE CITY STATE: UT ZIP: 84105-2463 BUSINESS PHONE: 2017032299 MAIL ADDRESS: STREET 1: 13-01 POLLITT DRIVE CITY: FAIR LAWN STATE: NJ ZIP: 07410 FORMER COMPANY: FORMER CONFORMED NAME: TREASURE MOUNTAIN HOLDINGS INC DATE OF NAME CHANGE: 20010503 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0 0001139950 Vyteris Holdings (Nevada), Inc. VYHN 0000904841 KIMBERLIN KEVIN 535 MADISON AVENUE 18TH FLOOR NEW YORK NY 10022 0 0 1 0 10% Convertible Subordinated Promissory Note due 12/01/2008 2.4 2006-01-31 4 P 0 250000 A 2006-01-31 Common Stock 104167 250000 I See Note Warrants 2.88 2006-01-31 4 P 0 52083 A 2006-01-31 2013-01-31 Common Stock 52083 52083 I See Note Expires upon the maturity date of the note, currently 12/01/2008 unless otherwise extended in writing by the holder. The note and warrants were acquired as a unit for a total purchase price of $250,000. Held by Spencer Trask Specialty Group, LLC, a Delaware limited liability company, of which the Reporting Person is the non-member manager and indirectly the principal owner. /s/ Kevin Kimberlin 2006-02-02 -----END PRIVACY-ENHANCED MESSAGE-----