-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BogagM4FLNRUrFWqnVoCk4SKgZHr97I4YQ43UdKZpNBL4e2IgtaX6V+IIyfZpmhY X4e2TSVUBClkt+fz3JDCTQ== 0001032210-00-000255.txt : 20000216 0001032210-00-000255.hdr.sgml : 20000216 ACCESSION NUMBER: 0001032210-00-000255 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 GROUP MEMBERS: KEVIN KIMBERLIN GROUP MEMBERS: KIMBERLIN FAMILY PARTNERS, L.P. GROUP MEMBERS: KIMBERLIN KEVIN GROUP MEMBERS: OSHKIM LIMITED PARTNERS, L.P. GROUP MEMBERS: SPENCER TRASK HOLDINGS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATA CRITICAL CORP CENTRAL INDEX KEY: 0000941775 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 911901482 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57943 FILM NUMBER: 544292 BUSINESS ADDRESS: STREET 1: 19820 NORTH CREED PARKWAY STREET 2: SUITE 100 CITY: BOTHEKK STATE: WA ZIP: 98011 BUSINESS PHONE: 4254827000 MAIL ADDRESS: STREET 1: 19820 NORTH CREEK PARKWAY STREET 2: SUITE 100 CITY: BOTHELL STATE: WA ZIP: 98011 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No._____)* Data Critical Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 237622 10 5 ------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 1 of 8 Pages - ------------------------------- ----------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kevin Kimberlin - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED STATES - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 840,843 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 840,843 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 840,843 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 2 of 8 Pages - ------------------------------- ----------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kimberlin Family Partners, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 COLORADO - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 582,906 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 582,906 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 582,906 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 5.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 3 of 8 Pages - ------------------------------- ----------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Oshkim Limited Partners, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 NEVADA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 257,937 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 257,937 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 257,937 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 2.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 4 of 8 Pages - ------------------------------- ----------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Spencer Trask Holdings, Inc. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 840,843 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 840,843 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 840,843 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 5 of 8 Pages - ------------------------------- ----------------------------- Item 1(a). Name of Issuer: Data Critical Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 19820 North Creek Parkway, Suite 100, Bothell, Washington 98011 Item 2(a). Name of Person Filing: Kevin Kimberlin Kimberlin Family Partners, L.P. ("Kimberlin") Oshkim Limited Partners, L.P. ("Oshkim LP") Spencer Trask Holdings, Inc. ("Spencer") See Item 4 below. Item 2(b). Address of Principal Business Office or, if none, Residence: 535 Madison Ave., 18th Floor, New York, NY 10022 Item 2(c). Citizenship: See row 4 of Cover Pages. Item 2(d). Title of Class of Securities: Common Stock. Item 2(e). CUSIP Number: 237622 10 5 - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 6 of 8 Pages - ------------------------------- ----------------------------- Item 4. Ownership. (a) Amount Beneficially Owned: See row 9 of Cover Page for each Reporting Person. Kevin Kimberlin is the Chairman and majority shareholder of Spencer Trask Holdings, Inc. Mr. Kimberlin is also the General Partner of Kimberlin and Oshkim LP., and, as such, may be deemed to share voting and investment power with respect to such shares. Kevin Kimberlin disclaims beneficial ownership of such shares, except to the extent of his pecuniary in such shares. (b) Percent of Class: See row 11 of Cover Page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See row 5 of Cover Page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See row 6 of Cover Page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See row 7 of Cover Page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of See row 8 of Cover Page for each Reporting Person. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 7 of 8 Pages - ------------------------------- ----------------------------- Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. - ------------------------------- ----------------------------- CUSIP NO. 237622 10 5 13G Page 8 of 8 Pages - ------------------------------- ----------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 KIMBERLIN FAMILY PARTNERS, L.P. By: /s/Kevin Kimberlin ---------------------------- Name: Kevin Kimberlin Title: General Partner OSHKIM LIMITED PARTNERS, L.P. By: /s/Kevin Kimberlin ---------------------------- Name: Kevin Kimberlin Title: General Partner SPENCER TRASK HOLDINGS, INC. By: SPENCER TRASK SECURITIES, INC. By: /s/Kevin Kimberlin ---------------------------- Name: Kevin Kimberlin Title: Chairman -----END PRIVACY-ENHANCED MESSAGE-----