-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LB+TnhoojOKJmgd+UKKvES/COMZ+ZagAOoEEMKOzsPCrbgR+UsvuD01c05AmGDr1 HWomNOrJ2pWW37/ID6D0tA== 0000950109-98-001144.txt : 19980218 0000950109-98-001144.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950109-98-001144 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NYSE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. GROUP MEMBERS: WH ADVISORS, L.P. V GROUP MEMBERS: WHCF REAL ESTATE LTD PARTNERSHIP GROUP MEMBERS: WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADILLAC FAIRVIEW CORP CENTRAL INDEX KEY: 0001045214 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52977 FILM NUMBER: 98541265 BUSINESS ADDRESS: STREET 1: 20 QUEEN ST WEST CITY: TORONTO ONTARIO M5H STATE: A6 BUSINESS PHONE: 4165988200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 SC 13G 1 SCHEDULE 13-G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cadillac Fairview Corporation - ------------------------------------------------------------------------------- (Name of Issuer) Common Shares, no par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 126929207 -------------------------------------------- (CUSIP Number) Page 1 of 12 pages - ----------------------- CUSIP NO. 126929207 13G - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Goldman, Sachs & Co. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 New York - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 15,745,493 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 15,745,493 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 15,745,493 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 20.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 BD-PN-IA - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 12 pages - ----------------------- CUSIP NO. 126929207 13G - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Goldman Sachs Group, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 15,745,493 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 15,745,493 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 15,745,493 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 20.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC-PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 12 pages - ----------------------- CUSIP NO. 126929207 13G - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WHCF Real Estate Limited Partnership - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 15,458,520 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 15,458,520 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 15,458,520 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 19.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 12 pages - ----------------------- CUSIP NO. 126929207 13G - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Whitehall Street Real Estate Limited Partnership V - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 15,458,520 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 15,458,520 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 15,458,520 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 19.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 12 pages - ----------------------- CUSIP NO. 126929207 13G - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WH Advisors, L.P. V - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 15,458,520 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 15,458,520 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 15,458,520 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 19.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 12 pages Item 1(a). Name of Issuer: Cadillac Fairview Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 20 Queen Street West, Fifth Floor Toronto M5H 3R4, Canada Item 2(a). Name of Persons Filing: Goldman, Sachs & Co., The Goldman Sachs Group, L.P., WHCF Real Estate Limited Partnership, WH Advisors, L.P. V and Whitehall Street Real Estate Limited Partnership V Item 2(b). Address of Principal Business Office or, if None, Residence: 85 Broad Street New York, NY 10004 Item 2(c). Citizenship: Goldman, Sachs & Co. - New York The Goldman Sachs Group, L.P. - Delaware WHCF Real Estate Limited Partnership - Delaware Whitehall Street Real Estate Limited Partnership V - Delaware Whitehall Advisors, L.P. V - Delaware Item 2(d). Title and Class of Securities: Common Shares, no par value Item 2(e). CUSIP Number: 126929207 Item 3. Not applicable. This Schedule 13G was filed pursuant to Rule 13d-1(d). Item 4. Ownership./(1)(2)/ (a). Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). (b). Percent of Class: See the response(s) to Item 11 on the attached cover page(s). - ----------------------------- /(1)/ Includes 731,337 Common Shares issuable upon exercise of currently exercisable Reorganization Warrants, 62,000 and 669,337 of which were granted to Goldman, Sachs & Co. and WHCF Real Estate Limited Partnership, respectively, by Cadillac Fairview Corporation pursuant to the July 31, 1995 Cadillac Fairview Corporation Reorganization. /(2)/ The Goldman Sachs Group, L.P. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs") each disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which Goldman Sachs or employees of Goldman Sachs have voting or investment discretion, or both and (ii) certain investment entities, of which a subsidiary of GS Group or Goldman Sachs is the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than GS Group, Goldman Sachs or their affiliates. Page 7 of 12 pages (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii). Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii). Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv). Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. See Exhibit (99.2) Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable Page 8 of 12 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1998 THE GOLDMAN SACHS GROUP, L.P. WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V By: /s/ Hans L. Reich ---------------------------- By: WH Advisors, L.P. V, Name: Hans L. Reich its general partner Title: Attorney-in-fact By: WH Advisors, Inc. V, its general partner GOLDMAN, SACHS & CO. By: /s/ Stuart M. Rothenberg ---------------------------- By: /s/ Hans L. Reich Name: Stuart M. Rothenberg ---------------------------- Title: Vice President Name: Hans L. Reich Title: Attorney-in-fact WH ADVISORS, L.P. V WHCF REAL ESTATE LIMITED By: WH Advisors, Inc. V, PARTNERSHIP its general partner By: Whitehall Street Real Estate By: /s/ Stuart M. Rothenberg Limited Partnership V, ---------------------------- its general partner Name: Stuart M. Rothenberg By: WH Advisors, L.P. V, Title: Vice President its general partner By: WH Advisors, Inc. V, its general partner By: /s/ Stuart M. Rothenberg ---------------------------- Name: Stuart M. Rothenberg Title: Vice President Page 9 of 12 pages INDEX TO EXHIBITS Exhibit No. Exhibit - ----------- ------- 99.1 Joint Filing Agreement, dated February 14, 1998 between The Goldman Sachs Group, L.P., Goldman, Sachs & Co., WHCF Real Estate Limited Partnership, Whitehall Street Real Estate Limited Partnership V and WH Advisors, L.P. V 99.2 Item 7 Information Page 10 of 12 pages EXHIBIT (99.1) JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Shares, no par value of Cadillac Fairview Corporation, and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. Date: February 14, 1998 THE GOLDMAN SACHS GROUP, L.P. WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V By: /s/ Hans L. Reich ---------------------------- By: WH Advisors, L.P. V, Name: Hans L. Reich its general partner Title: Attorney-in-fact By: WH Advisors, Inc. V, its general partner GOLDMAN, SACHS & CO. By: /s/ Stuart M. Rothenberg ---------------------------- By: /s/ Hans L. Reich Name: Stuart M. Rothenberg ---------------------------- Title: Vice President Name: Hans L. Reich Title: Attorney-in-fact WH ADVISORS, L.P. V WHCF REAL ESTATE LIMITED By: WH Advisors, Inc. V, PARTNERSHIP its general partner By: Whitehall Street Real Estate By: /s/ Stuart M. Rothenberg Limited Partnership V, ---------------------------- its general partner Name: Stuart M. Rothenberg By: WH Advisors, L.P. V, Title: Vice President its general partner By: WH Advisors, Inc. V, its general partner By: /s/ Stuart M. Rothenberg ---------------------------- Name: Stuart M. Rothenberg Title: Vice President Page 11 of 12 pages EXHIBIT (99.2) ITEM 7 INFORMATION The securities being reported on by The Goldman Sachs Group, L.P. ("GS Group"), as a parent holding company, are owned by WHCF Real Estate Limited Partnership ("WHCF"), or may be deemed to be beneficially owned by Goldman, Sachs & Co. ("Goldman Sachs"), a broker or dealer registered under Section 15 of the Act and an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. The general partner, managing general partner or other manager of WHCF is an affiliate of GS Group. GS Group is the general partner of and owns a 99% interest in Goldman Sachs. Page 12 of 12 pages -----END PRIVACY-ENHANCED MESSAGE-----