-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8hAyVgB4T05iVXlC5B1PvpOnn6o2HqrcGTkgon1L+506Xh3dwre1Lo13HBXa51D gHMqBupYDOKQ4GYw/1oZcA== 0000950134-97-009465.txt : 19971223 0000950134-97-009465.hdr.sgml : 19971223 ACCESSION NUMBER: 0000950134-97-009465 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971222 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZYMETX INC CENTRAL INDEX KEY: 0000921439 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 731444040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52107 FILM NUMBER: 97741858 BUSINESS ADDRESS: STREET 1: 800 RESEARCH PARKWAY STREET 2: STE 100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73104 BUSINESS PHONE: 4052711314 MAIL ADDRESS: STREET 1: 800 RESEARCH PARKWAY STREET 2: STE 100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 SC 13G 1 SCHEDULE 13G - KEVIN B. KIMBERLIN 1 OMB APPROVAL OMB 3235-0145 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ ZYMETX, INC. ---------------------------------- (Name of Issuer) Common Stock ---------------------------------- (Title of Class of Securities) 989859 10 3 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages --- 2 CUSIP No. 989859 10 3 13G Page 2 of 4 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Person Kevin B. Kimberlin - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) /X/ of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization U.S. - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power 516,851 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Person With Power 0 -------------------------------------------------- (7) Sole Dispositive Power 516,851 -------------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 516,851 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.0% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b) Item 1(a). Name of Issuer: ZymeTx, Inc. Item 1(b). Name of Issuer's Principal Executive Offices: 800 Research Parkway, Suite 100 Oklahoma City, OK 73104 Item 2(a). Name of Person Filing: Kevin B. Kimberlin Item 2(b). Address or Principal Business Office or, if None, Residence: 535 Madison Avenue New York, New York 10022 Item 2(c). Citizenship: United States. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 989859 10 3 Item 3. Not applicable. Item 4. Ownership (a) Amount Beneficially Owned: 516,851 (The shares beneficially owned by the reporting person include shares held by Oshkim Limited Partners, L.P. ("Oshkim") and 164,351 shares of Common Stock subject to warrants held by Oshkim, Spencer Trask Holdings, Inc. and Kimberlin Family Partners, L.P. (b) Percent of Class: 8.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 516,851 (ii) shared power to vote or to direct the vote: 0 Page 3 of 4 4 (iii) sole power to dispose or to direct the disposition of: 516,851 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 19, 1997. /s/ Kevin B. Kimberlin - --------------------------------- Signature Kevin B. Kimberlin - --------------------------------- Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----