-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNbS29ZAuAJ8fXVwj7n3tV9WM4ungmgWEpLNI/LUPVBclvCZ7981FnJMOD63dBMY JKF5pSttxBwzxOf6MFkegg== 0000950130-97-000931.txt : 19970311 0000950130-97-000931.hdr.sgml : 19970311 ACCESSION NUMBER: 0000950130-97-000931 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970310 SROS: NYSE SROS: PSE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44123 FILM NUMBER: 97553230 BUSINESS ADDRESS: STREET 1: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 703 CURTIS ST CITY: MIDDLETOWN STATE: OH ZIP: 45043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 AK Steel Holding Corporation --------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value -------------------------------------------------------- (Title of Class of Securities) 001547108 ----------------------------------------- (CUSIP Number) Page 1 of 5 Pages - ------------------------- CUSIP NO. 001547108 - ------------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares Beneficially 0 Owned By ------------------------------------- Each 6. Shared Voting Power Reporting Person With 1,164,606 ------------------------------------- 7. Sole Dispositive Power 0 ------------------------------------- 8. Shared Dispositive Power 1,164,606 ------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,236,706 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.6% - -------------------------------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA - -------------------------------------------------------------------------------- Page 2 of 5 Pages - ------------------------- CUSIP NO. 001547108 - ------------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares Beneficially 0 Owned By ---------------------------------- Each 6. Shared Voting Power Reporting Person With 1,164,606 ---------------------------------- 7. Sole Dispositive Power 0 ---------------------------------- 8. Shared Dispositive Power 1,164,606 ---------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,236,706 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.6% - -------------------------------------------------------------------------------- 12. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- Page 3 of 5 Pages Item 4. Ownership. (a). Amount beneficially owned: See the responses(s) to Item 9 on the attached cover page(s). (b). Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii). Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii). Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv). Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five perecent of the class of securities, check the following X . ------- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 10, 1997 THE GOLDMAN SACHS GROUP, L.P. By: The Goldman Sachs Corporation, its general partner By: /s/ David B. Ford ------------------------------------- Name: David B. Ford Title: Executive Vice President GOLDMAN, SACHS & CO. By: /s/ David B. Ford ------------------------------------- Name: David B. Ford Title: Managing Director Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----