-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PYe+UwZcpk4DBXWXY6N/gJPu7BVlRpllPYrfIfu87S35S6XcY8MjYtNXtnThpWhb ulUniWyRVp+kpB4Ycs3mpQ== 0001082504-05-000013.txt : 20050113 0001082504-05-000013.hdr.sgml : 20050113 20050113120922 ACCESSION NUMBER: 0001082504-05-000013 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20050113 DATE AS OF CHANGE: 20050113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12284 FILM NUMBER: 05527475 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME DIRECTOR INC CENTRAL INDEX KEY: 0000715031 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 522143430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: (925) 373 - 0438 MAIL ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 FORMER COMPANY: FORMER CONFORMED NAME: HOME DIRECTOR INC DATE OF NAME CHANGE: 20030205 FORMER COMPANY: FORMER CONFORMED NAME: NETWORD INC DATE OF NAME CHANGE: 19920703 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2003-12-09 2004-01-23 0 0000715031 HOME DIRECTOR INC HMDR 0000904841 KIMBERLIN KEVIN 0 0 1 0 Warrant 45.57 2010-04-04 Common Stock 197328 197328 I See Notes Warrant 45.57 2010-07-06 Common Stock 45175 45175 I See Notes Warrant 1.01 2007-12-19 Common Stock 1463316 1463316 I See Notes Warrants are currently exercisable. Holdings of Spencer Trask Ventures, Inc. ("STVI"), a Delaware corporation and wholly-owned subsidiary of Spencer Trask & Co., a Delaware corporation, of which the reporting person is the controlling shareholder. This revised Form 4 amends the information reported in Table II, Columns 2,6,7,8,9 and 11 of the Form 4 filed 01/23/2004 and the amended Form 4 filed 02/13/2004. Of this total, 78,187 warrants were acquired by exchange of warrants of a predecessor company upon merger of the predecessor company into the Issuer on 12/19/2002 and first reported when the Reporting Person became subject to reporting obligations under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), upon filing of the Issuer's Form 8-A on 03/28/2003; and the exercise price was adjusted from $115.00 to $45.57 and STVI became entitled to an additional 119,141 warrants by operation of anti-dilution provisions on 01/21/2004. Of this total, 17,391 warrants were acquired by exchange of warrants of a predecessor company upon merger of the predecessor company into the Issuer on 12/19/2002 and first reported when the Reporting Person became subject to reporting obligations under the Exchange Act upon filing of the Issuer's Form 8-A on 03/28/2003; and the exercise price was adjusted from $115.00 to $45.57 and STVI became entitled to an additional 27,784 warrants by operation of anti-dilution provisions on 01/21/2004. Of this total, 407,323 warrants were acquired by exchange of warrants of a predecessor company upon merger of the predecessor company into the Issuer on 12/19/2002 and first reported when the Reporting Person became subject to reporting obligations under the Exchange Act upon the filing of the Issuer's Form 8-A on 03/28/2003; and the exercise price was adjusted from $3.63 to $1.01 and STVI became entitled to an additional 1,055,993 warrants by oepration of anti-dilution provisions on 01/21/2004. /s/ Kevin B. Kimberlin 2005-01-13 -----END PRIVACY-ENHANCED MESSAGE-----