-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QakTdGx4Qx0gxZ/bgL9yv6arir/E54NZgnMYdSb0qUIp3zYJGezK1AWKTYzCJJO0 YnbYWF9c4WZStLwO4VccMw== 0000898432-04-000074.txt : 20040123 0000898432-04-000074.hdr.sgml : 20040123 20040123165700 ACCESSION NUMBER: 0000898432-04-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20040123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12284 FILM NUMBER: 04541226 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME DIRECTOR INC CENTRAL INDEX KEY: 0000715031 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 522143430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: (925) 373 - 0438 MAIL ADDRESS: STREET 1: 2525 COLLIER CANYON ROAD STREET 2: - CITY: LIVERMORE STATE: CA ZIP: 94551 FORMER COMPANY: FORMER CONFORMED NAME: HOME DIRECTOR INC DATE OF NAME CHANGE: 20030205 FORMER COMPANY: FORMER CONFORMED NAME: NETWORD INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-09 0 0000715031 HOME DIRECTOR INC HMDR 0000904841 KIMBERLIN KEVIN 55 MADISON AVENUE NEW YORK NY 10011 0 0 1 0 Common Stock 8727 I See Note Warrant 1.068 2003-12-09 4 A 0 657845 A 2008-12-09 Common Stock 657845 657845 I See Note Warrant 1.178 2003-12-19 4 A 0 306795 A 2008-12-19 Common Stock 306795 306795 I See Note Warrant 1.298 2004-01-21 4 A 0 423630 A 2009-01-21 Common Stock 423630 423630 I See Note Warrant 0.36 2010-10-11 Common Stock 2565 2565 I See Note Warrant 115.01 2010-04-03 Common Stock 78187 78187 I See Note Warrant 115.01 2010-07-06 Common Stock 17391 17391 I See Note Warrant 3.63 2007-12-18 Common Stock 407323 407323 I See Note Warrant 25.4 2005-02-05 Common Stock 10630 10630 I See Note Held by Spencer Trask Ventures, Inc., a Delaware corporation and wholly-owned subsidiary of Spencer Trask & Co., a Delaware corporation, of which the reporting person is the controlling shareholder. Held by Spencer Trask Investment Partners LLC, a Delaware limited liability company, of which the reporting person is the non-member manager. Warrants are immediately exercisable. Compensation for placement agent services. /s/ Kevin S. Kimberlin 2004-01-23 -----END PRIVACY-ENHANCED MESSAGE-----