-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TDNoranNy1t2k+Vh1JedFOTO/JkI2MPepuVr3vAiIEJG97HSpHTKtHY3CVQjHPt+ 9N6lSgjBsNlgzCTNWXQgHg== 0000898432-05-000502.txt : 20050620 0000898432-05-000502.hdr.sgml : 20050617 20050620174509 ACCESSION NUMBER: 0000898432-05-000502 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050620 FILED AS OF DATE: 20050620 DATE AS OF CHANGE: 20050620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32499 FILM NUMBER: 05906689 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVIM INC CENTRAL INDEX KEY: 0001170652 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 134083851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12 ROUTE 17 NORTH STE 210 CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: (201) 556-1010 MAIL ADDRESS: STREET 1: 12 NORTH STATE ROUTE 17 CITY: PARAMUS STATE: NJ ZIP: 07652 3 1 nuvim-kbkimberling_ex.xml X0202 3 2005-06-20 0 0001170652 NUVIM INC NUVM 0000904841 KIMBERLIN KEVIN 535 MADISON AVENUE, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 235182 I See Notes Common Stock 99546 I See Notes Common Stock 212382 I See Notes Common Stock 21700 I See Notes Common Stock 10619 I See Notes Shares owned by Spencer Trask Specialty Group, LLC, a Delaware limited liability company ("STSG"), of which the Reporting Person is the principal owner and non-member manager. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Shares owned by Stolle Milk Biologics, Inc., a Delaware corporaiton ("SMBI"). STSG is the controlling stockholder of SMBI. Shares owned by Kevin Kimberlin Partners, L.P., a Delaware limited partnership, of which the Reporting Person is the general partner. Shares owned by Spencer Trask Private Equity Fund I, L.P., a Delaware limited partnership ("Fund I"). The general partner of Fund I is Trask Partners LLC, a Delaware limited liability company, that is wholly owned by Spencer Trask & Co., Inc., a Delaware corporation of which the Reporting Person is the sole stockholder and chairman. Shares owned by Spencer Trask Private Equity Fund II, L.P., a Delware limited partnership ("Fund II"). Trask Partners LLC is the general partner of the Fund II. /s/ Kevin B. Kimberlin 2005-06-20 -----END PRIVACY-ENHANCED MESSAGE-----