-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F7tKQDDxULhMsOj/0NxzpZYrgovbccT4CtcvQzDwWXrfz22IyNZrNwyD44ribiOZ h1cZb78dJv+XOUJH5xvm3g== 0001123292-03-000424.txt : 20030905 0001123292-03-000424.hdr.sgml : 20030905 20030905210029 ACCESSION NUMBER: 0001123292-03-000424 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010801 FILED AS OF DATE: 20030905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDIABAY INC CENTRAL INDEX KEY: 0001040973 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 650429858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 9735399528 MAIL ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 FORMER COMPANY: FORMER CONFORMED NAME: AUDIO BOOK CLUB INC DATE OF NAME CHANGE: 19970612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRICK NORTON CENTRAL INDEX KEY: 0000904829 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13469 FILM NUMBER: 03884864 BUSINESS ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 973-539-1390 MAIL ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2001-08-012001-08-28 0001040973 MEDIABAY INC MBAY 0000904829 HERRICK NORTON C/O THE HERRICK COMPANY 2 RIDGEDALE AVENUE CEDAR KNOLLS NJ 07927 1010Common Stock2001-08-134P07000.889A213500DCommon Stock2001-08-144P07000.874A220500DCommon Stock2001-08-15 4P07000.884A227500DCommon Stock2001-08-174P0< /equitySwapInvolved>10000.98A237500DCommon Stock2001-08-014P075000.80A215000IBy H.A.Common Stock2001-08-204J029000D186000IBy H.A.Common Stock2001-08-204J029000A266500DThe transactions occurred in August 2001. The Reporting Person does not know the exact dates of these transactions, as the transactions were effected by Howard Appel and entities believed by the Reporting Person to be related to Howard Appel (H.A.), none of whom were under the control of the Reporting Person. This represents the aggregate purchase price of $60,000 expressed as a per share amount. The Reporting Person does not know the per share price of the transactions reported, as the transactions were effected by H.A. The securities were held by H.A. The relationship betw een the Reporting Person and H.A. is described in note 3 of the Reporting Person's amended Form 4 for May 2001.Represents shares delivered by H.A. to the Reporting Person. The Reporting Person has previously reported indirect beneficial ownership of certain shares owned by H.A. Norton Herrick2003-09-05 -----END PRIVACY-ENHANCED MESSAGE-----