-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzS+Jl/nMf8FMXCd8ZWK0lnQcFtOwUa5w5jvWnqUiIxShdK1IsJWAkUlr33up5AB pixCazLp2BHodofcdKb2sA== 0001012975-99-000034.txt : 19990217 0001012975-99-000034.hdr.sgml : 19990217 ACCESSION NUMBER: 0001012975-99-000034 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAROUDJA INC CENTRAL INDEX KEY: 0001034365 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 770444978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-51991 FILM NUMBER: 99541413 BUSINESS ADDRESS: STREET 1: 750 PALOMAR AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087351492 MAIL ADDRESS: STREET 1: 750 PALOMAR AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) FAROUDJA, INC. (Name of issuer) Common Stock, par value $.001 per share (Title of class of securities) 311643 10 0 (CUSIP number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [x] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 311643 10 0 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSON Kevin B. Kimberlin S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 1,146,655 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 1,146,655 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 0 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,146,655 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.5% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT Item 1. Name of Issuer (a) Faroudja, Inc. Address of Issuer's Principal Executive Offices: (b) 750 Palomar Avenue Sunnyvale, CA 94096 Item 2. Name of Person Filing: (a) Kevin B. Kimberlin Address of Principal Business Office or, if none, Residence: (b) c/o Spencer Trask Incorporated 535 Madison Avenue New York, New York 10022 Citizenship (c) United States Title of Class of Securities (d) Common Stock, par value $.001 per share CUSIP Number (e) 311643 10 0 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable. Item 4. Ownership As of December 31, 1997, Mr. Kimberlin was the beneficial owner of 1,358,897 shares of Common Stock, representing 11.3% of the class. As of such date, Mr. Kimberlin had the sole power to vote or direct the vote, and to dispose or to direct the disposition of, 1,358,897 shares of Common Stock, and did not share the power to vote or to direct the vote, or to dispose or to direct the disposition of, any shares of Common Stock. Page 3 of 5 Pages As of December 31, 1998, Mr. Kimberlin was the beneficial owner of 1,146,655 shares of Common Stock, representing 9.5% of the class. As of such date, Mr. Kimberlin had the sole power to vote or direct the vote, and to dispose or to direct the disposition of, 1,146,655 shares of Common Stock, and did not share the power to vote or to direct the vote, or to dispose or to direct the disposition of, any shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of the Group Not Applicable. Item 10. Certification Not Applicable. Page 4 of 5 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 /s/ Kevin B. Kimberlin Kevin B. Kimberlin -----END PRIVACY-ENHANCED MESSAGE-----