-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuYXeZT5TMzy5zEaqO4aW0lLFSSqR0SAnBKyJxn44q0Mwlyk0kCJF1V+YDZa1PvT QR3r9LtVzEHI8EaAbM6owA== 0000950130-97-000320.txt : 19970129 0000950130-97-000320.hdr.sgml : 19970129 ACCESSION NUMBER: 0000950130-97-000320 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19970128 SROS: NONE GROUP MEMBERS: BRIDGE STREET FUND 1993, L.P. GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO GROUP MEMBERS: GS ADVISORS, L.P. GROUP MEMBERS: GS CAPITAL PARTNERS, L.P. GROUP MEMBERS: STONE STREET FUND 1993, L.P. GROUP MEMBERS: STONE STREET RESOURCE CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEUROMEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000866933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 133526980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46379 FILM NUMBER: 97512508 BUSINESS ADDRESS: STREET 1: TWO EXECUTIVE BLVD STE 306 CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 9143683600 MAIL ADDRESS: STREET 1: TWO EXECUTIVE BLVD STREET 2: SUITE 306 CITY: SUFFERN STATE: NY ZIP: 10901-4164 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13D/A 1 AMENDMENT NO. 3 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 3 Neuromedical Systems, Inc. ----------------------------------------- (Name of Issuer) Common Stock (par value $0.0001 per share) ----------------------------------------- (Title of Class of Securities) 64124H109 ----------------------------------------- (CUSIP Number) David J. Greenwald, Esq. Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 (212) 902-1000 -------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) December 3, 1996 ----------------------------------------- (Date of Event which requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: ______ Check the following box if a fee is being paid with this statement: ______ Page 1 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ---- (b) ____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By ---------------------------- Each 8 Shared Voting Power Reporting Person With 7,802,711 ---------------------------- 9 Sole Dispositive Power -0- ---------------------------- 10 Shared Dispositive Power 7,802,711 ---------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 7,802,711 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 26.2% - -------------------------------------------------------------------------------- 14. Type of Reporting Person BD-PN-IA - -------------------------------------------------------------------------------- Page 2 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ---- (b) ____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) -------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially 135,000 Owned By ----------------------------- Each 8 Shared Voting Power Reporting Person With 7,802,711 ----------------------------- 9 Sole Dispositive Power 135,000 ----------------------------- 10 Shared Dispositive Power 7,802,711 ----------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 7,937,711 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 26.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- Page 3 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GS Advisors, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ---- (b) ____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) -------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By --------------------------- Each 8 Shared Voting Power Reporting Person With 5,382,629 --------------------------- 9 Sole Dispositive Power -0- --------------------------- 10 Shared Dispositive Power 5,382,629 --------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,382,629 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 18.1% - -------------------------------------------------------------------------------- 14. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 4 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GS Capital Partners, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ---- (b) ____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------ - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By ---------------------------- Each 8 Shared Voting Power Reporting Person With 5,382,629 ---------------------------- 9 Sole Dispositive Power -0- ---------------------------- 10 Shared Dispositive Power 5,382,629 ---------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,382,629 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ________ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 18.1% - -------------------------------------------------------------------------------- 14. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 5 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Stone Street Fund 1993, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By --------------------------- Each 8 Shared Voting Power Reporting Person With 635,958 --------------------------- 9 Sole Dispositive Power -0- --------------------------- 10 Shared Dispositive Power 635,958 --------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 635,958 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 2.1% - -------------------------------------------------------------------------------- 14. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 6 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Bridge Street Fund 1993, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By ----------------------------- Each 8 Shared Voting Power Reporting Person With 709,699 ----------------------------- 9 Sole Dispositive Power -0- ----------------------------- 10 Shared Dispositive Power 709,699 ----------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 709,699 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 2.4% - -------------------------------------------------------------------------------- 14. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 7 - ----------------------- CUSIP NO. 64124H109 - ----------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Stone Street Resource Corp. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) -------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By ------------------------------ Each 8 Shared Voting Power Reporting Person With 1,345,657 ------------------------------ 9 Sole Dispositive Power -0- ------------------------------ 10 Shared Dispositive Power 1,345,657 ------------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,345,657 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 4.5% - -------------------------------------------------------------------------------- 14. Type of Reporting Person CO - -------------------------------------------------------------------------------- Page 8 AMENDMENT NO. 3 TO SCHEDULE 13D RELATING TO THE COMMON STOCK OF NEUROMEDICAL SYSTEMS, INC. GS Capital Partners, L.P. ("GS Capital"), GS Advisors, L.P. ("GS Advisors, L.P."), Stone Street Fund 1993, L.P. ("Stone Street"), Bridge Street Fund 1993, L.P. ("Bridge Street" and together with GS Capital and Stone Street, the "Limited Partnerships"), Stone Street Resource Corp. ("Resource"), Goldman, Sachs & Co. ("Goldman Sachs") and The Goldman Sachs Group, L.P. ("GS Group", and together with GS Capital, GS Advisors, L.P., Stone Street, Bridge Street, Resource and Goldman Sachs, the "Filing Persons")/1/ hereby amend the statement on Schedule 13D filed with respect to the common stock, par value $.0001 per share (the "Common Stock"), of Neuromedical Systems, Inc., a Delaware corporation (the "Company"), as most recently amended by Amendment No. 2 thereto filed July 31, 1996 (as amended, the "Schedule 13D"). This Amendment No. 3 is being filed primarily to reflect a decrease in the percentage of the class beneficially owned and to add Stone Street, Bridge Street and Resource as Filing Persons. Stone Street and Bridge Street were referred to in previous filings as the "Other Limited Partnerships." Unless otherwise indicated, all capitalized terms used but not defined herein shall have the same meaning ascribed to them in the Schedule 13D. - ---------------- /1/Neither the present filing nor anything contained herein shall be construed as an admission that any Filing Person constitutes a "person" for any purposes other than Section 13(d) of the Securities Exchange Act of 1934. Page 9 Item 2 is hereby amended and restated as follows: - ------------------------------------------------- Item 2. Identity and Background ----------------------- As of January 24, 1997, Goldman Sachs and GS Group may be deemed to own beneficially 6,728,286 shares of Common Stock through the Limited Partnerships. In addition, as of January 24, 1997, GS Group may be deemed to own beneficially 135,000 shares of Common Stock. In addition, as of January 24, 1997, Goldman Sachs and GS Group may be deemed to own beneficially 1,074,425 shares of Common Stock currently held in client accounts with respect to which Goldman Sachs or employees of Goldman Sachs have voting or investment discretion, or both ("Managed Accounts"). Goldman Sachs and GS Group each disclaim beneficial ownership of shares of Common Stock (i) owned by the Limited Partnerships to the extent of partnership interests in the Limited Partnerships held by persons other than Goldman Sachs, GS Group or their affiliates and (ii) held in Managed Accounts. GS Capital, a Delaware limited partnership, was formed for the purpose of investing in equity and equity-related securities primarily acquired or issued in leveraged acquisitions, reorganizations and other private equity transactions. GS Advisors, L.P., a Delaware limited partnership, is the sole general partner of GS Capital. Stone Street and Bridge Street, each a Delaware limited partnership, were formed for the purpose of investing in equity and equity-related securities primarily acquired or issued in leveraged acquisitions, reorganizations and other private equity transactions and in other financial instruments. Resource is the sole general partner of Stone Street and the sole managing general partner of Bridge Street. Goldman Sachs, a New York limited partnership, is an investment banking firm and a member of the New York Stock Exchange, Inc. and other national exchanges. Goldman Sachs also serves as the investment manager for GS Capital. GS Group, one of the general partners of Goldman Sachs, owns a 99% interest in Goldman Sachs. GS Group is a Delaware limited partnership and a holding partnership that engages (directly and indirectly through subsidiaries or affiliated companies or both) in the business of buying and selling securities, both foreign and domestic, and in making investments on behalf of its partners. The other general partner of Goldman Sachs is The Goldman, Sachs & Co. L.L.C., a Delaware limited liability company ("GS L.L.C."), which is a wholly owned subsidiary of GS Group and The Goldman Sachs Corporation, a Delaware corporation ("GS Corp."). GS Corp. is the sole general partner of GS Group. The principal business address of each of Goldman Sachs, GS Group, GS Corp., GS L.L.C., GS Capital, GS Advisors, L.P., Stone Street, Bridge Street and Resource is 85 Broad Street, New York, NY 10004. The name, business address, present principal occupation or employment and citizenship of each director and of each member of the executive committee of GS Corp. and GS L.L.C. and of each member of the executive committee of GS Group and Goldman Sachs are set forth in Schedule I hereto and are incorporated herein by reference. The name, business address, present principal occupation or employment and citizenship of each director and each executive officer of GS Advisors, Inc., a Delaware corporation that is the sole general partner of GS Advisors, L.P., are set forth in Schedule II-A hereto and are incorporated herein by reference. The name, business address, present principal occupation or employment and citizenship of each director and each executive officer of Resource, a Delaware corporation that is the sole general partner of Stone Street and the sole managing general partner of Bridge Street, are set forth on Schedule II-B hereto and are incorporated herein by reference. During the last five years, none of the Filing Persons, or, to the knowledge of each of the Filing Persons, any of the persons listed on Schedule I, II-A or II-B hereto, (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) except as set forth in Schedule III to this Schedule 13D, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. Item 3 is hereby amended as follows: Item 3. Source and Amount of Funds or Other Consideration ------------------------------------------------- See Schedule IV hereto for transactions in the Common Stock which have been effected during the period from October 4, 1996 through January 24, 1997, all of which were effected in the ordinary course of business of Goldman Sachs. The total consideration (exclusive of commissions) for shares of Common Stock purchased during this period was approximately $30,189,171.38. Funds for ordinary course trading purchases came from working capital. Funds for the purchase of shares of Common Stock held in Managed Accounts came from client funds. As of January 24, 1997, two officers of Goldman Sachs, in their capacity as directors of the Company, had received options to purchase 10,000 shares of Common Stock in the aggregate that are currently exercisable (the "Directors Options"). Each of these officers has an agreement with GS Group pursuant to which he or she holds these Directors Options for the benefit of GS Group. Item 5 is hereby amended as follows: Item 5. Interest in Securities of the Issuer ------------------------------------ (a) As of January 24, 1997, GS Capital beneficially owned, and GS Advisors may be deemed to beneficially own, an aggregate of 5,382,629 shares of Common Stock, including 5,312,766 shares of Common Stock and UPOs exercisable into 69,863 shares of Common Stock, representing in the aggregate approximately 18.1% of the shares of the Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). As of January 24, 1997, Stone Street beneficially owned an aggregate of 635,958 shares of Common Stock, including 627,698 shares of Common Stock and UPOs exercisable into 8,260 shares of Common Stock, representing in the aggregate approximately 2.1% of the shares of Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). As of January 24, 1997, Bridge Street beneficially owned an aggregate of 709,699 shares of Common Stock, including 700,494 shares of Common Stock and UPOs exercisable into 9,205 shares of Common Stock, representing in the aggregate approximately 2.4% of the shares of Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). As of January 24, 1997, Resource may be deemed to beneficially own an aggregate of 1,345,657 shares of Common Stock, which are owned by Stone Street and Bridge Street as described above, representing in the aggregate approximately 4.5% of the shares of Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). As of January 24, 1997, Goldman Sachs may be deemed to beneficially own an aggregate of 7,802,711 shares of Common Stock, including (i) the shares of Common Stock beneficially owned by the Limited Partnerships described above, and (ii) 1,074,425 shares of Common Stock held in Managed Accounts, representing in the aggregate approximately 26.2% of the Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). As of January 24, 1997, GS Group may be deemed to beneficially own an aggregate of 7,937,711 shares of Common Stock, including (i) the shares of Common Stock beneficially owned by Goldman Sachs and (ii) 125,000 shares of Common Stock owned by GS Group and (iii) 10,000 Directors Options as described in Item 3 above, representing in the aggregate Page 10 approximately 26.6% of the shares of Common Stock reported to be outstanding as of October 31, 1996 (as reported in the Company's Quarterly Report on Form 10-Q for the period ended September 30, 1996). GS Group and Goldman Sachs disclaim beneficial ownership of (i) the shares of Common Stock beneficially owned by the Limited Partnerships to the extent of partnership interests in the Limited Partnerships held by persons other than GS Group, Goldman Sachs or their affiliates and (ii) shares of Common Stock held in Managed Accounts. None of the Filing Persons beneficially owns any shares of Common Stock as of January 24, 1997 other than as set forth herein. (b) Each Filing Person shares the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock beneficially owned by such Filing Person as indicated in the 2nd through 8th pages of this filing. (c) Schedule IV sets forth transactions in the Common Stock which have been effected during the period from October 4, 1996 through January 24, 1997, all of which were effected in the ordinary course of business of Goldman Sachs. The transactions in the Common Stock, described in Schedule IV, were effected in the NASDAQ National Market. The total consideration (exclusive of commissions) for the shares of Common Stock purchased during this period was approximately $30,189,171.38. Except as set forth on Schedule IV, no transactions in the Common Stock were effected by Filing Persons, or, to the knowledge of any of the Filing Persons, any of the persons listed on Schedules I, II-A or II-B hereto, during the period from October 4, 1996 through January 24, 1997. Item 6 is hereby amended as follows: Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Two officers of Goldman Sachs serve as directors of the Company. Each of these officers has an agreement with GS Group, the form of which is being filed as Exhibit (2) hereto, pursuant to which he or she holds the Directors Options for the benefit of GS Group. Except as described in this Schedule 13D, none of the Filing Persons or, to the knowledge of the Filing Persons, any of the persons listed on Schedules I, II-A or II-B hereto is a party to any contract, arrangement, understanding or relationship with respect to any securities of the Company. Item 7 is hereby amended as follows: Item 7. Material to be Filed as Exhibits (1) Joint Filing Agreement. (2) Form of Agreement Relating to Directors Options. Page 11 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth is true, complete and correct. Dated: January 28, 1997 GOLDMAN, SACHS & CO. By:/s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: Managing Director THE GOLDMAN SACHS GROUP, L.P. By: The Goldman Sachs Corporation, its general partner By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: Executive Vice President GS ADVISORS, L.P. By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: President GS CAPITAL PARTNERS, L.P. By: GS Advisors, L.P., its general partner By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: President STONE STREET FUND 1993, L.P. By: Stone Street Resource Corp., its general partner By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: Vice President BRIDGE STREET FUND 1993, L.P. By: Stone Street Resource Corp., its managing general partner By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: Vice President STONE STREET RESOURCE CORP. By: /s/ Richard A. Friedman --------------------------- Name: Richard A. Friedman Title: Vice President Page 12 SCHEDULE I ---------- The name, business address, present principal occupation or employment and citizenship of each director and of each member of the executive committee of The Goldman Sachs Corporation and The Goldman, Sachs & Co. L.L.C. and of each member of the executive committee of The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. are set forth below. Unless otherwise indicated, the business address of each person listed below is 85 Broad Street, New York, NY 10004, and unless otherwise indicated each person is a citizen of the United States of America. The present principal occupation or employment of each of the listed persons is as a managing director of Goldman, Sachs & Co. or another Goldman Sachs operating entity and as a member of the executive committee. Name Business Address - ---- ---------------- Jon Z. Corzine Henry M. Paulson, Jr. Roy J. Zuckerberg Robert J. Hurst John A. Thain 133 Fleet Street London EC4A 2BB, England John L. Thornton 133 Fleet Street London EC4A 2BB, England SCHEDULE II-A ------------- The name, business address and present principal occupation of each director and executive officer of GS Advisors, Inc., the sole general partner of GS Advisors, L.P., which is the sole general partner of GS Capital Partners II, L.P., are set forth below. The business address for all the executive officers and directors listed below except Henry Cornell is 85 Broad Street, New York, New York 10004. The business address of Henry Cornell is 3 Garden Road, Hong Kong. All executive officers and directors listed below are United States citizens.
Name Position Present Principal Occupation - ---- ------------------------ ---------------------------- Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co. Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co. Carla H. Skodinski Vice President/Secretary Vice President of Goldman, Sachs & Co. Elizabeth S. Cogan Treasurer Vice President of Goldman, Sachs & Co. Joseph H. Gleberman Director/ Vice President Managing Director of Goldman, Sachs & Co. Henry Cornell Vice President Managing Director of Goldman Sachs (Asia) L.L.C. Barry S. Volpert Director/Vice President Managing Director of Goldman, Sachs & Co. Eve M. Gerriets Vice President/ Vice President of Assistant Secretary Goldman, Sachs & Co. David J. Greenwald Assistant Secretary Vice President of Goldman, Sachs & Co. C. Douglas Fuge Assistant Treasurer Vice President of Goldman, Sachs & Co.
SCHEDULE II-B The name, business address and present principal occupation of each director and executive officer of Stone Street Resource Corp., the sole general partner of Stone Street Fund 1993, L.P. and the sole managing general partner of Bridge Street Fund 1993, L.P., are set forth below. The business address for each of the executive officers and directors listed below is 85 Broad Street, New York, New York 10004. All executive officers and directors listed below are United States citizens. Name Position Present Principal Occupation Friedman, Richard A. Director/Vice President Managing Director of Goldman, Sachs & Co. Nash, Avi M. Director/Vice President Managing Director of Goldman, Sachs & Co. Kolatch, Jonathan L. Director/Vice President/ Managing Director of Assistant Treasurer Goldman, Sachs & Co. Mehra, Sanjeev K. Director/Vice President Managing Director of Goldman, Sachs & Co. Mindich, Eric M. Director/Vice President/ Managing Director of Treasurer Goldman, Sachs & Co. Sachs, Peter G. Director/Vice President Limited Partner of The Goldman Sachs Group, L.P. Fuhrman, Glenn R. Director/Vice President Vice President of Goldman, Sachs & Co. Sacerdote, Peter M. Director/Chairman/C.E.O./ Limited Partner of The President Goldman Sachs Group, L.P. Skodinski, Carla H. Vice President/ Vice President of Secretary Goldman, Sachs & Co. McMahon, J. William Director/Vice President Vice President of Goldman, Sachs & Co. Goldenberg, Jeffrey B. Director/Vice President Managing Director of Goldman, Sachs & Co. Singh, Dinakar Director/Vice President Vice President of Goldman, Sachs & Co. SCHEDULE III ------------ In settlement of SEC Administrative Proceeding File No. 3-7646 In the Matter of the Distribution of Securities Issued by Certain Government Sponsored Enterprises, Goldman, Sachs & Co., (the "Firm") without admitting or denying the findings consented to the entry of an Order dated January 16, 1992 along with numerous other securities firms. The SEC found that the Firm in connection with its participation in the primary distributions of certain unsecured debt securities issued by Government Sponsored Enterprises ("GSEs") made and kept certain records that did not accurately reflect the Firm's customers' orders for GSEs' securities and/or offers, purchases or sales by the Firm of the GSEs' securities effected by the Firm in violation of Section 17(a) of the Exchange Act and 17 C.F.R. (S)(S) 240.17a-3 and 240.17a-4. The Firm was ordered to cease and desist from committing or causing future violations of the aforementioned sections of the Exchange Act in connection with any primary distributions of unsecured debt securities issued by the GSEs, pay a civil money penalty to the United States Treasury in the amount of $100,000 and maintain policies and procedures reasonably designed to ensure the Firm's future compliance with the aforementioned sections of the Exchange Act in connection with any primary distributions of unsecured debt securities issued by the GSEs. In SEC Administrative Proceeding File No. 3-8282 In the Matter of Goldman, Sachs & Co., the Firm without admitting or denying the allegations settled administrative proceedings involving alleged books and records and supervisory violations relating to eleven trades in the secondary markets for U.S. Treasury securities in 1985 and 1986. The SEC alleged that the Firm had failed to maintain certain records required pursuant to Section 17(a) of the Exchange Act and had also failed to supervise activities relating to the aforementioned trades in violation of Section 15(b)(4)(E) of the Exchange Act. The Firm was ordered to cease and desist from committing or causing any violations of the aforementioned sections of the Exchange Act, pay a civil money penalty to the SEC in the amount of $250,000 and establish policies and procedures reasonably designed to assure compliance with Section 17(a) of the Exchange Act and Rules 17a-3 and 17a-4 thereunder.
SCHEDULE IV Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-280452-12 300 18.75 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-280453-12 300 18.75 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-105008-12 1,000 16.375 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-100415-12 900 18.625 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143041-12 450 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-140438-12 650 17 1/4 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143034-12 2,000 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143226-12 1,100 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143196-12 1,400 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143308-12 250 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143309-12 1,000 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143047-12 600 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-140747-12 3,000 17 1/2 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143268-12 2,000 17 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143035-12 300 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143132-12 300 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1202-143002-12 2,700 12 3/4 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1202-999714-12 5,300 12 3/4 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143232-12 1,500 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143227-12 1,000 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143197-12 1,000 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143146-12 500 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143310-12 500 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143037-12 500 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-143201-12 3,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143032-12 650 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143228-12 600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143198-12 900 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-140540-12 250 17 1/8 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140522-12 2,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140441-12 3,500 17.7 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143145-12 750 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143229-12 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143199-12 600 16 1/4 8-Nov-96 14-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140460-12 1,000 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143230-12 600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143200-12 900 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143230-12 2,000 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143231-12 2,600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143201-12 1,400 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143232-12 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143202-12 600 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143144-12 350 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143233-12 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143203-12 600 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143234-12 1,300 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143204-12 1,700 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143235-12 900 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143205-12 1,100 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143236-12 900 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143206-12 1,100 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143231-12 2,000 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143237-12 3,000 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143207-12 2,000 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-270602-12 5,000 18.775 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-271256-12 3,500 16.65 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-274314-12 5,000 14.85 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-270742-12 5,000 17.94 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-286011-12 2,500 14.775 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-286012-12 2,500 14.775 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-280413-12 1,400 19.15 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-286076-12 3,300 13 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-286012-12 1,300 13 5/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-286018-12 2,000 13 1/2 29-Nov-96 4-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-286029-12 1,200 15.225 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-286144-12 1,000 13.555 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-286143-12 1,500 13.555 22-Nov-96 27-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1115-286003-12 500 15 7/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1115-999687-12 200 15 7/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-286039-12 5,000 15 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-286092-12 2,500 13 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-290533-12 500 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-290464-12 250 18 7/8 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304007-12 2,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304142-12 2,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304004-12 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304005-12 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304006-12 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304146-12 2,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1204-999572-12 2,500 14 3/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304008-12 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304010-12 1,500 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304182-12 2,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304183-12 2,000 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304011-12 1,500 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-021785-12 400 16.25 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-021801-12 200 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-021802-12 200 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-022239-12 200 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-022240-12 1,800 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-024336-12 2,500 16 5/16 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-025731-12 2,000 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-110942-13 16,600 16 1/4 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143230-13 2,000 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143231-13 2,000 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1107-143232-13 1,000 16.2 7-Nov-96 13-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-020598-12 2,000 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-022207-12 10,000 18 7/8 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-022411-12 575 18.8125 4-Oct-96 9-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-023139-12 1,000 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-023488-12 300 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-023830-12 1,000 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-024014-12 5,000 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-024828-12 4,800 19 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1004-025060-12 348 18 7/8 4-Oct-96 9-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-024143-12 5,000 18 3/4 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-024173-12 1,000 18 7/8 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-024209-12 500 18.9375 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-100415-13 900 18 5/8 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1007-290464-13 250 18 7/8 7-Oct-96 10-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-016539-13 2,500 19 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-016679-13 2,500 18 7/8 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-020477-12 1,000 19 1/4 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-021382-12 5,000 19 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-022672-12 4,600 18.9375 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1008-270602-13 5,000 18.775 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-020720-12 1,000 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-020762-12 1,000 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-020776-12 500 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-020831-12 500 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-020863-12 500 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-021207-12 500 19 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-021725-12 1,000 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-280452-13 300 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1009-280453-13 300 18 3/4 9-Oct-96 15-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-021320-12 500 18 3/4 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-021322-12 800 18 3/4 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-021416-12 1,000 18 3/4 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023013-12 50 18 3/4 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023475-12 800 18 7/8 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023480-12 1,000 18 1/2 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023483-12 1,000 18 1/2 10-Oct-96 16-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023496-12 1,000 18 1/4 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-023500-12 2,000 18 3/8 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-024997-12 900 18 1/8 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1010-280413-13 1,400 19.15 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1011-080059-13 683 18.7391 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1011-080060-13 1,617 18.7391 10-Oct-96 16-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-020097-12 1,000 18 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-020109-12 1,000 18 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-020176-12 500 18 1/8 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-020876-12 1,000 18 1/8 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-021799-12 50 18 1/8 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-023199-12 1,000 17 7/8 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-024363-12 1,000 17 5/8 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1011-270742-13 5,000 17.94 11-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020034-12 5,000 17 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020078-12 6,000 17 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020637-12 1,000 17 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020685-12 5,000 16 7/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020757-12 1,000 16 5/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020811-12 1,000 16 5/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-020847-12 1,000 16 5/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-021943-12 1,000 16 5/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-021963-12 3,000 16 1/4 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-022179-12 3,500 16 1/4 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-022933-12 2,000 16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-023048-12 5,000 16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-023133-12 500 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-023215-12 1,000 16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-023245-12 1,000 16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024267-12 500 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024286-12 1,200 16 1/16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024312-12 2,000 16 1/16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024316-12 2,000 16 1/16 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024449-12 10,000 16 1/2 14-Oct-96 17-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024478-12 1,000 16 1/2 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024479-12 1,000 16 1/2 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-024483-12 1,000 16 1/2 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-140426-13 1,000 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-140427-13 1,000 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-140428-13 1,000 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-140429-13 1,000 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-140430-13 1,500 16 1/8 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-206256-13 25,000 16.1125 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-206257-13 10,000 16.1125 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-206258-13 15,000 16.1125 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1014-334339-13 1,000 15.755 14-Oct-96 17-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-020106-12 3,000 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-020204-12 3,500 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-020477-12 1,000 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-021838-12 10,000 16 3/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-021951-12 2,500 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-022224-12 1,000 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-023663-12 3,000 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-023736-12 2,000 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-023897-12 3,000 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-023902-12 1,000 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-024173-12 1,764 17 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-024539-12 2,000 17 1/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025032-12 100 16 7/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025043-12 5,000 16 3/4 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025049-12 1,500 16 5/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025052-12 2,000 16 5/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025070-12 1,000 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025076-12 2,000 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025079-12 5,500 16 1/2 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025222-12 500 16 7/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-025540-12 500 16 7/8 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-200381-13 1,000 16 7/8 15-Oct-96 18-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-206153-13 5,000 16.5521 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-206154-13 15,000 16.5521 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-206155-13 20,000 16.5521 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-206156-13 10,000 16.5521 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-206157-13 10,000 16.5521 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1015-271256-13 3,500 16.65 15-Oct-96 18-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1016-016758-13 2,500 17 16-Oct-96 21-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1016-024036-12 1,000 17 16-Oct-96 21-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-016651-13 2,500 17 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-021776-12 50 16 3/4 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-021953-12 1,000 17 3/8 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-021959-12 1,000 17 3/8 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-022642-12 1,000 17 1/4 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-140438-13 650 17 1/4 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-140452-13 650 17 1/4 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1017-140540-13 250 17 1/8 17-Oct-96 22-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-020345-12 500 17 3/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-020647-12 1,000 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-020661-12 1,000 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-020698-12 1,000 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-022532-12 1,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-022534-12 500 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-023251-12 2,500 17 1/2 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-023289-12 1,000 17 1/2 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024243-12 1,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024272-12 500 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024284-12 1,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024317-12 900 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024383-12 1,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024753-12 2,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1018-024925-12 2,000 17 1/8 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112301-13 3,110 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112302-13 592 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112303-13 488 17 1/4 18-Oct-96 23-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112304-13 204 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112305-13 17 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112306-13 58 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112308-13 215 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112309-13 165 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112310-13 47 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112311-13 1,419 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112312-13 460 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112313-13 284 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112314-13 199 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112315-13 275 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112316-13 240 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112317-13 1,000 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112318-13 280 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112319-13 144 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112320-13 42 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112321-13 525 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112322-13 127 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1021-112323-13 55 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1112-110091-13 54 17 1/4 18-Oct-96 23-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022740-12 3,000 17 3/16 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022743-12 1,000 17 1/8 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022751-12 1,800 17 1/8 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022752-12 1,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022760-12 10,000 17 1/8 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-022765-12 3,000 17 1/8 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-023350-12 18,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-023848-12 60 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140487-13 2,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140488-13 4,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140489-13 4,000 16 7/8 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140522-13 2,000 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140523-13 400 17 21-Oct-96 24-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1021-140524-13 300 17 21-Oct-96 24-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-016677-13 8,000 17 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-020952-12 2,000 17 1/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-021159-12 100 17 3/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-022424-12 500 17 3/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-022457-12 500 17 3/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-024928-12 1,000 16 7/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-025474-12 1,000 16 5/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-025875-12 1,000 16 5/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-025896-12 1,000 16 5/8 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1022-025918-12 1,000 16 1/2 22-Oct-96 25-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-021512-12 2,000 16 1/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-022966-12 175 16 1/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-023269-12 2,000 16 1/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-024356-12 1,000 16 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025299-12 1,000 17 1/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025437-12 1,000 17 1/2 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025460-12 1,000 17 3/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025462-12 1,000 17 3/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025513-12 1,000 17 5/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025528-12 500 17 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025539-12 1,000 17 5/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025602-12 1,000 18 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025615-12 1,000 17 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025711-12 1,000 17.8125 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025970-12 1,000 17 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025975-12 2,600 17 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025976-12 1,000 17.6875 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-025988-12 5,000 17 5/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-026047-12 1,500 17.6875 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-026055-12 1,400 17 3/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-100352-13 6,000 16 1/4 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1023-112671-13 10,000 16 7/8 23-Oct-96 28-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-020442-12 500 17 1/2 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-020512-12 500 17 1/2 24-Oct-96 29-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-021471-12 1,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-021535-12 5,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-021794-12 200 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-021998-12 500 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-022077-12 1,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-022085-12 1,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-022243-12 5,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-022450-12 3,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-023965-12 1,000 17 7/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-023975-12 7,500 17 7/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-024048-12 4,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-024250-12 4,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-024779-12 50 17 7/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-024924-12 500 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-025146-12 5,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-025488-12 1,000 18 3/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-025658-12 5,000 18 3/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-113348-13 7,300 18 3/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-113349-13 200 18 3/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-113350-13 2,500 18 3/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-140429-13 4,000 17 3/4 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-140499-13 3,000 18 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1024-140500-13 3,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1025-140546-13 2,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1025-999306-13 1,000 18 1/8 24-Oct-96 29-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020092-12 500 18 1/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020328-12 1,000 18 1/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020429-12 1,000 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020434-12 1,000 17 7/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020452-12 1,000 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020460-12 1,000 17 1/2 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020505-12 400 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020516-12 1,000 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020534-12 1,000 17 3/8 25-Oct-96 30-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020634-12 1,000 17 1/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-020650-12 1,000 17 1/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-021643-12 500 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-022895-12 4,000 17 1/2 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-022896-12 1,000 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-022992-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023071-12 500 16 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023072-12 1,000 16 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023097-12 2,500 16 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023707-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023709-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023713-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023716-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023720-12 1,000 17 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023780-12 2,000 17 1/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023799-12 1,000 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023811-12 2,000 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023819-12 5,000 17 3/16 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-023938-12 5,000 17 1/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024204-12 1,000 17 5/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024392-12 1,800 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024393-12 1,000 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024401-12 100 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024440-12 300 17 5/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024441-12 1,700 17 5/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024513-12 300 17 5/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024843-12 229 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-024910-12 5,000 17 5/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-025217-12 1,500 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-025254-12 1,500 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-025255-12 2,000 17 3/4 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-112802-13 50,000 17.5875 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-113110-13 6,200 17 1/2 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-113111-13 600 17 1/2 25-Oct-96 30-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-113112-13 18,200 17 1/2 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1025-290533-13 500 17 3/8 25-Oct-96 30-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-016858-13 2,500 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-020064-12 1,000 18 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-020079-12 500 18 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-020088-12 500 18 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-020702-12 1,000 18 1/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-020991-12 500 17 7/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-021369-12 200 17 7/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-021609-12 1,000 17 7/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-021677-12 1,000 17 3/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-022381-12 1,000 17 1/2 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-022385-12 1,000 17 1/2 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-022403-12 1,000 17 1/2 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-022852-12 1,000 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023644-12 500 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023647-12 500 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023648-12 500 17 7/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023974-12 1,000 17 3/4 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023985-12 1,000 17 3/4 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023988-12 200 17 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023990-12 1,000 17 3/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-023995-12 1,000 17 3/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-024307-12 200 17 1/2 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-024317-12 1,000 17 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-024420-12 300 17 5/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-112996-13 3,600 18 1/4 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-112997-13 100 18 1/4 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-112998-13 1,300 18 1/4 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140441-13 3,500 17.7 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140460-13 1,000 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140467-13 4,000 18 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-140708-13 200 17 7/8 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-280504-13 1,000 18 1/2 28-Oct-96 31-Oct-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1028-280505-13 1,000 18 1/2 28-Oct-96 31-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-016915-13 2,500 16 5/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-020279-12 50 17 1/2 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-020594-12 1,500 17 1/2 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-020670-12 5,000 17 1/2 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-020704-12 1,000 17 5/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-020730-12 3,000 17 5/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-022654-12 4,000 17 3/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-022693-12 1,500 17 3/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-022957-12 1,200 17 1/4 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-023661-12 500 17 3/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-023926-12 2,000 17 1/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-024180-12 1,000 16 7/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-025236-12 1,000 16 5/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-025595-12 1,000 16 3/8 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-112918-13 17,000 17.2279 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1029-140747-13 3,000 17 1/2 29-Oct-96 1-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-021006-12 1,000 16 3/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-021117-12 1,000 16 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-024415-12 1,000 16 3/4 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-024429-12 1,000 16 7/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-024793-12 3,000 16 7/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-024928-12 1,000 16 7/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-025142-12 1,000 16 7/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-112694-13 3,000 16 3/8 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1030-140514-13 1,000 16 30-Oct-96 4-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-021294-12 200 16 7/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-021801-12 1,000 16 7/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-021812-12 1,000 17 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-024667-12 1,000 16 7/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-025271-12 1,000 16 7/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-025466-12 1,000 17 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-025470-12 2,000 16.9375 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-025476-12 3,000 16.9375 31-Oct-96 5-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143131-13 400 16 3/4 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143132-13 300 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143144-13 350 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143145-13 750 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143146-13 500 16 5/8 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143268-13 2,000 17 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1031-143278-13 1,600 16 3/4 31-Oct-96 5-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-023962-12 1,000 16 3/4 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-024976-12 2,000 16 1/2 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-024992-12 500 16 1/2 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-025000-12 1,000 16 1/2 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-025631-12 1,000 16 3/8 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-025632-12 200 16 3/8 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-025634-12 3,700 16 3/8 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1101-025638-12 200 16 3/8 1-Nov-96 6-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-021372-12 2,000 16 7/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-022369-12 2,000 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-022515-12 1,000 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-023084-12 800 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-023100-12 200 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-023104-12 1,800 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-023340-12 7,500 16 5/8 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-023517-12 75 16 3/4 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1104-266067-13 400 16 1/2 4-Nov-96 7-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-021348-12 4,000 16 5/8 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-021533-12 1,000 16 5/8 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-024604-12 75 16 5/8 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-024879-12 5,000 16 1/2 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-025316-12 275 16 5/8 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1105-025763-12 5,000 16 5/8 5-Nov-96 8-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-021759-12 600 16 3/8 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-022010-12 10,000 16 1/2 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-022067-12 5,000 16 1/2 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023868-12 1,000 16 3/8 6-Nov-96 12-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023872-12 400 16 3/8 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023879-12 1,000 16 1/4 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023894-12 1,000 16 1/4 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023915-12 1,000 15 1/2 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023926-12 5,000 15 3/4 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023936-12 1,000 15 7/8 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-023937-12 1,000 15 3/4 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-024341-12 1,300 15 5/8 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-024374-12 1,500 15 5/8 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-024709-12 5,000 16 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-025521-12 4,000 16 3/16 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-025569-12 800 16 3/16 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-025577-12 900 16 3/16 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-025864-12 500 16 3/16 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143225-13 1,300 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143226-13 1,100 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143227-13 1,500 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143228-13 600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143229-13 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143230-13 600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143231-13 2,600 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143232-13 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143233-13 400 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143234-13 1,300 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143235-13 900 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143236-13 900 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1106-143237-13 3,000 16.283 6-Nov-96 12-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-020601-12 5,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-021244-12 1,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-021346-12 1,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024668-12 500 16 1/2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024670-12 1,700 16 1/2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024671-12 300 16 5/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024774-12 3,000 16 1/2 8-Nov-96 14-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024843-12 4,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-024971-12 2,500 16 1/2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-025017-12 1,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-025360-12 5,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-105314-13 30,000 16 5/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143080-13 250 16 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143195-13 1,700 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143196-13 1,400 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143197-13 1,000 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143198-13 900 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143199-13 600 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143200-13 900 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143201-13 1,400 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143202-13 600 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143203-13 600 16 1/4 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143204-13 1,700 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143205-13 1,100 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143206-13 1,100 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-143207-13 2,000 16.2 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1108-206381-13 30,000 16 3/8 8-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-020047-12 3,000 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-021701-12 5,000 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-022203-12 2,500 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-022207-12 1,000 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-022932-12 10,000 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-023343-12 2,500 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-024282-12 4,500 16 1/2 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-024561-12 500 16 3/8 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-105008-13 1,000 16 3/8 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-143115-13 1,000 16 1/4 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-143153-13 800 16 5/8 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-143154-13 1,000 16 5/8 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-143155-13 1,000 16 5/8 11-Nov-96 14-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1111-143156-13 1,000 16 5/8 11-Nov-96 14-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-021096-12 3,000 16 5/8 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-023368-12 200 16 5/8 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-025310-12 1,000 16 5/8 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-025361-12 1,000 16 5/8 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-025569-12 1,000 16 1/2 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-025774-12 1,000 16 1/2 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1112-026273-12 1,000 16 1/2 12-Nov-96 15-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1113-020214-12 2,000 16 1/4 13-Nov-96 18-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1113-022965-12 2,000 16 1/4 13-Nov-96 18-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1113-023516-12 1,400 16 9/32 13-Nov-96 18-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1113-025067-12 1,000 16 1/4 13-Nov-96 18-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1113-025785-12 1,000 16 3/16 13-Nov-96 18-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-001374-13 1,000 16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-001563-13 10,000 16 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-020058-12 500 16 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-020938-12 3,000 16 3/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022222-12 200 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022226-12 1,000 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022227-12 2,900 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022229-12 1,000 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022232-12 1,600 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022248-12 2,100 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022265-12 200 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022266-12 2,100 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022337-12 400 16 3/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022835-12 1,000 16 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022888-12 100 16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-022916-12 175 16 1/16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-023661-12 1,000 16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024024-12 700 15 1/2 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024031-12 2,094 15 1/2 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024037-12 1,000 15 1/2 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024106-12 1,000 15 1/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024114-12 1,000 15 1/4 14-Nov-96 19-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024192-12 7,500 15 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024223-12 2,000 15 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024770-12 800 15 3/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024817-12 1,000 15 5/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024883-12 3,000 15 1/2 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024904-12 1,000 15 5/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024908-12 1,000 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-024912-12 500 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-025228-12 1,028 15 7/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-025406-12 2,000 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-025407-12 500 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-025566-12 2,000 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-025644-12 1,500 15.6875 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-026048-12 4,000 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-026056-12 1,500 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-026299-12 600 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-143114-13 1,000 16 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-143115-13 3,000 15 3/4 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-206242-13 500 16 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1114-286039-13 5,000 15 1/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1115-286003-13 500 15 7/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1115-999687-13 200 15 7/8 14-Nov-96 19-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-001687-13 7,500 15 3/4 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-020996-12 15,000 15.8125 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-021854-12 1,000 15 3/4 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-022167-12 2,000 15 3/4 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-022538-12 2,300 15.6875 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-023086-12 1,000 15 1/2 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-023400-12 3,000 15 3/8 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-023475-12 1,000 15 1/2 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-023544-12 500 15 1/2 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-024694-12 3,500 15 1/2 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-025142-12 1,000 15 7/16 15-Nov-96 20-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1115-026419-12 1,000 15 3/8 15-Nov-96 20-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-001480-13 2,500 15 1/2 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-001481-13 2,500 15 5/8 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-001482-13 2,500 15 3/8 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-001483-13 2,500 15 1/4 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-020120-12 1,000 15 5/8 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-021305-12 4,000 15 3/4 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-022732-12 900 15 1/2 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-022733-12 300 15 1/2 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-022734-12 1,000 15 1/2 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-025135-12 1,500 15 5/8 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1118-286029-13 1,200 15.225 18-Nov-96 21-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-021913-12 1,000 15 3/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-021916-12 1,000 15 3/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-024119-12 1,000 14 3/4 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-024124-12 2,000 14 7/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-024394-12 200 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-025069-12 1,450 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-110637-13 20,000 15 1/16 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143032-13 650 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143034-13 2,000 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143035-13 300 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143037-13 500 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143041-13 450 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143042-13 250 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143047-13 600 15 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143308-13 250 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143309-13 1,000 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-143310-13 500 14 5/8 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1119-286070-13 1,000 14.725 19-Nov-96 22-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-020465-12 2,500 14 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-020623-12 100 14 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-020834-12 3,000 14 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021146-12 2,600 14 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021160-12 400 14 1/8 20-Nov-96 25-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021404-12 5,000 14 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021415-12 1,000 14 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021419-12 1,000 14 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021531-12 500 13 7/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-021533-12 1,000 13 7/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-022522-12 6,000 14 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-022587-12 1,000 14 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-022608-12 1,000 13 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-023279-12 400 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-023285-12 100 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-023484-12 3,400 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-024089-12 1,200 13 1/4 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-024126-12 5,000 13 1/4 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-024212-12 5,000 13 1/4 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-110480-13 5,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-143144-13 1,000 14 1/4 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-143288-13 1,000 13 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-286029-13 3,000 14 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-286076-13 3,300 13 1/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-286092-13 2,500 13 5/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304004-13 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304005-13 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304006-13 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304007-13 2,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304008-13 1,000 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304009-13 500 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304010-13 1,500 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1120-304011-13 1,500 13 3/8 20-Nov-96 25-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-001555-13 10,000 13 3/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-001556-13 5,000 12 7/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-001557-13 5,000 13 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-021069-12 1,900 13 1/2 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-021778-12 1,000 13 1/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022058-12 1,000 13 1/8 21-Nov-96 26-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022061-12 1,000 13 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022153-12 5,000 13 1/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022158-12 5,000 13 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022217-12 2,500 13 1/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022382-12 1,000 13 1/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-022399-12 1,000 13 1/4 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-023040-12 3,000 13 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-023106-12 5,000 13 1/4 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-023993-12 1,000 13 1/2 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-110314-13 10,000 13 1/4 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1121-286012-13 1,300 13 5/8 21-Nov-96 26-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-020392-12 2,000 13 3/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-020911-12 2,500 13 3/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-021621-12 75 13 3/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-021975-12 1,000 13 5/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-021994-12 1,000 13 1/2 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022005-12 1,000 13 1/2 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022017-12 1,000 13 3/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022024-12 1,000 13 3/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022041-12 4,000 13 3/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022239-12 2,000 13 5/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022243-12 1,000 13 1/2 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022488-12 1,000 14 1/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-022501-12 5,000 14 1/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-023880-12 1,000 13 7/8 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-025124-12 1,000 13 3/4 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-266506-13 10,000 13 1/2 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-286143-13 1,500 13.555 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1122-286144-13 1,000 13.555 22-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-001341-13 200 12 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021166-12 1,000 13 5/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021168-12 1,000 13 5/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021187-12 1,000 13 1/4 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021696-12 3,000 12 3/4 25-Nov-96 29-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021830-12 2,000 12 3/4 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021854-12 1,000 13 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021858-12 1,000 13 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021979-12 5,000 13 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-021999-12 1,000 13 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022369-12 1,000 12 1/2 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022450-12 1,000 12 3/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022462-12 500 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022463-12 1,000 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022465-12 500 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022467-12 1,000 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022472-12 1,000 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022888-12 2,700 12 3/16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-022909-12 5,000 12 1/16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-023534-12 2,000 12 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-023679-12 3,000 12 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-023996-12 500 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-024111-12 500 12 3/16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-024112-12 700 12 3/16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-024259-12 2,500 12 3/16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-110940-13 30,000 12.2917 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143273-13 2,500 12.66 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143274-13 2,500 12.785 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143275-13 5,000 12.035 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143276-13 5,000 12.16 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143277-13 1,000 12.035 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143278-13 1,000 12.35 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-143279-13 700 12 3/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266297-13 20,000 12 1/8 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266298-13 5,000 12 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266568-13 800 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266569-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266570-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266571-13 200 12.301 25-Nov-96 29-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266572-13 50 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266573-13 400 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266574-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266575-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266576-13 900 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266577-13 400 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266578-13 100 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266579-13 50 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266580-13 1,000 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266581-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266582-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266583-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266584-13 600 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266585-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266586-13 100 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266587-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266588-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266589-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266590-13 500 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266591-13 500 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266592-13 400 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266593-13 900 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266594-13 500 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266595-13 400 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266596-13 900 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266597-13 1,100 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266598-13 400 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266599-13 500 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266600-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266601-13 300 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266602-13 600 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266603-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266604-13 286 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266605-13 557 12.301 25-Nov-96 29-Nov-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266606-13 99 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266607-13 411 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266608-13 524 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266609-13 122 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1125-266610-13 200 12.301 25-Nov-96 29-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1126-999140-13 15,000 13 1/2 25-Nov-96 27-Nov-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-001789-13 1,500 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-001790-13 1,500 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-020064-12 200 12 1/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-020381-12 2,500 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-020430-12 1,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-020441-12 1,000 12 3/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-020793-12 5,000 12 5/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-022132-12 10,700 12 3/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-022285-12 1,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-022342-12 1,000 12 7/16 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-024729-12 100 12 1/2 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-024981-12 2,000 12 1/2 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-025235-12 25 12 5/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-025882-12 6,500 12 1/2 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026214-12 1,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026262-12 2,000 12 1/2 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026287-12 11,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026489-12 1,800 12 5/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026741-12 2,500 12 5/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-026752-12 2,000 12 1/2 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-111786-13 30,000 12 5/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-143041-13 1,200 12.41 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-143047-13 26 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-143109-13 3,300 12.285 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-143114-13 2,000 12 1/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-143178-13 2,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-266375-13 900 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-266376-13 100 12 3/8 26-Nov-96 2-Dec-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-266377-13 100 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-266378-13 200 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-266379-13 30,000 12 3/8 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-286012-13 900 12 3/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1126-286013-13 1,000 12 3/4 26-Nov-96 2-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-001503-13 5,000 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-020036-12 1,000 12 5/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-020071-12 1,000 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-021699-12 2,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-021720-12 5,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-021912-12 10,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-021952-12 2,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-022794-12 5,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-022925-12 300 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-022937-12 200 12 3/4 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-023616-12 1,000 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-023999-12 2,500 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024002-12 2,500 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024006-12 2,500 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024008-12 1,600 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024016-12 900 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024017-12 700 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024019-12 900 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-024435-12 5,000 12.9375 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-112119-13 30,000 12.9792 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-143044-13 100 12 7/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-143065-13 1,000 12 3/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-143066-13 2,000 12 5/8 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-293103-13 10,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1127-293104-13 10,000 13 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1202-143002-13 2,700 12 3/4 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. Corr 1202-999714-13 5,300 12 3/4 27-Nov-96 3-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-001128-13 5,000 13.23 29-Nov-96 4-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-020269-12 1,500 13 1/4 29-Nov-96 4-Dec-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-020293-12 1,000 13 1/4 29-Nov-96 4-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-021181-12 1,000 13 1/2 29-Nov-96 4-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1129-286018-13 2,000 13 1/2 29-Nov-96 4-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-001156-13 5,000 14.105 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-020513-12 300 13 5/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-020844-12 1,000 13 5/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021394-12 1,000 13 3/4 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021438-12 1,000 13 3/4 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021456-12 1,000 14 1/4 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021459-12 1,000 14 1/4 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021490-12 2,500 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021499-12 1,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021528-12 1,300 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021655-12 200 14 1/16 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021658-12 500 14 1/16 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021671-12 100 14 1/16 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021673-12 100 14 1/16 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-021675-12 500 14 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022390-12 1,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022397-12 1,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022404-12 1,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022405-12 1,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022442-12 1,000 14 5/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022444-12 1,000 14 3/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022761-12 3,000 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-022772-12 1,000 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-023084-12 3,000 14 5/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-023379-12 150 14 9/16 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-023388-12 1,000 14 3/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-023722-12 125 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-024989-12 200 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-025048-12 1,000 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-025061-12 1,000 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-025062-12 500 14 1/2 2-Dec-96 5-Dec-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-025316-12 1,000 14 1/2 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-110383-13 9,000 13 3/4 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-110806-13 20,000 14 1/8 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1202-274314-13 5,000 14.85 2-Dec-96 5-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-001380-13 5,000 15.105 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-021928-12 2,000 14 5/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-022021-12 1,000 14 7/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-022031-12 1,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-022037-12 1,000 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-022113-12 2,000 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-022706-12 1,100 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-023222-12 10,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024282-12 1,000 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024283-12 1,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024313-12 1,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024316-12 900 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024343-12 1,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024579-12 1,500 15 5/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024809-12 100 15 3/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-024811-12 1,900 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-025665-12 1,000 15 3/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-025792-12 1,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-025924-12 4,600 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-025925-12 1,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-025926-12 4,600 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-143121-13 5,500 14 3/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-143201-13 3,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-190303-13 2,500 15 3/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-190304-13 5,000 15 1/2 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-190305-13 10,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-286011-13 2,500 14.775 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-286012-13 2,500 14.775 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-286014-13 2,500 14.775 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-293057-13 1,500 14.9 3-Dec-96 6-Dec-96
Cusip # Security Reference # Pur. Sales Price Trade Date Sett. Date ------- -------- ----------- ---- ----- ----- ---------- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304139-13 2,500 14 3/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304142-13 2,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304146-13 2,000 15 1/4 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304182-13 2,000 15 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. 1203-304183-13 2,000 15 1/8 3-Dec-96 6-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1009-012857-12 11,050 18 7/8 8-Oct-96 11-Oct-96 64124H-10-9 NEUROMEDICAL SYSTEMS, INC. AsOf 1009-012858-12 11,050 18 7/8 8-Oct-96 11-Oct-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-001444-12 1,750 12.9500 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286131-12 12,650 12.5000 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286132-12 22,500 12.3125 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286007-12 400 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286005-12 700 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286006-12 700 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143096-12 2,000 12.5000 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143097-12 7,200 12.2500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143098-12 1,000 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0103-143000-12 900 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 0103-999788-12 1,100 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143099-12 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143100-12 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-143027-12 1,400 12.2500 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-143304-12 3,000 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-143169-12 1,700 12.2500 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 1220-999656-12 3,300 12.6250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143052-12 1,100 12.1250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-143136-12 1,900 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143101-12 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143034-12 300 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143033-12 650 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143097-12 1,100 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143102-12 1,250 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-143091-12 900 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-143205-12 6,000 15.1250 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-143053-12 7,500 13.7500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143103-12 250 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143025-12 4,000 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143232-12 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143032-12 650 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-143272-12 100 14.5000 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-143273-12 150 14.2500 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143231-12 1,400 13.3750 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143097-12 1,000 11.6250 15-Jan-97 21-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143233-12 400 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143006-12 5,000 12.1000 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143297-12 1,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143056-12 2,500 12.3750 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-143167-12 500 12.2250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143121-12 900 12.7250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-143138-12 2,000 11.2500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143018-12 1,000 12.0000 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143041-12 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266587-12 2,000 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266506-12 1,500 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266504-12 2,000 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266732-12 1,000 12.0000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266733-12 1,000 11.8750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-266017-12 1,500 11.2750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266730-12 2,000 12.3750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266731-12 2,000 12.2500 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-266506-12 2,500 12.5250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-266373-12 10,000 12.4000 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274398-12 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-274413-12 10,000 14.0000 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-274171-12 10,000 13.2500 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274401-12 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-274291-12 1,000 12.6250 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-274290-12 2,000 12.5000 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274399-12 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-274236-12 2,500 13.1250 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-274237-12 2,500 13.2500 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274400-12 10,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-286045-12 7,000 13.1250 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286051-12 1,050 12.2500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286150-12 2,000 13.1875 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286129-12 3,350 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286126-12 3,350 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286128-12 18,500 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286127-12 6,600 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-023845-12 50 14.3750 5-Dec-96 10-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-026885-12 100 14.5000 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-023012-12 100 12.7500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-021792-12 100 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110851-13 100 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110834-13 100 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110835-13 100 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110836-13 100 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-105971-13 100 13.2400 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-025482-12 100 11.6250 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0103-023730-12 150 13.0000 3-Jan-97 8-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-143031-13 185 12.1875 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110087-13 200 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110852-13 200 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110841-13 200 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-020010-12 200 11.3750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143103-13 250 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-026507-12 300 14.2500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-022891-12 300 14.2500 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110850-13 300 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110832-13 300 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0109-105060-13 300 13.4580 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022186-12 400 12.7500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-022638-12 400 13.2500 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110837-13 400 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-024983-12 400 12.6250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-023095-12 400 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-143030-13 415 12.1875 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-023132-12 500 12.3750 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023422-12 500 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110849-13 500 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-025537-12 500 13.6250 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143099-13 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143100-13 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143101-13 500 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110089-13 600 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-022639-12 600 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110090-13 700 13.7125 10-Dec-96 13-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-023134-12 700 12.3750 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110857-13 700 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-023983-12 700 10.8750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110093-13 800 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110833-13 800 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-143029-13 815 12.2500 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-026508-12 900 14.2500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-027542-12 900 12.7500 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110847-13 900 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-105969-13 900 13.2400 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1220-012992-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-023238-12 1,000 15.2500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-143204-13 1,000 13.9750 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-021298-12 1,000 14.3750 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-025102-12 1,000 14.2500 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-027880-12 1,000 14.3125 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110092-13 1,000 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-020067-12 1,000 13.2500 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-023339-12 1,000 12.3750 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-293080-13 1,000 12.5000 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-020385-12 1,000 12.3750 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-022547-12 1,000 12.1250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-020571-12 1,000 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-022208-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-022212-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-022215-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023345-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023387-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-274055-13 1,000 12.3750 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-020008-12 1,000 12.2500 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022758-12 1,000 12.5000 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022775-12 1,000 12.7500 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022966-12 1,000 12.8750 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110842-13 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 1231-999366-13 1,000 13.2500 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-023876-12 1,000 13.6250 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-023896-12 1,000 13.6250 6-Jan-97 9-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-025284-12 1,000 13.7500 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-025538-12 1,000 13.6250 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-025963-12 1,000 13.6250 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-024873-12 1,000 13.6250 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-024701-12 1,000 12.6250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-024707-12 1,000 12.6250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-024708-12 1,000 12.6250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-021429-12 1,000 12.0000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-021436-12 1,000 12.0000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-143016-13 1,000 11.7500 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266729-13 1,000 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-293022-13 1,000 11.6750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-022865-12 1,000 11.8750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143097-13 1,000 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143098-13 1,000 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-021337-12 1,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-021349-12 1,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-023981-12 1,000 10.8750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-023982-12 1,000 10.8750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110088-13 1,200 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110091-13 1,200 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110853-13 1,200 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143102-13 1,250 11.6250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110839-13 1,300 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-022906-12 1,400 14.0000 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-024289-12 1,500 13.2500 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-023709-12 1,500 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-025709-12 1,500 10.7500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110831-13 1,700 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-143028-13 1,835 12.2500 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-025177-12 1,900 14.2500 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110840-13 1,900 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-022245-12 2,000 15.2500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-022561-12 2,000 12.2500 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-002065-13 2,000 13.2500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023385-12 2,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023416-12 2,000 13.0000 19-Dec-96 24-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-022047-12 2,000 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022767-12 2,000 12.6250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 1231-999367-13 2,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0109-105058-13 2,000 13.4580 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-143138-13 2,000 11.2500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-110838-13 2,100 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110848-13 2,300 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-023987-12 2,300 10.8750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110086-13 2,500 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022775-12 2,500 12.7500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022788-12 2,500 12.7500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023513-12 2,500 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-274236-13 2,500 13.1250 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-274237-13 2,500 13.2500 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-021337-12 2,500 13.2500 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-111793-13 2,500 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-266783-13 2,500 11.5000 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-022453-12 2,900 13.4375 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-001609-13 3,000 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-002066-13 3,000 13.3750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110858-13 3,200 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 7107-323437-13 3,500 13.7500 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020264-12 3,600 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110855-13 3,900 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1223-110093-13 4,000 12.9688 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-023491-12 4,000 13.3125 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266728-13 4,000 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-021339-12 4,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-021346-12 4,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274396-13 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274397-13 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274398-13 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274399-13 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274401-13 5,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-025383-12 5,000 14.2500 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-022707-12 5,000 14.0000 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-025874-12 5,000 12.7500 12-Dec-96 17-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143006-13 5,000 12.1000 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-001622-13 5,000 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-001623-13 5,000 13.2500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-002064-13 5,000 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-020784-12 5,000 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-023488-12 5,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-274376-13 5,000 13.2250 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-286024-13 5,000 12.9350 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-274050-13 5,000 12.2250 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-111035-13 5,000 13.1250 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-021364-12 5,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-274277-13 5,000 11.3750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110846-13 5,200 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110856-13 5,700 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110854-13 5,800 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-105970-13 6,400 13.2400 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-022827-12 6,500 13.3125 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-286045-13 7,000 13.1250 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 1231-999365-13 7,000 13.6250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274400-13 10,000 13.1360 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-111938-13 10,000 14.9688 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-025568-12 10,000 12.2500 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-274052-13 10,000 12.2500 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-274171-13 10,000 13.2500 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-024319-12 10,700 12.1250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-266784-13 12,500 11.5000 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0109-105059-13 13,700 13.4580 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0103-110769-13 15,000 12.9583 3-Jan-97 8-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-110485-13 17,500 12.1070 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-110709-13 20,000 12.1250 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-111598-13 20,000 12.7500 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-110459-13 22,500 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-111690-13 25,000 11.5000 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-105972-13 25,100 13.2400 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-111676-13 30,000 11.5417 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-111353-13 31,100 10.8750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-111290-13 37,500 12.2500 17-Dec-96 20-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-111174-13 40,000 13.0781 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1211-110094-13 41,800 13.7125 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0109-105061-13 55,550 13.4580 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-111206-13 62,500 12.5250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-286145-13 100,000 12.1200 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-001153-13 10 13.2500 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-022075-12 50 13.2500 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-024114-12 75 12.1250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-143272-13 100 14.5000 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-021827-12 100 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022021-12 100 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022746-12 100 12.5000 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-022632-12 100 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-023041-12 100 13.0625 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-023270-12 100 12.9375 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-024267-12 100 13.0625 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021407-12 146 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-143273-13 150 14.2500 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-020458-12 150 12.6250 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-022375-12 200 12.7500 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-274212-13 200 12.6000 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-021246-12 200 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021165-12 200 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-110206-13 200 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0103-025221-12 200 13.0000 3-Jan-97 8-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022092-12 300 12.6250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143034-13 300 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-021572-12 395 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-020924-12 400 12.3750 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022745-12 400 12.3750 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-022908-12 400 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143233-13 400 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286007-13 400 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-023299-12 400 12.6250 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1209-023175-12 500 14.0000 9-Dec-96 12-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-143167-13 500 12.2250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-021271-12 500 13.1250 19-Dec-96 24-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-021500-12 500 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-026603-12 500 12.7500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023366-12 500 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023384-12 500 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023396-12 500 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023399-12 500 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023401-12 500 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-020762-12 500 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-001073-13 500 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022750-12 500 12.5000 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020175-12 500 12.7500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020176-12 500 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-023448-12 500 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-023534-12 500 13.0000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-023898-12 500 13.5000 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-026414-12 500 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-020093-12 500 13.0000 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-022883-12 500 11.8750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-293018-13 500 11.3150 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023440-12 600 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143032-13 650 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143033-13 650 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286005-13 700 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286006-13 700 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266505-13 800 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-286049-13 800 12.0000 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143121-13 900 12.7250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-143091-13 900 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022748-12 900 12.5000 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0103-143000-13 900 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022369-12 900 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143297-13 1,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-206044-13 1,000 12.7500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-001351-13 1,000 15.2300 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-023854-12 1,000 15.1250 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024216-12 1,000 15.0000 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024325-12 1,000 14.5000 4-Dec-96 9-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024326-12 1,000 14.5000 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024336-12 1,000 14.2500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-025042-12 1,000 13.8750 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-025047-12 1,000 13.8750 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-023656-12 1,000 13.8750 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-025250-12 1,000 14.1250 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022657-12 1,000 13.2500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022659-12 1,000 13.2500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022689-12 1,000 13.5000 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-020091-12 1,000 12.8750 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-024107-12 1,000 12.7500 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-022852-12 1,000 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-274291-13 1,000 12.6250 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-143014-13 1,000 12.2000 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022093-12 1,000 12.6250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-020230-12 1,000 11.8750 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143018-13 1,000 12.0000 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143045-13 1,000 12.0750 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-021811-12 1,000 12.1250 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025373-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025561-12 1,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025636-12 1,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025772-12 1,000 12.7500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-026616-12 1,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-027190-12 1,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-020683-12 1,000 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-022864-12 1,000 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-022867-12 1,000 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-022892-12 1,000 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-206201-13 1,000 12.5000 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-020834-12 1,000 12.6250 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022015-12 1,000 12.3750 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022022-12 1,000 12.1250 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022051-12 1,000 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021427-12 1,000 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021433-12 1,000 11.8750 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-110205-13 1,000 12.0000 24-Dec-96 30-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-020942-12 1,000 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-020943-12 1,000 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-021824-12 1,000 12.1250 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-022744-12 1,000 12.3750 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020178-12 1,000 13.1250 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020186-12 1,000 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020191-12 1,000 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020195-12 1,000 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020196-12 1,000 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020203-12 1,000 13.6250 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020233-12 1,000 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020368-12 1,000 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-020370-12 1,000 13.6250 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-022831-12 1,000 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-023577-12 1,000 13.1250 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143037-13 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143038-13 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143039-13 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143040-13 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143041-13 1,000 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-020087-12 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-020212-12 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-020254-12 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-022617-12 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-023063-12 1,000 13.0000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-023330-12 1,000 13.0000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143232-13 1,000 13.1250 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-020453-12 1,000 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-143251-13 1,000 12.8250 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-024477-12 1,000 13.0000 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-024852-12 1,000 13.1250 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-024858-12 1,000 13.1250 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-025856-12 1,000 13.0000 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-001617-13 1,000 13.6050 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-022118-12 1,000 13.5000 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022456-12 1,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022599-12 1,000 13.3750 8-Jan-97 13-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022779-12 1,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-023172-12 1,000 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-026704-12 1,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-027224-12 1,000 13.1250 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-024676-12 1,000 12.7500 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-323346-13 1,000 12.8750 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-021118-12 1,000 12.6250 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-024321-12 1,000 12.5000 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-021960-12 1,000 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-023955-12 1,000 11.5000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266732-13 1,000 12.0000 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266733-13 1,000 11.8750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-022930-12 1,000 11.9375 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-025440-12 1,000 11.5000 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-026641-12 1,000 11.5000 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-001510-13 1,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-001511-13 1,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-001543-13 1,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-020334-12 1,000 11.2500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-020407-12 1,000 11.2500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-024549-12 1,000 10.7500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-024603-12 1,000 10.5000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-266071-13 1,001 12.5000 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286051-13 1,050 12.2500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143052-13 1,100 12.1250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023390-12 1,100 11.8750 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-022068-12 1,100 11.9375 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143097-13 1,100 13.3750 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 0103-999788-13 1,100 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-026385-12 1,100 10.7500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022736-12 1,200 13.1250 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022111-12 1,200 12.6250 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-023589-12 1,200 13.2500 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274354-13 1,250 12.7950 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-274355-13 1,250 12.7950 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-190121-13 1,400 15.1250 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143057-13 1,400 12.5000 16-Dec-96 19-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1226-143027-13 1,400 12.2500 26-Dec-96 31-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-143231-13 1,400 13.3750 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-025543-12 1,400 11.5000 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-001353-13 1,500 14.1050 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266506-13 1,500 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-022870-12 1,500 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-001441-13 1,500 13.2500 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-001746-13 1,500 13.2300 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-021140-12 1,500 11.3750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-266017-13 1,500 11.2750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-022046-12 1,600 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-024092-12 1,600 12.6250 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-143169-13 1,700 12.2500 18-Dec-96 23-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-001444-13 1,750 12.9500 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-001445-13 1,750 12.9500 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-143136-13 1,900 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024267-12 2,000 14.7500 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024306-12 2,000 14.6250 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-025245-12 2,000 14.1250 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-025249-12 2,000 14.1250 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-021929-12 2,000 13.7500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022663-12 2,000 13.2500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022721-12 2,000 13.1250 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-023732-12 2,000 12.7500 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-274290-13 2,000 12.5000 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1213-023664-12 2,000 12.2500 13-Dec-96 18-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143096-13 2,000 12.5000 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266504-13 2,000 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-266587-13 2,000 12.1875 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-021825-12 2,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025643-12 2,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022059-12 2,000 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022079-12 2,000 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-020502-12 2,000 12.0625 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-023534-12 2,000 13.1250 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-021321-12 2,000 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-143044-13 2,000 13.2500 7-Jan-97 10-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022771-12 2,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022852-12 2,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-024295-12 2,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-025153-12 2,000 13.3125 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-027221-12 2,000 13.1250 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-286150-13 2,000 13.1875 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-021289-12 2,000 13.2500 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-021787-12 2,000 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-021790-12 2,000 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-023605-12 2,000 13.1875 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-023298-12 2,000 12.6250 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-021914-12 2,000 11.6250 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266730-13 2,000 12.3750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-266731-13 2,000 12.2500 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-021831-12 2,000 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-026235-12 2,000 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143298-13 2,000 11.3500 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143301-13 2,000 11.2250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-026346-12 2,000 10.7500 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023400-12 2,100 11.9375 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-021132-12 2,100 13.5000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025683-12 2,200 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-021382-12 2,300 13.8750 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025670-12 2,300 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023427-12 2,400 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 1220-999697-12 2,500 12.7500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-001352-13 2,500 14.8550 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-026552-12 2,500 13.1250 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143056-13 2,500 12.3750 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025685-12 2,500 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025712-12 2,500 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 1224-012827-12 2,500 11.8750 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021018-12 2,500 12.0000 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-021302-12 2,500 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-020898-12 2,500 13.5000 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-021444-12 2,500 13.1250 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-027227-12 2,500 13.1250 8-Jan-97 13-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-027252-12 2,500 13.1250 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-001830-13 2,500 13.1050 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0110-266506-13 2,500 12.5250 10-Jan-97 15-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-020899-12 2,500 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-024600-12 2,500 10.5000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143053-13 2,600 12.5000 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-021272-12 2,700 13.1250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-023295-12 2,700 11.3750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-024347-12 3,000 14.0000 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022328-12 3,000 13.5000 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-022582-12 3,000 12.5000 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-022073-12 3,000 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-022519-12 3,000 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025693-12 3,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1220-020557-12 3,000 12.8750 20-Dec-96 26-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022085-12 3,000 11.8750 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-023149-12 3,000 11.7500 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-024303-12 3,000 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-020560-12 3,000 12.0625 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021532-12 3,000 11.8750 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1227-143020-13 3,000 13.5000 27-Dec-96 2-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-022085-12 3,000 13.5000 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-023538-12 3,000 13.2500 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-143304-13 3,000 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-020610-12 3,000 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143183-13 3,000 11.2500 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143266-13 3,000 11.2250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143297-13 3,000 11.3500 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-143300-13 3,000 11.2250 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-024614-12 3,000 10.3750 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-001804-13 3,100 12.7300 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143086-13 3,300 12.6250 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286126-13 3,350 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286129-13 3,350 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286130-13 3,350 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-001442-13 3,500 12.9800 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-022018-12 3,500 12.8750 31-Dec-96 6-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-025725-12 3,600 11.5000 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143062-13 4,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143063-13 4,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143065-13 4,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022696-12 4,000 13.3750 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022710-12 4,000 13.1250 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022748-12 4,000 13.2500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-020396-12 4,000 12.6250 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-020467-12 4,000 12.6250 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1212-021624-12 4,000 12.7500 12-Dec-96 17-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143025-13 4,000 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-027207-12 4,000 13.0000 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0107-001618-13 4,000 13.3550 7-Jan-97 10-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-026376-12 4,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-024205-12 4,000 11.3750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-022828-12 4,000 11.3750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-026586-12 4,000 11.3750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-020754-12 4,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-022391-12 4,100 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-023235-12 4,400 13.0000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-024309-12 4,400 12.8750 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-021463-12 4,800 13.8750 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1230-021124-12 4,900 13.5000 30-Dec-96 3-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143060-13 5,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143061-13 5,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-143064-13 5,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-001416-13 5,000 14.1050 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1206-001092-13 5,000 13.8550 6-Dec-96 11-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1209-001380-13 5,000 13.9800 9-Dec-96 12-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-001565-13 5,000 13.2300 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022662-12 5,000 13.2500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-022700-12 5,000 13.1250 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1211-001660-13 5,000 12.6050 11-Dec-96 16-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-001285-13 5,000 12.9800 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025640-12 5,000 12.8750 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1223-022037-12 5,000 12.0000 23-Dec-96 27-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-001621-13 5,000 13.1050 31-Dec-96 6-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date ------- -------- ----------- --------- ----- ----- ----- ---------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-020651-12 5,000 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-021289-12 5,000 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0106-001457-13 5,000 13.4800 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-001466-13 5,000 13.3550 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-026691-12 5,000 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-001325-13 5,000 13.1050 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-001592-13 5,000 11.6250 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0114-024550-12 5,000 11.3750 14-Jan-97 17-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-026104-12 5,000 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0116-026414-12 5,000 11.3750 16-Jan-97 22-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1204-143205-13 6,000 15.1250 4-Dec-96 9-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-143050-13 6,000 12.0250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021435-12 6,000 11.8750 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0115-025453-12 6,000 11.3750 15-Jan-97 21-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286127-13 6,600 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1219-025803-12 6,600 12.7500 19-Dec-96 24-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-143097-13 7,200 12.2500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-025251-12 7,400 12.2500 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1210-143053-13 7,500 13.7500 10-Dec-96 13-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-025192-12 7,500 13.3750 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1231-020434-12 8,000 13.0000 31-Dec-96 6-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1224-021191-12 8,600 12.0625 24-Dec-96 30-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 7106-323235-13 8,800 13.1250 6-Jan-97 9-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1205-274413-13 10,000 14.0000 5-Dec-96 10-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-022098-12 10,000 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0102-111518-13 10,000 13.1250 2-Jan-97 7-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0108-027379-12 10,000 13.1250 8-Jan-97 13-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-021794-12 10,000 13.1250 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0109-025201-12 10,000 13.0000 9-Jan-97 14-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0113-266373-13 10,000 12.4000 13-Jan-97 16-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1217-022676-12 12,800 12.1250 17-Dec-96 20-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1216-286128-13 18,500 12.3800 16-Dec-96 19-Dec-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0117-111664-13 50,000 11.0000 17-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 1218-286146-13 100,000 12.1000 18-Dec-96 23-Dec-96
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-143022-12 5,000 10.7050 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-143050-12 5,000 10.5600 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110151-13 300 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-025056-12 375 10.8750 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110150-13 400 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110152-13 400 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110149-13 800 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-021637-12 1,000 10.8750 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-025759-12 1,000 10.6250 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110157-13 1,100 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110147-13 1,500 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-274158-13 1,700 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-022746-12 2,000 10.7500 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-025965-12 2,000 10.4375 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110153-13 2,100 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-020700-12 2,500 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-274159-13 2,700 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-021505-12 3,000 10.8750 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110148-13 3,900 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-022735-12 4,000 10.7500 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-025735-12 5,000 10.6250 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110158-13 5,300 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110155-13 6,700 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110146-13 8,500 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110154-13 9,400 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110156-13 9,600 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-274157-13 10,900 10.3750 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-111143-13 25,000 10.7500 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-143138-13 1,000 10.7500 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-025276-12 1,500 11.1250 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110425-13 4,500 10.5000 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-143022-13 5,000 10.7050 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-143050-13 5,000 10.5600 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0121-110919-13 15,000 10.5000 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110424-13 15,000 10.5000 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-111021-13 20,000 10.9375 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0120-111014-13 25,000 10.8750 20-Jan-97 23-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. AsOf 0122-110423-13 30,500 10.5000 21-Jan-97 24-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. Corr 0123-999308-12 1,000 10.7500 20-Jan-97 23-Jan-97
Trade Settlement Cusip # Security Reference # Purchases Sales Price Date Date 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-143049-12 3,000 12.6250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-023075-12 100 10.3750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024883-12 500 10.7500 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024385-12 500 12.3750 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-024615-12 1,000 10.8750 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026474-12 1,000 11.2500 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-021881-12 1,000 11.5000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-021883-12 1,000 11.5000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-021920-12 1,000 11.7500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-022075-12 1,000 11.7500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024006-12 1,000 12.6250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024071-12 1,000 12.8750 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-029794-12 1,000 12.0000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-293176-13 1,000 12.2000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024898-12 1,100 10.7500 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024884-12 1,400 10.7500 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-143190-13 1,450 10.7500 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-023953-12 1,500 12.2500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026469-12 2,000 11.2500 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024842-12 3,000 10.7500 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-143049-13 3,000 12.6250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-024591-12 5,000 10.7500 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-024612-12 10,000 10.8750 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-012850-12 22,032 12.1250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-143101-13 100 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024173-12 200 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-024181-12 200 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-024332-12 300 10.8750 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-143018-13 350 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026452-12 500 11.5000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024421-12 500 12.2500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-028686-12 600 12.1250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-027853-12 700 11.5000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-023331-12 1,000 10.8750 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026495-12 1,000 11.5000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026511-12 1,000 11.5000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-026530-12 1,000 11.5000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-021894-12 1,000 11.7500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-023735-12 1,000 11.7500 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-023779-12 1,000 12.0000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024043-12 1,000 12.6250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024075-12 1,000 12.8750 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024086-12 1,000 12.8750 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-024258-12 1,000 12.6250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-020244-12 1,500 11.5000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0122-274284-13 4,000 11.0000 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-001311-13 5,000 11.5000 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-266264-13 15,000 11.0000 23-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-112205-13 20,000 10.968823-Jan-97 28-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0124-012850-13 22,032 12.1250 24-Jan-97 29-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-999309-12 100 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-999310-12 350 10.8750 22-Jan-97 27-Jan-97 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0123-143190-12 1,450 10.7500 23-Jan-97 28-Jan-97
EX-1 2 JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities and Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the shares of Neuromedical Systems, Inc. and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13D. Date: January 28, 1997 THE GOLDMAN SACHS GROUP, L.P. By: The Goldman Sachs Corporation, ` its general Partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Executive Vice President GOLDMAN, SACHS & CO. By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Managing Director GS CAPITAL PARTNERS, L.P. By: GS Advisors, L.P., its general partner By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: President GS ADVISORS, L.P. By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: President STONE STREET FUND 1993, L.P. By: Stone Street Resource Corp., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Vice President BRIDGE STREET FUND 1993, L.P. By: Stone Street Resource Corp., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Vice President STONE STREET RESOURCE CORP. By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Vice President EX-2 3 AGREEMENT RELATING TO NEUROM. SYST. OPTIONS EXHIBIT 2 AGREEMENT RELATING TO NEUROMEDICAL SYSTEMS, INC. OPTIONS ---------------------------------- AGREEMENT, dated as of , by and between (the "Grantee") and The Goldman Sachs Group, L.P. ("Goldman Sachs"). WHEREAS, the Grantee is serving as a director of Neuromedical Systems, Inc. (the "Company") at the request of GS Capital Partners, L.P. (the "Fund"), of which a subsidiary of Goldman Sachs is the general partner. WHEREAS, it is the policy of Goldman Sachs that if, at the request of the Fund, any employee of Goldman Sachs or any of its affiliates serves as a director of a company in which the Fund has an investment and such company grants options to purchase stock of such company to such employee, then such employee holds such options for the benefit of Goldman Sachs; WHEREAS, pursuant to the 1993 Stock Option Plan Nonqualified Stock Option Agreement (the "Initial Option Agreement") under the Company's 1993 Stock Incentive Plan (as amended, the "Current Plan"), dated as of October 25, 1995, between the Company and the Grantee, the Grantee was granted an option (the "Initial Option") to purchase up to 1,250 shares of common stock, par value $0.0001 per share (the "Stock"), of the Company at an exercise price of $6.00 per share; WHEREAS, the Option Agreement provides that the Initial Option is not transferable except under certain specified circumstances; WHEREAS, the Grantee may from time to time in her capacity as a director of the Company be granted additional options to purchase Stock (individually and collectively, an "Additional Option") pursuant to an option agreement (individually and collectively, an "Additional Option Agreement") under the Current Plan or under another stock option plan of the Company (individually and collectively, an "Additional Plan"; the Additional Plan and the Current Plan are referred to individually and collectively as the "Plan"; the Additional Option and the Initial Option are referred to individually and collectively as an "Option"; the Additional Option Agreement and the Initial Option Agreement are referred to individually and collectively as an "Option Agreement"); and WHEREAS, in accordance with the policy of Goldman Sachs, the Grantee is required to hold the Initial Option and any Additional Option which the Grantee may receive from time to time as nominee for Goldman Sachs. NOW THEREFORE, in consideration of the terms and conditions set forth herein and other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereto agree as follows: 1. Defined Terms. Unless otherwise defined herein, capitalized terms ------------- used herein shall have the meanings given to them in the Plan. 2. General. The Grantee hereby agrees that: (i) the Grantee shall ------- hold each Option, each share of Stock issuable upon exercise of any Option, and the proceeds of any sale of any such shares of Stock in trust for the benefit of Goldman Sachs; (ii) the Grantee shall not (x) exercise the Option, in whole or in part, (y) Transfer (as defined in Section 2.6) any shares of Stock issuable upon exercise of the Option, or (z) vote any shares of Stock, except, in each case, as Goldman Sachs may in its sole discretion direct from time to time; and (iii) the Grantee shall take all such actions and exercise all such rights and privileges with respect to any Option or such shares of Stock as Goldman Sachs may in its sole discretion direct from time to time, provided that the Grantee shall not be required to take any action or exercise any such rights or privileges which the Grantee believes, in good faith, would violate any applicable law or the Grantee's fiduciary duties to the Company. The Grantee hereby agrees that Goldman Sachs shall be entitled to all such rights and privileges with respect to any Option or such shares of Stock as if Goldman Sachs had originally been the grantee under each Option Agreement. Without limiting the generality of the foregoing, the parties hereto agree as follows: 2.1 Exercise of Options. Subject to the exercise schedule set forth ------------------- in the applicable Option Agreement, at any time and from time to time that Goldman Sachs determines to exercise any Option, Goldman Sachs shall provide to the Grantee written instructions (the "Exercise Instructions") which shall: (i) set forth the number of shares of Stock in respect of which the Option shall be exercised (the "Purchased Stock"); (ii) set forth the date on which the Grantee shall exercise the Option; and (iii) identify the Option to which the Exercise Instructions relate (such identification to be made by the date of the Option Agreement or otherwise). The Exercise Instructions may also include such other instructions as Goldman Sachs may in its sole discretion deem appropriate, including, without limitation, instructions to the Grantee to: (x) provide to the Company, to the extent permitted by the applicable Plan and any committee of the Board of Directors of the Company which administers the Plan (the "Committee"), irrevocable instructions for a broker to promptly pay to the Company in full the Option price for the Purchased Stock; or (y) Transfer (as defined below) the shares of Purchased Stock to, or instruct the Company to issue such shares of Purchased Stock in the name of, Goldman Sachs or Goldman Sachs' designee. Upon receipt of the Exercise Instructions, the Grantee shall exercise the Option referred to therein in accordance with the Exercise Instructions by delivering written notice to the Company in accordance with the Exercise Instructions, the applicable Option Agreement and the Plan. Except as provided in this Section 2, the Grantee shall not exercise any Option. 2.2 Exercise Price and Taxes. (a) Except to the extent Goldman Sachs ------------------------ instructs the Grantee in accordance with clause (x) of Section 2.1 hereof, Goldman Sachs shall, no later than the date of exercise specified in the Exercise Instructions, deliver or cause to be delivered to the Company (on behalf of the Grantee) or deliver or cause to be delivered to the Grantee (who shall in turn deliver or cause to be delivered to the Company) cash in an amount equal to the sum of (i) the aggregate purchase price for the Purchased Stock, and (ii) the amount of any taxes or other amounts which is imposed by any governmental entity and which the Grantee is required to satisfy in connection with such exercise. Such payment may be made by any method permitted pursuant to the Plan or such other method as the Committee may approve. (b) Goldman Sachs shall promptly deliver to the Grantee or otherwise pay on behalf of the Grantee, any stock transfer or similar taxes payable by the Grantee in connection with any Transfer requested by Goldman Sachs. 2.3 Tax Returns. (a) The Grantee will request that the Company (if ----------- the Company determines that it is permissible under applicable law) issue a Form 1099 to Goldman Sachs rather than to the Grantee in connection with any exercise of any Option. (b) If the Company issues a Form 1099 to the Grantee in connection with any exercise of any Option in any year, the Grantee shall promptly notify Goldman Sachs of her receipt of a Form 1099 and, unless the Grantee and Goldman Sachs otherwise agree in writing, the Grantee shall (i) issue a Form 1099 to Goldman Sachs to reflect the amount reported in the Form 1099 -2- issued by the Company, and (ii) attach a statement to her federal income tax return to explain that the amounts reported in the Company's Form 1099 were received by the Grantee solely as an agent for Goldman Sachs and are not gross income of the Grantee. Goldman Sachs shall reimburse the Grantee for up to $1,000 of the reasonable costs incurred by the Grantee for tax return preparation for such year. (c) If in any year the Grantee, upon the written instructions of Goldman Sachs, Transfers any Option or any shares of Stock issued upon the exercise of any Option in a taxable transaction, Goldman Sachs shall reimburse the Grantee for up to $1,000 of the reasonable costs incurred by the Grantee for tax return preparation for such year. (d) In the event the Grantee is requested to pay an amount of additional income tax as a result of the exercise of any Option or any Transfer requested by Goldman Sachs (the "Incremental Taxes"), the Grantee shall promptly notify Goldman Sachs and cause her tax accountant or other tax preparer to prepare a certificate (the "Tax Certificate") setting forth (i) the amount of Incremental Taxes and (ii) the determination thereof in reasonable detail. The Tax Certificate shall be provided within 30 days of the receipt by the Grantee of correspondence from any tax authority with respect to an amount that could give rise to an Incremental Tax. Goldman Sachs shall have 20 days to review the Tax Certificate and (A) shall undertake to arrange for the Grantee's defense in any controversy arising with respect to any Incremental Tax or (B) if the Grantee has fulfilled all of her obligations hereunder, shall pay to the Grantee the amount of any Incremental Tax finally determined in accordance with Section 2.3(e) or (f) below. Grantee will cooperate with Goldman Sachs and with any tax representative selected by Goldman Sachs, which representative shall be reasonably acceptable to the Grantee, and such cooperation shall include complying with reasonable requests to furnish information or execute documents necessary to defend the Grantee in the course of the dispute or to effect a settlement of the dispute. In the event Goldman Sachs chooses to exercise alternative (A) above, the costs of defense shall be borne by Goldman Sachs. Goldman Sachs and the Grantee shall resolve any dispute between them in good faith. (e) If Goldman Sachs chooses to pay the Incremental Taxes under Section 2.3(d)(B) hereof, Goldman Sachs shall, within five days after the end of the 20-day review period if there is no dispute or, if there is a dispute, within five days after the dispute is resolved, pay to the Grantee (i) the amount of any Incremental Taxes as reflected on the Tax Certificate if there is no dispute or as the parties may agree if there is a dispute resolved by the parties, and (ii) an amount necessary to compensate the Grantee for the additional federal, state or local income or payroll taxes, if any, imposed on the Grantee as a consequence of Goldman Sachs' payment of the Incremental Taxes and the payment of any amounts under this subclause (ii) to the Grantee (the "Gross-up Amount"). The Gross-up Amount shall be computed by Goldman Sachs using the highest combined effective rate of federal, state and local income tax applicable to a resident of The City of New York in the taxable year in which Goldman Sachs pays the Incremental Tax to the Grantee. (f) If Goldman Sachs chooses to defend the Grantee with respect to an Incremental Tax pursuant to Section 2.3(d)(A) hereof, and (i) the Grantee is assessed an income tax after Goldman Sachs has exhausted all administrative or other legal remedies that, in its sole discretion, Goldman Sachs chooses to pursue, or (ii) a settlement is reached, Goldman Sachs shall pay any additional income tax with respect to such controversy for which the Grantee ultimately is liable, including a gross-up amount, such amounts to be determined and paid in accordance with the procedures for determining an Incremental Tax and the Gross- up Amount in Section 2.3(e) hereof. 2.4 Notices; Information. The grantee shall promptly provide to -------------------- Goldman Sachs a copy of (i) all written notices delivered to the Grantee as a participant in any Plan or as a -3- shareholder of the Company, and (ii) any documents, reports or other materials provided to the Grantee as a participant in any Plan or as a shareholder of the Company, including any quarterly and annual reports to shareholders and any proxy statements. Upon request of Goldman Sachs, the Grantee shall obtain any information, reports or other materials available to the Grantee as a participant in any Plan or as a shareholder of the Company. 2.5 Voting. The Grantee shall not exercise any voting rights in ------ respect of any shares of Stock issued to the Grantee upon exercise of any Option, except in accordance with the written instructions of Goldman Sachs. The Grantee hereby agrees to exercise such voting rights in accordance with the written instructions of Goldman Sachs. 2.6 Transfer. The Grantee shall not sell, transfer, assign, -------- exchange, pledge, encumber or otherwise dispose of any Option or any shares of Stock issued to the Grantee upon exercise of any Option, or grant any option to purchase such Option or shares of Stock or grant any legal or beneficial interest therein (each, a "Transfer"), except in accordance with the written instructions of Goldman Sachs or by will or the laws of descent or distribution. The Grantee hereby agrees to Transfer any Option or shares of Stock in accordance with the written instructions of Goldman Sachs. 3. Termination of Employment or Directorship; Termination of Options. ----------------------------------------------------------------- 3.1 No Right to Continued Employment or Directorship. Nothing in ------------------------------------------------ this Agreement shall be interpreted or construed to confer upon the Grantee any right with respect to continuance of employment by Goldman Sachs or its affiliates or of serving as a director of the Company, nor shall this Agreement interfere in any way with the right of Goldman Sachs or its affiliates to terminate the Grantee's employment or directorship at any time. 3.2 Effect of Termination of Employment or Directorship. If the --------------------------------------------------- employment of the Grantee by Goldman Sachs or its affiliates or the directorship of the Grantee is terminated for any reason, including, without limitation, death, disability, retirement or cause, this Agreement shall continue in full force and effect and shall be binding upon the parties hereto and their respective successors, assigns, legal and personal representatives, heirs and legatees. 3.3 Termination of Options. The Grantee shall not have any liability ---------------------- to Goldman Sachs, or otherwise be responsible for, the forfeiture, cancellation, lapse or termination of any Option upon the termination for whatever reason of the Grantee's position as a director of the Company or upon the expiration of the term of such Option if Goldman Sachs failed to provide Exercise Instructions to the Grantee or to otherwise comply with Section 2 in a timely manner. 4. Further Assurances. Each party hereto shall do and perform or ------------------ cause to be done and performed all further acts and things and shall execute and deliver all other agreements, certificates, instruments, and documents as any other party hereto reasonably may request in order carry out the intent and accomplish the purposes of this Agreement and the consummation of the transactions contemplated hereby. 5. Governing Law. This Agreement and the rights and obligations of ------------- the parties hereto shall be governed by, and construed and enforced in accordance with, the laws of the State of New York, without giving effect to the principles of conflicts of law thereof. Each of the parties hereto hereby irrevocably and unconditionally consents to submit to the exclusive jurisdiction of the courts of the State of New York and of the United States of America, in each case, located in the Borough of Manhattan for any action or proceeding in any court or before any governmental authority ("Litigation") arising out of or relating to this Agreement and the transactions contemplated hereby (and agrees not -4- to commence any Litigation relating thereto except in such courts), and further agrees that service of any process, summons, notice or document by U.S. registered mail to its respective address in accordance with this Agreement shall be effective service of process for any Litigation brought against it in any such court. Each of the parties hereto hereby irrevocably and unconditionally waives any objection to the laying of venue of any Litigation arising out of this Agreement or the transactions contemplated hereby in the courts of the State of New York or the United States of America located in the Borough of Manhattan, and hereby further irrevocably and unconditionally waives and agrees not to plead or claim in any such court that any such Litigation brought in any such court has been brought in an inconvenient forum. 6. Specific Performance. The parties hereto agree that money damages -------------------- or other remedy at law would not be sufficient or adequate remedy for any breach or violation of, or a default under, this Agreement by them and that in addition to all other remedies available to them, each of them shall be entitled to an injunction restraining such breach, violation or default or threatened breach, violation or default and to any other equitable relief, including without limitation specific performance, without bond or other security being required. 7. Notice. All notices and other communications hereunder shall be ------ in writing and, unless otherwise provided herein, shall be deemed to have been given when received by the party to whom such notice is to be given at its address set forth below, or such other address for the party as shall be specified by notice given pursuant hereto: (i) If to Goldman Sachs to The Goldman Sachs Group, L.P. 85 Broad Street New York, NY 10004 Attention: Ms. Carla Skodinski (ii) If to the Grantee to Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Attention: 8. Binding Effect; Assignment. This Agreement shall inure to the -------------------------- benefit of and shall be binding upon the parties hereto and their respective legal and personal representatives, heirs, legatees, successors, and assigns. Neither this Agreement nor any of the rights hereunder may be assigned by any of the parties hereto without the consent of the other party, except that Goldman Sachs may assign all or part of its rights under this Agreement without the consent of the Grantee. 9. Amendment and Modification. This Agreement may be amended, -------------------------- modified, supplemented or waived only by written agreement of the party against whom enforcement of such amendment, modification, supplement or waiver is sought. 10. Headings; References; Execution in Counterparts. The headings ----------------------------------------------- and captions contained herein are for convenience only and shall not control or affect the meaning or construction of any provision hereof. All article, section, schedule, exhibit and paragraph references are to this Agreement, unless otherwise expressly provided. This Agreement may be executed in any number of -5- counterparts, each of which shall be deemed to be an original and which together shall constitute one and the same instrument. 11. Interpretation. The use of the word "including" in this -------------- Agreement shall be by way of example rather than by limitation. There shall be included within the term "Option" any and all options, securities or other rights of any kind whatsoever which may be issued in respect of, or in exchange for, any Option pursuant to a merger, consolidation, stock split, stock dividend, recapitalization of the Company or otherwise. There shall be included within the term "Stock" any and all securities, option or other rights of any kind whatsoever which may be issued in respect of, or in exchange for, any shares of Stock pursuant to a merger, consolidation, stock split, stock dividend, recapitalization of the Company or otherwise. 12. Entire Agreement. The Agreement constitutes the entire ---------------- agreement, and supersedes all prior agreements and understandings, oral and written, between the parties hereto with respect to the subject matter hereof. -6- IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the date first above written. THE GOLDMAN SACHS GROUP, L.P. By: _____________________ GRANTEE ___________________________ Neuromedical Systems, Inc. acknowledges the foregoing agreement between The Goldman Sachs Group, L.P., a Delaware limited partnership, and agrees to be bound by Sections 2(i) and 2.3(a) of such agreement, except as the undersigned may otherwise be required to do by law or judicial process. NEUROMEDICAL SYSTEMS, INC. By: _____________________ -7- -----END PRIVACY-ENHANCED MESSAGE-----