0001193125-23-038983.txt : 20230214 0001193125-23-038983.hdr.sgml : 20230214 20230214155706 ACCESSION NUMBER: 0001193125-23-038983 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 GROUP MEMBERS: 2012 ALISON A. RANKIN TRUST GROUP MEMBERS: 2012 CHLOE O. RANKIN TRUST GROUP MEMBERS: 2012 CORBIN K. RANKIN GROUP MEMBERS: BTR 2020 GST FOR ANNE F. RANKIN GROUP MEMBERS: BTR 2020 GST FOR CHLOE R. SEELBACH GROUP MEMBERS: BTR 2020 GST FOR CLAIBORNE R. RANKIN, JR. GROUP MEMBERS: BTR 2020 GST FOR CLARA R. WILLIAMS GROUP MEMBERS: BTR 2020 GST FOR ELISABETH M. RANKIN GROUP MEMBERS: BTR 2020 GST FOR HELEN R. BUTLER GROUP MEMBERS: BTR 2020 GST FOR JAMES T. RANKIN GROUP MEMBERS: BTR 2020 GST FOR JULIA R. KUIPERS GROUP MEMBERS: BTR 2020 GST FOR MATTHEW M. RANKIN GROUP MEMBERS: BTR 2020 GST FOR THOMAS P.K. RANKIN GROUP MEMBERS: CLAIBORNE R. RANKIN GROUP MEMBERS: CLARA T. RANKIN WILLIAMS GROUP MEMBERS: HELEN R. BUTLER GROUP MEMBERS: RANKIN ASSOCIATES IV, L.P. GROUP MEMBERS: ROGER F. RANKIN GROUP MEMBERS: THOMAS T. RANKIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87003 FILM NUMBER: 23628309 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 SC 13D/A 1 d375134dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 10)

 

 

Hyster-Yale Materials Handling, Inc.

(Name of Issuer)

Class B Common Stock, par value $0.01 per share

(Title of Class of Securities)

499172204

(CUSIP Number)

Alfred M. Rankin, Jr.

5875 Landerbrook Drive, Suite 300

Cleveland, Ohio 44124-4017

(440) 449-9600

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 2023

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

Part II to Schedule 13D/A

This Amendment No. 10 to Schedule 13D (this “Amendment No. 10”) is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class B Common Stock of Hyster-Yale Materials Handling, Inc. (the “Issuer”) held by Rankin Associates IV, L.P., a Delaware limited partnership, that appeared in the Schedule 13D filed by the Reporting Persons on February 14, 2013 (the “Initial Filing”), as amended by Amendment No. 1 filed on February 14, 2014 (“Amendment No. 1”), as further amended by Amendment No. 2 filed on February 17, 2015 (“Amendment No. 2”), as further amended by Amendment No. 3 filed on February 16, 2016 (“Amendment No. 3”), as further amended by Amendment No. 4 filed on February 14, 2017 (“Amendment No. 4”), as further amended by Amendment No. 5 filed on February 14, 2018 (“Amendment No. 5”), as further amended by Amendment No. 6 filed on February 14, 2019 (“Amendment No. 6”), as further amended by Amendment No. 7 filed on February 13, 2020 (“Amendment No. 7”), as further amended by Amendment No. 8 filed on February 12, 2021 (“Amendment No. 8”) and as further amended by Amendment No. 9 filed on February 14, 2022 (collectively with the Initial Filing, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7 and Amendment No. 8, the “Filings”). This Amendment No. 10 updates certain information with respect to certain Reporting Persons under the Filings. Capitalized terms used herein but not defined herein have the meanings assigned to them in the Filings.

Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

The information provided with respect to the Stockholders’ Agreement is hereby amended by inserting at the end thereof the following:

Stockholders’ Agreement

Effective December 12, 2022, each of the Issuer and the participating stockholders identified on the signature pages of the Stockholders Agreement, as amended (“Participating Stockholders”), executed and delivered an Amendment to the Stockholders’ Agreement amending the Stockholders’ Agreement to add an additional Participating Stockholder under the Stockholders’ Agreement. A copy of the Amendment to the Stockholders’ Agreement is attached hereto as Exhibit 31 and is incorporated herein in its entirety.

Item 7. Material to be Filed as Exhibits.

Item 7 of the Filings is hereby amended by adding the following:

 

Exhibit 31

    Twelfth Amendment to Stockholders’ Agreement, dated as of December 12, 2022, by and among the Issuer, the new Participating Stockholder and the Participating Stockholders (incorporated by reference to Exhibit 41 filed with Amendment No. 11 to the Statement on Schedule 13D, filed by the Reporting Persons named therein on February 14, 2023, Commission File Number 005-87003).

[Signatures begin on the next page.]

[The remainder of this page was intentionally left blank.]

 

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SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2023

 

Name: Rankin Associates IV, L.P.
By:   Main Trust of Alfred M. Rankin created under the Agreement dated as of September 28, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Alfred M. Rankin, Jr., creating a trust for the benefit of Alfred M. Rankin, Jr. (successor in interest to the Trust created by the Agreement, dated August 30, 1967, as supplemented, amended and restated, between National City Bank, as trustee, and Alfred M. Rankin, Jr., creating a trust for the benefit of Alfred M. Rankin, Jr.), as one of its General Partners
By:  

/s/ Alfred M. Rankin, Jr.

  Alfred M. Rankin, Jr.
  President
REPORTING PERSONS
 

/s/ Alfred M. Rankin, Jr.

  Alfred M. Rankin, Jr.
  Alfred M. Rankin, Jr., on behalf of himself, and as:
  Attorney-in-Fact for Thomas T. Rankin*
  Attorney-in-Fact for Claiborne R. Rankin*
  Attorney-in-Fact for Roger F. Rankin*
  Attorney-in-Fact for Helen R. Butler*
  Attorney-in-Fact for Clara T. Rankin Williams*
  Attorney-in-Fact for 2012 Alison A. Rankin Trust*
  Attorney-in-Fact for 2012 Chloe O. Rankin Trust*
  Attorney-in-Fact for 2012 Corbin K. Rankin*
  Attorney-in-Fact for BTR 2020 GST for Helen R. Butler*
  Attorney-in-Fact for BTR 2020 GST for Clara R. Williams*
  Attorney-in-Fact for BTR 2020 GST for Matthew M. Rankin*
  Attorney-in-Fact for BTR 2020 GST for James T. Rankin*
  Attorney-in-Fact for BTR 2020 GST for Thomas P.K. Rankin*
  Attorney-in-Fact for BTR 2020 GST for Chloe R. Seelbach*
  Attorney-in-Fact for BTR 2020 GST for Claiborne R. Rankin, Jr.*
  Attorney-in-Fact for BTR 2020 GST for Julia R. Kuipers*
  Attorney-in-Fact for BTR 2020 GST for Anne F. Rankin*
  Attorney-in-Fact for BTR 2020 GST for Elisabeth M. Rankin*

 

*

The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 22 of the Filings.

 

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