-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G8ALybw9vtXF2Tmo190+0LHQT5kECIoA2LhMCJCvkaepRuQSbpYYt737+94Q36BY xUAOojYnpH7x5jRlw/TTGQ== 0001123292-03-000425.txt : 20030905 0001123292-03-000425.hdr.sgml : 20030905 20030905210046 ACCESSION NUMBER: 0001123292-03-000425 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20030905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDIABAY INC CENTRAL INDEX KEY: 0001040973 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 650429858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 9735399528 MAIL ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 FORMER COMPANY: FORMER CONFORMED NAME: AUDIO BOOK CLUB INC DATE OF NAME CHANGE: 19970612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRICK NORTON CENTRAL INDEX KEY: 0000904829 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13469 FILM NUMBER: 03884865 BUSINESS ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 973-539-1390 MAIL ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 5/A 1 edgar.xml PRIMARY DOCUMENT X0201 5/A2001-12-312001-12-31 0 1 0001040973 MEDIABAY INC MBAY 0000904829 HERRICK NORTON C/O THE HERRICK COMPANY, INC. 2 RIDGEDALE AVENUE CEDAR KNOLLS NJ 07927 1010Common Stock2001-01-194P0L310001.36A224000IBy H.A.Common Stock2001-01-314P0L1058001.32A224000IBy H.A.Common Stock2001-03-084J0L80800A266500DCommon Stock2001-03-084J0L80800D224000IBy H.A.Common Stock2001-01-014J0L30000D224000IBy H.A.Common Stock2001-01-014P0L68000A224000IBy H.A.Employee Stock Option (Right to Buy).502001-11-234A0L3000000A2001-11-232011-11-23Common Stock300000300000DThis represents the aggregate purchase price of $42,022 expressed as a per share basis.These shares were purchased by Howard Appel or entities believed by the Reporting Person to be related to Howard Appel (H.A.). The relationship between the Reporting Person and H.A. is described in note 3 of the Reporting Person's amended Form 4 for May 2001.The transactions occurred between January 31, 2001 and February 9, 2001. The Reporting Person does not know the exact dates of these transactions, as the transactions were effected by H.A., who is not under the control of the Reporting Person. This represents the aggregate purchase price of $139,629 expressed as a per share basis.The shares reported herein were delivered by H.A. to the Reporting Person. These shares were previously reported as indirectly owned by the Reporting Person.The transactions occurred during fiscal year 2001. The Reporting Person does not know the exact dates or per share price of the transactions reported, as the transactions were effected by H.A. These shares were previously reported as indirectly owned by the Reporting Person. The Reporting Person believes these shares were sold by H.A. to a third party. The Reporting Person believes H.A. retained the proceeds from such sale. The Reporting Person did not receive the benefit of any proceeds. The Reporting Person has no continuing beneficial interest in these shares. Norton Herrick2003-09-05 -----END PRIVACY-ENHANCED MESSAGE-----