-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ZA+T1aYsmjKj9FHCJtGNXw8/95qHenEuhkVwcDmLODnbfsRuDZ3yfF7bLxHmyGhk ueDU3nByOgUN+NFj/xK5iw== 0000950130-95-000318.txt : 19950516 0000950130-95-000318.hdr.sgml : 19950516 ACCESSION NUMBER: 0000950130-95-000318 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950221 SROS: NONE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37354 FILM NUMBER: 95513915 BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8014297000 MAIL ADDRESS: STREET 1: 122 E. 1700 S. CITY: PROVO STATE: UT ZIP: 84606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Amendment No. 1 Novell, Inc. --------------------- (Name of Issuer) Common Stock ----------------------------------- (Title of Class of Securities) 670006105 ------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement _______. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Continued on following pages) Page 1 of 5 Pages - ---------------------- CUSIP NO. 670006105 - ------------ - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With 5 Sole Voting Power 0 - -------------------------------------------------------------------------------- 6 Shared Voting Power 149,406 - -------------------------------------------------------------------------------- 7 Sole Dispositive Power 0 - -------------------------------------------------------------------------------- 8 Shared Dispositive Power 149,406 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 149,406 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (11) .04% - -------------------------------------------------------------------------------- 12. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- Page 2 of 5 Pages - ------------------------- CUSIP NO. 670006105 - ------------ - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With 5 Sole Voting Power 0 - -------------------------------------------------------------------------------- 6 Shared Voting Power 149,406 - -------------------------------------------------------------------------------- 7 Sole Dispositive Power 0 - -------------------------------------------------------------------------------- 8 Shared Dispositive Power 149,406 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 149,406 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (11) .04% - -------------------------------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA - -------------------------------------------------------------------------------- Page 3 of 5 Pages Item 4. Ownership. (a). Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). (b). Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c). Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 5. Ownership of Five Percent or Less of a Class. The Reporting Persons filed a Schedule 13G, dated February 10, 1995, reporting beneficial ownership of 19,851,448 shares, including 19,630,990 shares owned by a customer. Neither of the Reporting Persons, however, have or ever had beneficial ownership of the shares owned by the customer. Accordingly, the Reporting Persons beneficially own 149,406 shares, or approximately .04% of the outstanding shares, and were not and are not required to file a Schedule 13G. The Reporting Persons understand that the customer, Bruce W. Bastian, has filed a Schedule 13D with respect to his ownership of the shares. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 17, 1995 THE GOLDMAN SACHS GROUP, L.P. By: /s/William J. Buckley ----------------------- Name: William J. Buckley Title: General Partner GOLDMAN, SACHS & CO. By: /s/William J. Buckley -------------------------- Name: William J. Buckley Title: General Partner Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----