-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6vZjm0gdQcFKWxWaH0zXkKspPC3DMW0ts/HneUf8TGOmrzIATkAKR4AJx7/NI4C 6+/hRj222x2VNVthLjxrag== 0000950109-97-001288.txt : 19970222 0000950109-97-001288.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950109-97-001288 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: GOLDMAN SACHS & CO. GROUP MEMBERS: GOLDMAN SACHS EQUITY PORTFOLIOS, INC. GROUP MEMBERS: GOLDMAN SACHS GROUP LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAKER J INC CENTRAL INDEX KEY: 0000792570 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 042866591 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38018 FILM NUMBER: 97533945 BUSINESS ADDRESS: STREET 1: 555 TURNPIKE ST CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 6178289300 MAIL ADDRESS: STREET 1: P O BOX 231 CITY: HYDE PARK STATE: MA ZIP: 02136 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 SC 13G 1 SCHEDULE 13-G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 3 J. Baker, Inc. -------------------- (Name of Issuer) Common Stock, $.50 par value -------------------------------------------- (Title of Class of Securities) 057232100 -------------------- (CUSIP Number) Page 1 of 6 pages - ---------------- CUSIP NO. 057232100 - ---------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares Beneficially 0 Owned By --------------------------------- Each 6 Shared Voting Power Reporting Person With 1,408,100 --------------------------------- 7 Sole Dispositive Power 0 --------------------------------- 8 Shared Dispositive Power 1,408,100 --------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,408,100 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 10.1% - -------------------------------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA - -------------------------------------------------------------------------------- Page 2 of 6 pages - ---------------- CUSIP NO. 057232100 - ---------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares Beneficially 0 Owned By --------------------------------- Each 6 Shared Voting Power Reporting Person With 1,408,100 --------------------------------- 7 Sole Dispositive Power 0 --------------------------------- 8 Shared Dispositive Power 1,408,100 --------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,408,100 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 10.1% - -------------------------------------------------------------------------------- 12. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- Page 3 of 6 pages - ---------------- CUSIP NO. 057232100 - ---------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman Sachs Equity Portfolios, Inc. on behalf Goldman Sachs Small Cap Equity Fund - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Maryland - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares Beneficially 0 Owned By -------------------------------- Each 6 Shared Voting Power Reporting Person With 1,100,400 -------------------------------- 7 Sole Dispositive Power 0 -------------------------------- 8 Shared Dispositive Power 1,100,400 -------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,100,400 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person IC - -------------------------------------------------------------------------------- Page 4 of 6 pages Item 4. Ownership. (a). Amount beneficially owned: See the responses(s) to Item 9 on the attached cover page(s). (b). Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii). Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii). Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv). Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 5 of 6 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 GOLDMAN SACHS EQUITY PORTFOLIOS, THE GOLDMAN SACHS GROUP, L.P. INC. on Behalf of Goldman Sachs Small By: The Goldman Sachs Corporation, Cap Equity Fund its general partner By: /s/ Michael J. Richman By: /s/ David B. Ford ---------------------------------- -------------------------------- Name: Michael J. Richman Name: David B. Ford Title: Secretary Title: Executive Vice President GOLDMAN, SACHS & CO. By: /s/ David B. Ford -------------------------------- Name: David B. Ford Title: Managing Director Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----