-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ptu8FP/IXMcQ9DZbU3Z+S5O7adGhwvAStBqm8J8EJ26X2CoJbSgOHvaWz3/Pk7j2 1s1ff6DpXD6DzgVdDpeuYQ== 0001123292-03-000418.txt : 20030905 0001123292-03-000418.hdr.sgml : 20030905 20030905205806 ACCESSION NUMBER: 0001123292-03-000418 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000623 FILED AS OF DATE: 20030905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDIABAY INC CENTRAL INDEX KEY: 0001040973 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 650429858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 9735399528 MAIL ADDRESS: STREET 1: 2 RIDGEDALE AVENUE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 FORMER COMPANY: FORMER CONFORMED NAME: AUDIO BOOK CLUB INC DATE OF NAME CHANGE: 19970612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRICK NORTON CENTRAL INDEX KEY: 0000904829 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13469 FILM NUMBER: 03884858 BUSINESS ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 BUSINESS PHONE: 973-539-1390 MAIL ADDRESS: STREET 1: C/O HERRICK CO STREET 2: 2 RIDGEDALE AVE CITY: CEDAR KNOLLS STATE: NJ ZIP: 07927 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2000-06-232000-06-17 0001040973 MEDIABAY INC MBAY 0000904829 HERRICK NORTON C/O THE HERRICK COMPANY, INC. 2 RIDGEDALE AVENUE CEDAR KNOLLS NJ 07927 1010Employee Stock Option (Right to Buy)4.002000-06-235A015000000A2000-06-232010-06-23Common Stoc k15000001500000DThe purpose of this amendment is to delete transactions previously reported for May 2000 of options granted by the Issuer to purchase 1,500,000 shares of Common Stock, with an exercise price of $4.00. These options were subject to approval of the Issuer's 2000 Stock Incentive Plan by the Issuer's board of directors and shareholders. The grant was not effective until June 23, 2000 when the shareholders approved the 2000 Stock Incentive Plan. Acquisition of these options should have been reported as having occurred in June 2000, rather than May 2000. The transaction in the table is being reported solely to gain access to the system.Norton Herrick2003-09-05 -----END PRIVACY-ENHANCED MESSAGE-----