-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LY/qjgfYuOEYB1fSoVZCMcR0aMYDNBFXOGNYeJvlrz50qUM4ncVsSoueF01ltoRm gGJntIS4Y+dqtUVT/ClrxA== 0000898432-06-000570.txt : 20060628 0000898432-06-000570.hdr.sgml : 20060628 20060628174345 ACCESSION NUMBER: 0000898432-06-000570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060626 FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32741 FILM NUMBER: 06931062 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vyteris Holdings (Nevada), Inc. CENTRAL INDEX KEY: 0001139950 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841394211 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1390 SOUTH 1100 EAST SUITE 204 CITY: SALT LAKE CITY STATE: UT ZIP: 84105-2463 BUSINESS PHONE: 2017032299 MAIL ADDRESS: STREET 1: 13-01 POLLITT DRIVE CITY: FAIR LAWN STATE: NJ ZIP: 07410 FORMER COMPANY: FORMER CONFORMED NAME: TREASURE MOUNTAIN HOLDINGS INC DATE OF NAME CHANGE: 20010503 4 1 vyterisholdings_form4ex.xml X0202 4 2006-06-26 0 0001139950 Vyteris Holdings (Nevada), Inc. VYHN 0000904841 KIMBERLIN KEVIN C/O 535 MADISON AVENUE, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 10% Convertible Subordinated Promissory Note due12/01/2008 2.40 2006-06-26 4 P 0 500000 500000 A Common Stock 208333 5000000 I See Note Immediately convertible. Expires upon the maturity date of the Note, currently 12/01/2008, unless extended in writing by the holder. Includes: (i) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $250,000 issued on January 31, 2006; (ii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on February 13, 2006; (iii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on February 16, 2006; (iv) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on March 21, 2006; (v) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on April 4, 2006; (vi) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $750,000 issued on April 18, 2006; (vii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 5, 2006; (viii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 23, 2006; and (ix) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on June 8, 2006. Held by Spencer Trask Specialty Group, LLC, a Delaware limited liability company of which the Reporting Person is the non-member manager and indirectly the principal owner. /s/ Kevin B. Kimberlin 2006-06-28 -----END PRIVACY-ENHANCED MESSAGE-----