0001193125-23-038499.txt : 20230214 0001193125-23-038499.hdr.sgml : 20230214 20230214133003 ACCESSION NUMBER: 0001193125-23-038499 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 GROUP MEMBERS: 2012 ANNE F. RANKIN GST TRUST GROUP MEMBERS: 2012 CHLOE R. SEELBACH GST TRUST GROUP MEMBERS: 2012 CLAIBORNE R. RANKIN, JR. GST TRUST GROUP MEMBERS: 2012 CLARA R. WILLIAMS GST TRUST GROUP MEMBERS: 2012 ELISABETH M. RANKIN GST TRUST GROUP MEMBERS: 2012 HELEN R. BUTLER GST TRUST GROUP MEMBERS: 2012 JAMES T. RANKIN GST TRUST GROUP MEMBERS: 2012 JULIA R. KUIPERS GST TRUST GROUP MEMBERS: 2012 MATTHEW M. RANKIN GST TRUST GROUP MEMBERS: 2012 THOMAS P. RANKIN GST TRUST GROUP MEMBERS: A. FARNHAM RANKIN GROUP MEMBERS: ALFRED M. RANKIN, JR.S 2011 GRANTOR RETAINED ANNUITY TRUST GROUP MEMBERS: ALISON A. RANKIN GROUP MEMBERS: ALISON A. RANKIN AS TRUSTEE UNDER IRREVOCABLE TRUST, DATED SEPTEMBER 11, 2000, FOR THE BENEFIT OF ELISABETH M. RANKIN GROUP MEMBERS: ALISON A. RANKIN, AS CUSTODIAN FOR ELISABETH M. RANKIN GROUP MEMBERS: ALISON A. RANKIN, AS TRUSTEE FBO A. FARNHAM RANKIN UNDER IRREVOCABLE TRUST, DATED DECEMBER 18, 1997, WITH ROGER RANKIN, GRANTOR GROUP MEMBERS: ALISON A. RANKIN, AS TRUSTEE FBO ELISABETH M. RANKIN UNDER IRREVOCABLE TRUST, DATED DECEMBER 18, 1997, WITH ROGER RANKIN, GRANTOR GROUP MEMBERS: AMR ASSOCIATES, LP GROUP MEMBERS: ANNE F. RANKIN TRUST DATED AUGUST 15, 2012 GROUP MEMBERS: BEATRICE B. TAPLIN GROUP MEMBERS: BRITTON T. TAPLIN GROUP MEMBERS: BRUCE T. RANKIN GROUP MEMBERS: BTR 2012 GST TRUST FOR ANNE F. RANKIN GROUP MEMBERS: BTR 2012 GST TRUST FOR CHLOE R. SEELBACH GROUP MEMBERS: BTR 2012 GST TRUST FOR CLAIBORNE R. RANKIN, JR. GROUP MEMBERS: BTR 2012 GST TRUST FOR CLARA R. WILLIAMS GROUP MEMBERS: BTR 2012 GST TRUST FOR ELISABETH M. RANKIN GROUP MEMBERS: BTR 2012 GST TRUST FOR HELEN R. BUTLER GROUP MEMBERS: BTR 2012 GST TRUST FOR JAMES T. RANKIN GROUP MEMBERS: BTR 2012 GST TRUST FOR JULIA R. KUIPERS GROUP MEMBERS: BTR 2012 GST TRUST FOR MATTHEW M. RANKIN GROUP MEMBERS: BTR 2012 GST TRUST FOR THOMAS P. RANKIN GROUP MEMBERS: BTR 2020 GST FOR ANNE F. RANKIN GROUP MEMBERS: BTR 2020 GST FOR CHLOE R. SEELBACH GROUP MEMBERS: BTR 2020 GST FOR CLAIBORNE R. RANKIN, JR GROUP MEMBERS: BTR 2020 GST FOR CLARA R. WILLIAMS GROUP MEMBERS: BTR 2020 GST FOR ELISABETH M. RANKIN GROUP MEMBERS: BTR 2020 GST FOR HELEN R. BUTLE GROUP MEMBERS: BTR 2020 GST FOR JAMES T. RANKIN GROUP MEMBERS: BTR 2020 GST FOR JULIA R. KUIPERS GROUP MEMBERS: BTR 2020 GST FOR MATTHEW M. RANKIN GROUP MEMBERS: BTR 2020 GST FOR THOMAS P.K. RANKIN GROUP MEMBERS: CAROLINE T. RUSCHELL GROUP MEMBERS: CHLOE O. RANKIN GROUP MEMBERS: CHLOE R. SEELBACH GROUP MEMBERS: CHLOE R. SEELBACH, AS CUSTODIAN FOR ISABELLE SEELBACH GROUP MEMBERS: CHLOE R. SEELBACH, TRUSTEE UAD 2/2/05 THE TAPLIN ELIZABETH SEELBACH TRUST GROUP MEMBERS: CHLOE R. SEELBACH, TRUSTEE UNDER CLAIBORNE RANKIN TRUST FOR CHILDREN OF CHLOE R. SEELBACH DTD 12/21/04 FBO ISABELLE SCOTT SEELBACH GROUP MEMBERS: CHLOE R. SEELBACH, TRUSTEE UNDER CLAIBORNE RANKIN TRUST FOR CHILDREN OF CHLOE R. SEELBACH DTD 12/21/04 FBO THOMAS WILSON SEELBACH GROUP MEMBERS: CLAIBORNE R. RANKIN GROUP MEMBERS: CLAIBORNE R. RANKIN TRUST FOR CHILDREN OF JULIA R. KUIPERS, DATED DECEMBER 27, 2013 UNDER CUSTODY AGREEMENT DATED DECEMBER 27, 2013, FBO EVELYN R. KUI GROUP MEMBERS: CLAIBORNE R. RANKIN TRUST FOR THE CHILDREN OF CLAIBORNE R. RANKIN, JR. DATED AUGUST 26, 2016 FOR THE BENEFIT OF CLAIBORNE READ RANKIN, III GROUP MEMBERS: CLAIBORNE R. RANKIN TRUST FOR THE CHILDREN OF JULIA R. KUIPERS DATED DECEMBER 27, 2013 FBO MATILDA ALAN KUIPERS GROUP MEMBERS: CLAIBORNE R. RANKIN, JR. GROUP MEMBERS: CLAIBORNE R. RANKIN, JR. REVOCABLE TRUST DATED AUGUST 25, 2000 ATTORNEY-IN-FACT FOR ALISON A. RANKIN AS TRUSTEE UNDER IRREVOCABLE TRUST, DATED SEPTEMB GROUP MEMBERS: CLAIBORNE READ RANKIN III (BY CLAIBORNE R. RANKIN, JR. AS CUSTODIAN) GROUP MEMBERS: CLARA L. T. RANKIN GROUP MEMBERS: CLARA RANKIN BUTLER GROUP MEMBERS: CLARA RANKIN BUTLER 2002 TRUST DTD 11/5/2002 GROUP MEMBERS: CLARA RANKIN WILLIAMS, AS CUSTODIAN FOR MARGO JAMISON VICTOIRE WILLIAMS GROUP MEMBERS: CLARA T. RANKIN WILLIAMS GROUP MEMBERS: CORBIN K. RANKIN GROUP MEMBERS: CORBIN K. RANKIN MAIN TRUST U/A/D NOVEMBER 30, 2015, AS AMENDED GROUP MEMBERS: CORY FREYER GROUP MEMBERS: CRW 2020 GST TRUST FOR HELEN C. WILLIAMS GROUP MEMBERS: CRW 2020 GST TRUST FOR MARGO J.V. WILLIAMS GROUP MEMBERS: DAVID B. WILLIAMS GROUP MEMBERS: DAVID BH WILLIAMS AS CUSTODIAN FOR HELEN CHARLES WILLIAMS GROUP MEMBERS: DAVID BH WILLIAMS, TRUSTEE UAD THE HELEN CHARLES WILLIAMS 2004 TRUS GROUP MEMBERS: DAVID BH WILLIAMS, TRUSTEE UAD THE MARGO JANISON VICTOIRE WILLIAMS 2004 TRUST GROUP MEMBERS: DAVID F. TAPLIN GROUP MEMBERS: DIAHN TAPLIN, M.D. GROUP MEMBERS: ELISABETH MARSHALL RANKIN MAIN TRUST U/A/D/ DECEMBER 30, 2015, AS AMENDED GROUP MEMBERS: ELIZABETH B. RANKIN GROUP MEMBERS: ELIZABETH B. RANKIN MAIN TRUST U/A/D NOVEMBER 10, 2015, AS AMENDED GROUP MEMBERS: EVELYN R. KUIPERS (BY JULIA R. KUIPERS, AS CUSTODIAN) GROUP MEMBERS: FRANK F. TAPLIN GROUP MEMBERS: GRIFFIN B. BUTLER GROUP MEMBERS: GRIFFIN BEDWELL BUTLER 2002 TRUST DTD 11/5/2002 GROUP MEMBERS: HELEN R. BUTLER GROUP MEMBERS: HRB 2020 GST TRUST FOR CLARA R. BUTLER GROUP MEMBERS: HRB 2020 GST TRUST FOR GRIFFIN B. BUTLER GROUP MEMBERS: JACOB A. KUIPERS GROUP MEMBERS: JAMES T. RANKIN GROUP MEMBERS: JAMES T. RANKIN, JR. (BY JAMES T. RANKIN, AS CUSTODIAN) GROUP MEMBERS: JCB 2020 GST TRUST FOR CLARA R. BUTLER GROUP MEMBERS: JCB 2020 GST TRUST FOR GRIFFIN B. BUTLER GROUP MEMBERS: JENNIFER DICKERMAN GROUP MEMBERS: JENNIFER T. JEROME GROUP MEMBERS: JOHN C. BUTLER, JR. GROUP MEMBERS: JULIA L. RANKIN KUIPERS GROUP MEMBERS: LAURAN RANKIN GROUP MEMBERS: LAURAN RANKIN MAIN TRUST AGREEMENT DTD 12/23/15 GROUP MEMBERS: LYNNE T. RANKIN GROUP MEMBERS: LYNNE T. RANKIN MAIN TRUST U/A/D DECEMBER 4, 2015, AS AMENDED GROUP MEMBERS: MARITAL TRUST, DATED JANUARY 21, 1966, NATIONAL CITY BANK & BEATRICE TAPLIN, AS TRUSTEES, FBO BEATRICE B. TAPLIN GROUP MEMBERS: MARTHA S. KELLY GROUP MEMBERS: MATILDA ALAN KUIPERS (BY JULIA R. KUIPERS, AS CUSTODIAN) GROUP MEMBERS: MATTHEW M RANKIN & JAMES T. RANKIN CO-TRUSTEES FOR MARY M. RANKIN U/A/D MAY 10, 2007 GROUP MEMBERS: MATTHEW M. RANKIN GROUP MEMBERS: MATTHEW M. RANKIN & JAMES T. RANKIN CO-TRUSTEES FOR WILLIAM ALEXANDER RANKIN U/A/D MAY 10, 2007 GROUP MEMBERS: MATTHEW M. RANKIN, AS CUSTODIAN FOR MARGARET POLLARD RANKIN GROUP MEMBERS: MATTHEW M. RANKIN, AS CUSTODIAN FOR MARY MARSHALL RANKIN GROUP MEMBERS: MATTHEW M. RANKIN, AS CUSTODIAN FOR WILLIAM ALEXANDER RANKIN GROUP MEMBERS: PAIGE J. RANKIN (BY CLAIBORNE R. RANKIN, JR., AS CUSTODIAN) GROUP MEMBERS: RANKIN ASSOCIATES I, L.P. GROUP MEMBERS: RANKIN ASSOCIATES II, L.P. GROUP MEMBERS: RANKIN ASSOCIATES IV, L.P. GROUP MEMBERS: RANKIN ASSOCIATES V, LP GROUP MEMBERS: RANKIN ASSOCIATES VI, LP GROUP MEMBERS: RANKIN MANAGEMENT, INC. GROUP MEMBERS: ROGER F. RANKIN GROUP MEMBERS: SCOTT SEELBACH, AS CUSTODIAN FOR TAPLIN ELIZABETH SEELBACH GROUP MEMBERS: SCOTT W. SEELBACH GROUP MEMBERS: SCOTT W. SEELBACH MAIN TRUST U/A/D DECEMBER 22, 2015 GROUP MEMBERS: SUSAN SICHEL GROUP MEMBERS: THEODORE D. TAPLIN GROUP MEMBERS: THOMAS E. TAPLIN EXEMPT FAMILY TRUST U/A DATED JANUARY 21, 1966 GROUP MEMBERS: THOMAS E. TAPLIN, JR. GROUP MEMBERS: THOMAS P.K. RANKIN, TRUSTEE OF THE TRUST CREATED BY THE AGREEMENT, DATED FEBRUARY 2, 2011, AS SUPPLEMENTED, AMENDED & RESTATED, BETWEEN THOMAS P.K. GROUP MEMBERS: THOMAS PARKER RANKIN GROUP MEMBERS: THOMAS T. RANKIN GROUP MEMBERS: THOMAS WILSON SEELBACH (BY CHLOE R. SEELBACH, AS CUSTODIAN) GROUP MEMBERS: TRUST CREATED BY THE AGREEMENT, DATED AUGUST 20, 2009 BETWEEN JAMES T. RANKIN, AS TRUSTEE, & JAMES T. RANKIN, CREATING A TRUST FOR THE BENEFIT OF JA GROUP MEMBERS: TRUST DATED 12/28/1978, PNC BANK & ALFRED M. RANKIN, JR. AS CO-TRUSTEES, FOR THE BENEFIT OF GRANDCHILDREN GROUP MEMBERS: TRUST DATED 9/28/2000 BETWEEN ALFRED M. RANKIN, JR., AS TRUSTEE & BRUCE T. RANKIN, FOR THE BENEFIT OF BRUCE T. RANKIN GROUP MEMBERS: TRUST DATED DECEMBER 21, 2004, BETWEEN CLAIBORNE R. RANKIN, AS TRUSTEE, & JULIA L. RANKIN, CREATING A TRUST FBO JULIA L. RANKIN GROUP MEMBERS: TRUST DATED JANUARY 11, 1965, PNC BANK & ALFRED M. RANKIN, JR. AS CO-TRUSTEES, FOR THE BENEFIT OF GRANDCHILDREN GROUP MEMBERS: TRUST FBO PAIGE J. RANKIN U/T/A VESTED TRUSTS FOR CHILDREN OF CLAIBORNE R. RANKIN, JR., DATED 8/26/2016 GROUP MEMBERS: VESTED TRUST FOR THE BENEFIT OF JAMES T. RANKIN, JR. U/A/D DECEMBER 4, 2015 GROUP MEMBERS: VESTED TRUST FOR THE BENEFIT OF MARGARET POLLARD RANKIN U/A/D DECEMBER 4, 2015 GROUP MEMBERS: VICTOIRE G. RANKIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87003 FILM NUMBER: 23626454 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 SC 13D/A 1 d405436dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 11)

 

 

HYSTER-YALE MATERIALS HANDLING, INC.

(Name of Issuer)

Class B Common Stock, par value $0.01 per share

(Title of Class of Securities)

449172204

(CUSIP Number)

Alfred M. Rankin, Jr.

5875 Landerbrook Drive, Suite 300

Cleveland, Ohio 44124-4017

(440) 449-9600

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 2023

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Frank F. Taplin

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☒

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS*

 

  OO – See Item 3

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)

 

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  0

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  0

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  0%

14  

  TYPE OF REPORTING PERSON*

 

  IN

 

-1-


  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Trust created by the Agreement, dated August 20, 2009, between James. T. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☒

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS*

 

  OO – See Item 3

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)

 

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  0

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  0

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  0%

14  

  TYPE OF REPORTING PERSON*

 

  IN

 

-2-


  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Trust created by the Agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P. K. Rankin, as trustee, and Thomas P. K. Rankin, creating a trust for the benefit of Thomas P. K. Rankin

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☒

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS*

 

  OO – See Item 3

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)

 

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  0

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  0

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  0%

14  

  TYPE OF REPORTING PERSON*

 

  IN

 

-3-


  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☒

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS*

 

  OO – See Item 3

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)

 

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  0

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  0

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  0%

14  

  TYPE OF REPORTING PERSON*

 

  IN

 

-4-


  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Elisabeth Marshall Rankin Main Trust u/a/d/ December 30, 2015, as amended

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

  (a)  ☐        (b)  ☒

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS*

 

  OO – See Item 3

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  0

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  0

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  0%

14  

  TYPE OF REPORTING PERSON*

 

  IN

 

-5-


Part II to Schedule 13D/A

This Amendment No. 11 to Schedule 13D (this “Amendment No. 11”) is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class B Common Stock, par value $0.01 per share (“Class B Common”), of Hyster-Yale Materials Handling, Inc. (the “Issuer”) held by certain signatories to the Stockholders’ Agreement, dated as of September 12, 2012, among the stockholders party thereto and the Issuer (as amended on December 31, 2012, January 18, 2013, March 27, 2015, December 29, 2015, December 2, 2016, December 22, 2016, February 6, 2017, October 30, 2018, December 5, 2019, December 31, 2020, December 7, 2021 and December 12, 2022, the “Stockholders’ Agreement”), that appeared in the Schedule 13D filed by the Reporting Persons on October 9, 2012 (the “Initial Filing”), as amended by Amendment No. 1 filed on February 14, 2013 (“Amendment No. 1”), as further amended by Amendment No. 2 filed on February 14, 2014 (“Amendment No. 2”), as further amended by Amendment No. 3 filed on February 17, 2015 (“Amendment No. 3”), as further amended by Amendment No. 4. filed on February 16, 2016 (“Amendment No. 4”), as further amended by Amendment No. 5 filed on February 14, 2017 (“Amendment No. 5”), as further amended by Amendment No. 6 filed on February 14, 2018 (“Amendment No. 6”), as further amended by Amendment No. 7 filed on February 14, 2019 (“Amendment No. 7”), as further amended by Amendment No. 8 filed on February 13, 2020 (“Amendment No. 8”), as further amended by Amendment No. 9 filed on February 12, 2021 (“Amendment No. 9”) and as further amended by Amendment No. 10 filed on February 14, 2022 (together with the Initial Filing, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7, Amendment No. 8 and Amendment No. 9, the “Filings”). This Amendment No. 11 (a) updates certain information with respect to certain Reporting Persons under the Filings and (b) reflects the acquisition and/or disposition of shares of Class B Common by certain Reporting Persons. Capitalized terms used herein but not defined herein have the meanings assigned to them in the Filings.

 

Item 2.

Identity and Background.

The statements under the heading Julia Rankin Kuipers, which appear in the Filings, are hereby deleted and replaced by the following:

Julia Rankin Kuipers. Ms. Kuipers’ address is 150 Miles Road, Chagrin Falls, Ohio 44022. She is not employed.

The statements under the heading Jacob A. Kuipers, which appear in the Filings, are hereby deleted and replaced by the following:

Jacob A. Kuipers. Mr. Kuipers’ address is 150 Miles Road, Chagrin Falls, Ohio 44022. He is a Partner with McDermott Will & Emery.

The statements under the heading Frank F. Taplin, which appear in the Filings, are hereby deleted and replaced by the following:

Frank F. Taplin. Mr. Taplin’s address is 4470 W. Sunset Blvd., PMB 107-686, Los Angeles, California 90027. He is self-employed.

The statements under the heading Clara Rankin Butler (by John C. Butler, Jr. as custodian), which appear in the Filings, are hereby deleted and replaced by the following:

Clara Rankin Butler. Ms. Butler’s resident address is 245 East 63rd St., Apt 31C, New York, NY 10065. She is an Assistant at Christie’s Auction House

The statements under the heading Elisabeth M. Rankin, which appear in the Filings, are hereby deleted and replaced by the following:

Elisabeth M. Rankin. Ms. Rankin’s address is 1449 Carpenter Road, P.O. Box 550, Gates Mills, Ohio 44040. She is employed at Chivers, LLP.

 

-6-


The following new Reporting Persons shall be added:

Elisabeth Marshall Rankin Main Trust u/a/d/ December 30, 2015, as amended. Roger F. Rankin is the trustee of the trust. Mr. Rankin’s resident address is 1449 Carpenter Road, P.O. Box 550, Gates Mills, Ohio 44040. He is a private investor.

 

Item 5.

Interest in Securities of the Issuer.

The statements under the heading Frank F. Taplin which appear in the Filings, are hereby deleted and replaced in their entirety by the following:

Frank F. Taplin. Mr. Taplin owns no Class B Common.

The statements under the heading Trust created by the Agreement, dated August 20, 2009, between James T. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin, which appear in the Filings, are hereby deleted and replaced in their entirety by the following:

Trust created by the Agreement, dated August 20, 2009, between James T. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin. The trust has no power to vote or dispose of any shares of Class B Common. James T. Rankin, as trustee, has the sole power to vote and dispose of the shares of Class B Common held by the trust.

The statements under the heading Trust created by the Agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P. K. Rankin, as trustee, and Thomas P. K. Rankin, creating a trust for the benefit of Thomas P. K. Rankin, which appear in the Filings, are hereby deleted and replaced in their entirety by the following:

Trust created by the Agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P. K. Rankin, as trustee, and Thomas P. K. Rankin, creating a trust for the benefit of Thomas P. K. Rankin. The trust has no power to vote or dispose of any shares of Class B Common. Thomas P. K. Rankin, as trustee, has the sole power to vote and dispose of the shares of Class B Common held by the trust.

The statements under the heading Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin, which appear in the Filings, are hereby deleted and replaced in their entirety by the following:

Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin. The trust has no power to vote or dispose of any shares of Class B Common. Claiborne R. Rankin, as trustee, has the sole power to vote and dispose of the shares of Class B Common held by the trust.

The following new Reporting Person shall be added:

Elisabeth Marshall Rankin Main Trust u/a/d/ December 30, 2015, as amended. The trust has no power to vote or dispose of any shares of Class B Common. Roger F. Rankin, as trustee, has the sole power to vote and dispose of the shares of Class B Common held by the trust.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

The information provided in the Filings with respect to the Stockholders’ Agreement is hereby amended by inserting at the end thereof the following:

Stockholders’ Agreement

Effective December 12, 2022, each of the Issuer and the participating stockholders identified on the signature pages of the Stockholders Agreement, as amended (“Participating Stockholders”), executed and delivered an Amendment to the Stockholders’ Agreement amending the Stockholders’ Agreement to add an additional Participating Stockholder under the Stockholders’ Agreement. A copy of the Amendment to the Stockholders’ Agreement is attached hereto as Exhibit 41 and is incorporated herein in its entirety.

 

-7-


Item 7.

Material to be Filed as Exhibits.

Item 7 of the Initial Filing is hereby amended by adding the following:

 

Exhibit 41    Twelfth Amendment to Stockholders’ Agreement, dated as of December 12, 2022, by and among the Issuer, the new Participating Stockholder and the Participating Stockholders.
Exhibit 42    Joint Filing Agreement.

[Signatures begin on the next page.]

[The remainder of this page was intentionally left blank.]

 

-8-


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2023

 

By:   /s/ Alfred M. Rankin, Jr.
  Alfred M. Rankin, Jr., on behalf of himself, and as:
Attorney-in-Fact for Clara L. T. Rankin*
Attorney-in-Fact for Victoire G. Rankin*
Attorney-in-Fact for Helen R. Butler*
Attorney-in-Fact for Clara T. Rankin Williams*
Attorney-in-Fact for Thomas T. Rankin*
Attorney-in-Fact for Matthew M. Rankin*
Attorney-in-Fact for James T. Rankin*
Attorney-in-Fact for Claiborne R. Rankin*
Attorney-in-Fact for Chloe O. Rankin*
Attorney-in-Fact for Chloe R. Seelbach*
Attorney-in-Fact for Claiborne R. Rankin, Jr.*
Attorney-in-Fact for Roger F. Rankin*
Attorney-in-Fact for Bruce T. Rankin*
Attorney-in-Fact for Martha S. Kelly*
Attorney-in-Fact for Susan Sichel*
Attorney-in-Fact for Jennifer T. Jerome*
Attorney-in-Fact for Caroline T. Ruschell*
Attorney-in-Fact for David F. Taplin*
Attorney-in-Fact for Beatrice B. Taplin*
Attorney-in-Fact for Thomas E. Taplin, Jr.*
Attorney-in-Fact for Theodore D. Taplin*
Attorney-in-Fact for Britton T. Taplin*
Attorney-in-Fact for Frank F. Taplin*
Attorney-in-Fact for Rankin Management, Inc.*
Attorney-in-Fact for Rankin Associates I, L.P.*
Attorney-in-Fact for Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin*
Attorney-in-Fact for Corbin K. Rankin*
Attorney-in-Fact for Alison A. Rankin*
Attorney-in-Fact for Alison A. Rankin, as trustee fbo
A. Farnham Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor*
Attorney-in-Fact for Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor*
Attorney-in-Fact for Rankin Associates II, L.P.*
Attorney-in-Fact for John C. Butler, Jr.*
Attorney-in-Fact for Clara Rankin Butler*
Attorney-in-Fact for David B. Williams*
Attorney-in-Fact for Griffin B. Butler*
Attorney-in-Fact for Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000*

 

-9-


Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of A. Farnham Rankin*
Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of Elisabeth M. Rankin*
Attorney-in-Fact for Scott W. Seelbach*
Attorney-in-Fact for Clara Rankin Williams, as Custodian for Margo Jamison Victoire Williams*
Attorney-in-Fact for Clara Rankin Butler 2002 Trust DTD 11/5/2002*
Attorney-in-Fact for Griffin Bedwell Butler 2002 Trust DTD 11/5/2002*
Attorney-in-Fact for Elizabeth B. Rankin*
Attorney-in-Fact for David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 Trust*
Attorney-in-Fact for David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust*
Attorney-in-Fact for David BH Williams as Custodian for Helen Charles Williams*
Attorney-in-Fact for Julia L. Rankin Kuipers*
Attorney-in-Fact for Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin*
Attorney-in-Fact for Thomas Parker Rankin*
Attorney-in-Fact for Scott Seelbach, as Custodian for Taplin Elizabeth Seelbach*
Attorney-in-Fact for Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach Trust*
Attorney-in-Fact for Rankin Associates IV, L.P.*
Attorney-in-Fact for Marital Trust, dated January 21, 1966, National City Bank & Beatrice Taplin, as Trustees, fbo Beatrice B. Taplin*
Attorney-in-Fact for Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007*
Attorney-in-Fact for Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007*
Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach*
Attorney-in-Fact for Lynne T. Rankin*
Attorney-in-Fact for Jacob A. Kuipers*
Attorney-in-Fact for Alfred M. Rankin, Jr.’s 2011 Grantor Retained Annuity Trust*
Attorney-in-Fact for Matthew M. Rankin, as Custodian for Mary Marshall Rankin*
Attorney-in-Fact for Matthew M. Rankin, as Custodian for William Alexander Rankin*
Attorney-in-Fact for Matthew M. Rankin, as Custodian for Margaret Pollard Rankin*
Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson Seelbach*

 

-10-


Attorney-in-Fact for Chloe R. Seelbach, as Custodian for Isabelle Seelbach*
Attorney-in-Fact for Alison A. Rankin, as Custodian for Elisabeth M. Rankin*
Attorney-in-Fact for A. Farnham Rankin*
Attorney-in-Fact for Cory Freyer*
Attorney-in-Fact for Jennifer Dickerman*
Attorney-in-Fact for Trust dated January 11, 1965, PNC Bank & Alfred M. Rankin, Jr. as Co- Trustees, for the benefit of grandchildren*
Attorney-in-Fact for Trust dated 12/28/1978, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees, for the benefit of grandchildren*
Attorney-in-Fact for Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966*
Attorney-in-Fact for DiAhn Taplin, M.D.*
Attorney-in-Fact for BTR 2012 GST Trust for Chloe R. Seelbach*
Attorney-in-Fact for BTR 2012 GST Trust for Thomas P. Rankin*
Attorney-in-Fact for BTR 2012 GST Trust for Helen R. Butler*
Attorney-in-Fact for BTR 2012 GST Trust for Elisabeth M. Rankin*
Attorney-in-Fact for BTR 2012 GST Trust for Julia R. Kuipers*
Attorney-in-Fact for BTR 2012 GST Trust for Clara R. Williams*
Attorney-in-Fact for BTR 2012 GST Trust for Matthew M. Rankin*
Attorney-in-Fact for BTR 2012 GST Trust for Claiborne R. Rankin, Jr.*
Attorney-in-Fact for BTR 2012 GST Trust for James T. Rankin*
Attorney-in-Fact for BTR 2012 GST Trust for Anne F. Rankin*
Attorney-in-Fact for The Anne F. Rankin Trust dated August 15, 2012*
Attorney-in-Fact for Thomas P.K. Rankin, Trustee of the trust created by the agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P. K. Rankin**
Attorney-in-Fact for Trust created by the Agreement, dated August 20, 2009 between James T. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin**
Attorney-in-Fact for Claiborne R. Rankin Trust for children of Julia R. Kuipers, dated December 27, 2013 under Custody Agreement dated December 27, 2013, fbo Evelyn R. Kuipers***
Attorney-in-Fact for AMR Associates, LP****
Attorney-in-Fact for Vested Trust for the benefit of Margaret Pollard Rankin U/A/D December 4, 2015*****
Attorney-in-Fact for Vested Trust for the benefit of James T. Rankin, Jr. U/A/D December 4, 2015*****

 

-11-


Attorney-in-Fact for Claiborne R. Rankin Trust for the children of Claiborne R. Rankin, Jr. dated August 26, 2016 for the benefit of Claiborne Read Rankin, III*****
Attorney-in-Fact for Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 fbo Matilda Alan Kuipers******
Attorney-in-Fact for Claiborne Read Rankin III (by Claiborne R. Rankin, Jr. as Custodian)******
Attorney-in-Fact for James T. Rankin, Jr. (by James T. Rankin, as Custodian)******
Attorney-in-Fact for Matilda Alan Kuipers (by Julia R. Kuipers, as Custodian)******
Attorney-in-Fact for Lauran Rankin*******
Attorney-in-Fact for Lauran Rankin Main Trust Agreement DTD 12/23/15*******
Attorney-in-Fact for Thomas Wilson Seelbach (by Chloe R. Seelbach, as Custodian)*******
Attorney-in-Fact for Evelyn R. Kuipers (by Julia R. Kuipers, as Custodian)*******
Attorney-in-Fact for Paige J. Rankin (by Claiborne R. Rankin, Jr., as Custodian)********
Attorney-in-Fact for Trust FBO Paige J. Rankin U/T/A Vested Trusts for Children of Claiborne R. Rankin, Jr., dated 8/26/2016 ********
Attorney-in-Fact for BTR 2020 GST for Helen R. Butler*********
Attorney-in-Fact for BTR 2020 GST for Clara R. Williams********
Attorney-in-Fact for BTR 2020 GST for Matthew M. Rankin********
Attorney-in-Fact for BTR 2020 GST for James T. Rankin*********
Attorney-in-Fact for BTR 2020 GST for Thomas P.K. Rankin*********
Attorney-in-Fact for BTR 2020 GST for Chloe R. Seelbach*********
Attorney-in-Fact for BTR 2020 GST for Claiborne R. Rankin, Jr********
Attorney-in-Fact for BTR 2020 GST for Julia R. Kuipers*********
Attorney-in-Fact for BTR 2020 GST for Anne F. Rankin*********
Attorney-in-Fact for BTR 2020 GST for Elisabeth M. Rankin*********
Attorney-in-Fact for CRW 2020 GST Trust for Margo J.V. Williams*********
Attorney-in-Fact for CRW 2020 GST Trust for Helen C. Williams*********
Attorney-in-Fact for HRB 2020 GST Trust for Clara R. Butler*********
Attorney-in-Fact for HRB 2020 GST Trust for Griffin B. Butler*********
Attorney-in-Fact for JCB 2020 GST Trust for Clara R. Butler*********
Attorney-in-Fact for JCB 2020 GST Trust for Griffin B. Butler*********

 

-12-


Attorney-in-Fact for Rankin Associates V, LP**********
Attorney-in-Fact for Rankin Associates VI, LP**********
Attorney-in-Fact for 2012 Helen R. Butler GST Trust**********
Attorney-in-Fact for 2012 Clara R. Williams GST Trust**********
Attorney-in-Fact for 2012 Chloe R. Seelbach GST Trust**********
Attorney-in-Fact for 2012 Claiborne R. Rankin, Jr. GST Trust**********
Attorney-in-Fact for 2012 Julia R. Kuipers GST Trust**********
Attorney-in-Fact for 2012 Anne F. Rankin GST Trust**********
Attorney-in-Fact for 2012 Elisabeth M. Rankin GST Trust**********
Attorney-in-Fact for 2012 Matthew M. Rankin GST Trust**********
Attorney-in-Fact for 2012 James T. Rankin GST Trust**********
Attorney-in-Fact for 2012 Thomas P. Rankin GST Trust**********
Attorney-in-Fact for Corbin K. Rankin Main Trust U/A/D November 30, 2015, as amended **********
Attorney-in-Fact for Elizabeth B. Rankin Main Trust u/a/d November 10, 2015, as amended **********
Attorney-in-Fact for Lynne T. Rankin Main Trust u/a/d December 4, 2015, as amended**********
Attorney-in-Fact for Scott W. Seelbach Main Trust u/a/d December 22, 2015**********
Elisabeth Marshall Rankin Main Trust u/a/d/ December 30, 2015, as amended***********

 

*    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 7 to the Schedule 13D/A filed on February 14, 2013.
**    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on April 29, 2015.
***    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 10 to the Schedule 13D/A filed on February 16, 2016.
****    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 11 to the Schedule 13D/A filed on February 14, 2017.
*****    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 12 to the Schedule 13D/A filed on February 14, 2017.
******    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 14 to the Schedule 13D/A filed on February 14, 2018.
*******    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 26 to the Schedule 13D/A filed on February 14, 2019.

 

-13-


********    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 28 to the Schedule 13D/A filed on February 13, 2020.
*********    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 30 to the Schedule 13D/A filed on February 12, 2021.
**********    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 32 to the Schedule 13D/A filed on February 14, 2022.
***********    The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 41 to the Schedule 13D/A filed herewith.

 

-14-

EX-99.41 2 d405436dex9941.htm EX-99.41 EX-99.41

Exhibit 41

AMENDMENT TO STOCKHOLDERS’ AGREEMENT

This AMENDMENT TO STOCKHOLDERS’ AGREEMENT, dated as of December 12, 2022 (this “Amendment”), by and among the Depository, Hyster-Yale Materials Handling, Inc., a Delaware corporation (the “Corporation”), the new Participating Stockholder(s) identified on the signature pages hereto (a “New Participating Stockholder”) and the Participating Stockholders under the Stockholders’ Agreement, dated as of September 28, 2012, as amended (the “Stockholders’ Agreement”), by and among the Depository, the Corporation and the Participating Stockholders. Capitalized terms defined in the Stockholders’ Agreement are used herein as so defined.

This Amendment sets forth the terms and conditions on which each New Participating Stockholder will join in and become a party to the Stockholders’ Agreement.

Pursuant to Section 8 of the Stockholders’ Agreement, prior to the acquisition of Class B Common Stock by a Permitted Transferee, the Stockholders’ Agreement may be amended to add a Permitted Transferee as a Participating Stockholder by a writing signed by the Signatories, the Corporation and such Permitted Transferee.

In consideration of the mutual promises hereinafter set forth and other good and valuable consideration had and received, the parties hereto agree as follows:

1. Representations and Warranties. Each New Participating Stockholder represents and warrants to the other Participating Stockholders and the Corporation as follows:

(a) The New Participating Stockholder is the beneficial owner of, or simultaneously with the execution hereof will acquire and be deemed to be the beneficial owner of, the shares of Class B Common Stock identified below such New Participating Stockholder’s name on the signature pages hereto (except as otherwise described thereon), and except as otherwise described thereon such New Participating Stockholder does not own of record or beneficially or have any interest in any other shares of Class B Common Stock or any options to purchase or rights to subscribe or otherwise acquire any other shares of Class B Common Stock other than pursuant to the Stockholders’ Agreement;

(b) The New Participating Stockholder has the right, power and authority to execute and deliver this Amendment and to perform such New Participating Stockholder’s obligations hereunder and under the Stockholders’ Agreement; if this Amendment is being executed by a trustee on behalf of a trust, such trustee has full right, power and authority to enter into this Amendment on behalf of the trust and to bind the trust and its beneficiaries to the terms hereof; if this Amendment is being executed on behalf of a Participating Stockholder Organization, the person executing this Amendment is a duly authorized representative of such Participating Stockholder Organization with full right, power and authority to execute and deliver this Amendment on behalf of such Participating Stockholder Organization and to bind such Participating Stockholder Organization to the terms hereof; the execution, delivery and performance of this Amendment by such New Participating Stockholder will not constitute a violation of, conflict with or result in a default under (i) any contract, understanding or arrangement to which such New Participating Stockholder is a party or by which such New Participating

 

1


Stockholder is bound or require the consent of any other person or any party pursuant thereto; (ii) any organizational, charter or other governance documents (including, without limitation, any partnership agreement, certificate of incorporation, or bylaws) of the New Participating Stockholder, (iii) any judgment, decree or order applicable to such New Participating Stockholder; or (iv) any law, rule or regulation of any governmental body;

(c) This Amendment and the Stockholders’ Agreement constitute legal, valid and binding agreements on the part of such New Participating Stockholder; the shares of Class B Common Stock owned beneficially by such New Participating Stockholder are fully paid and nonassessable; and

(d) The shares of Class B Common Stock owned beneficially by the New Participating Stockholder are now held by the New Participating Stockholder, free and clear of all adverse claims, liens, encumbrances and security interests (except as created by the Stockholders’ Agreement and any Amendments thereto, including this Amendment, and the Restated Certificate).

2. Address for Notices. The address for all notices to each New Participating Stockholder provided pursuant to the Stockholders’ Agreement shall be the address set forth below such New Participating Stockholder’s name on the signature pages hereto, or to such other address as such New Participating Stockholder may specify to the Depository.

3. Agreement to be Bound by Stockholders’ Agreement. Each New Participating Stockholder agrees to be bound by all of the terms and provisions of the Stockholders’ Agreement applicable to Participating Stockholders.

4. Beneficiaries. Each New Participating Stockholder acknowledges that the Corporation and each Participating Stockholder is a beneficiary of this Amendment.

5. Amendment of Stockholders’ Agreement. The Stockholders’ Agreement is hereby amended to add the New Participating Stockholder as a Participating Stockholder.

6. Signature of Amendment by Trusts, Minors and Incompetents.

(a) In order for a trust exclusively (as defined in Section 1.11 of the Stockholders’ Agreement) for the benefit of a Family Member or Members to be considered a Participating Stockholder:

(i) the trustee and all adult beneficiaries of such trusts having a current trust interest (as well as all Charitable Organization beneficiaries having a current trust interest) shall have previously signed the Stockholders’ Agreement or shall sign this Amendment as a Participating Stockholder;

(ii) the trustee and a parent or legal guardian, for trusts with minor beneficiaries having a current trust interest, shall sign this Amendment on behalf of any such minor beneficiaries; or


(iii) the trustee and legal guardian, if any, for trusts with incompetent beneficiaries having a current trust interest, shall sign this Amendment on behalf of any such incompetent beneficiaries.

(b) If, at any time, any trust shall have an adult beneficiary (and such beneficiary is not incompetent) having a current trust interest or an ascertainable Charitable Organization beneficiary having a current trust interest and if such beneficiary has not previously signed the Stockholders’ Agreement, then if such beneficiary shall fail or be unable to sign this Amendment for a period of 30 calendar days following notification to such beneficiary of the terms of this Amendment and the Stockholders’ Agreement by the Depository and following signature of this Amendment by the trustee, the trust shall thereupon cease to be a Participating Stockholder and Section 3.2 of the Stockholders’ Agreement shall then apply as if the shares of Class B Common Stock held by the trust were then to be converted. The donor of a trust that is revocable by the donor alone, during the lifetime of such donor, shall be considered the only beneficiary thereof so long as such trust is so revocable.

(c) In the case of Class B Common Stock held by a custodian under the Uniform Transfers to Minors Act (or the practical equivalent thereof) for the benefit of a minor Family Member, the custodian shall sign this Amendment on behalf of such minor if such minor is to be considered a Participating Stockholder.

(d) In the case of Class B Common Stock held in the name of a minor Family Member, a parent or legal guardian of such minor shall sign this Amendment on behalf of such minor if such minor is to be considered a Participating Stockholder.

(e) In the case of Class B Common Stock held in the name of an incompetent Family Member, the legal guardian of such incompetent shall sign this Amendment on behalf of such incompetent if such incompetent is to be considered a Participating Stockholder.

(f) When a minor described in Section 6(c) or (d) reaches the age of majority, or an incompetent described in Section 6(e) is no longer impaired by such disability and has reached the age of majority, such Family Member shall execute and deliver an Amendment which has been executed and delivered by the Participating Stockholders (or their attorney-in-fact), the Corporation and the Depository. If such Family Member shall fail or be unable to sign such Amendment for a period of 30 calendar days following notification to such Family Member of the terms of the Stockholders’ Agreement by the Depository, such Family Member shall thereupon cease to be a Participating Stockholder and Section 3.2 of the Stockholders’ Agreement shall then apply as if the shares of Class B Common Stock were then to be converted.

7. Power of Attorney. The undersigned New Participating Stockholder hereby constitutes and appoints Alfred M. Rankin, Jr., Kimberly J. Pustulka, Peter C. Zwick, and Suzanne Schulze Taylor and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and resubstitution, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities to:


(a) execute any and all statements under Section 13 or Section 16 of the Securities Exchange Act of 1934 of beneficial ownership of shares of Class B Common Stock subject to the Stockholders’ Agreement as amended by this Amendment, including all statements on Schedule 13D and all amendments thereto, all joint filing agreements pursuant to Rule 13d-1(k) under such Exchange Act in connection with such statements, all initial statements of beneficial ownership on Form 3 and any and all other documents to be filed with the Securities and Exchange Commission, and to file the same, with all exhibits thereto, and all other documents in connection therewith, with the Securities and Exchange Commission, and

(b) execute and deliver any and all Amendments whereby a Family Member, Charitable Organization or Participating Stockholder Organization becomes a Participating Stockholder or any other amendment to the Stockholders’ Agreement in accordance with Section 8 of the Stockholders’ Agreement, other than those amendments that (i) extend the term of the Stockholders’ Agreement or (ii) amend Section 2, 3, 4 or 8 of the Stockholders’ Agreement, thereby granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and to perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them, or their substitutes or resubstitutes, may lawfully do or cause to be done by virtue of this Section 7. The grant of this power of attorney shall not be affected by any disability of such undersigned New Participating Stockholder. If applicable law requires additional or substituted language or formalities (including witnesses or acknowledgments) in order to validate the power of attorney intended to be granted by this Section 7, each New Participating Stockholder agrees to execute and deliver such additional instruments and to take such further acts as may be necessary to validate such power of attorney.

8. Counterparts. This Amendment may be executed in multiple counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument, without production of the others.


IN WITNESS WHEREOF, each New Participating Stockholder, the Participating Stockholders, the Corporation and the Depository have executed this Amendment or caused this Amendment to be executed in their respective names, all as of the date and year first above written.

 

Elisabeth Marshall Rankin Main Trust u/a/d 12/30/15
/s/ Roger F. Rankin

Roger F. Rankin, Trustee

(a new Participating Stockholder)

Address:   1449 Carpenter Road
  Gates Mills, Ohio 44040
   
   

 

Number of Shares of

Class B Common Stock

  

Certificate No.


HYSTER-YALE MATERIALS HANDLING, INC., as Depository
By:   /s/ Suzanne Schulze Taylor
  Suzanne Schulze Taylor
  Senior Vice President, General Counsel & Secretary


HYSTER-YALE MATERIALS HANDLING, INC.
By:   /s/ Suzanne Schulze Taylor
  Suzanne Schulze Taylor
  Senior Vice President, General Counsel & Secretary


THE PARTICIPATING STOCKHOLDERS
listed in Exhibit A attached hereto
and incorporated herein by this reference
By:   /s/ Alfred M. Rankin, Jr.


Exhibit A

PARTICIPATING STOCKHOLDERS

 

1.

Clara L. T. Rankin

 

2.

Alfred M. Rankin, Jr.

 

3.

Victoire G. Rankin

 

4.

Helen Rankin Butler (f/k/a Helen P. Rankin)

 

5.

Clara T. Rankin Williams (f/k/a Clara T. Rankin)

 

6.

Thomas T. Rankin

 

7.

Matthew M. Rankin

 

8.

James T. Rankin

 

9.

Claiborne R. Rankin

 

10.

Chloe O. Rankin

 

11.

Chloe R. Seelbach (f/k/a Chloe E. Rankin)

 

12.

Claiborne R. Rankin, Jr.

 

13.

Roger F. Rankin

 

14.

Bruce T. Rankin

 

15.

Martha S. Kelly

 

16.

Susan Sichel

 

17.

Jennifer T. Jerome

 

18.

Caroline T. Ruschell

 

19.

David F. Taplin

 

20.

Beatrice B. Taplin

 

21.

Thomas E. Taplin, Jr.

 

22.

Theodore D. Taplin

 

23.

Britton T. Taplin

 

24.

Frank F. Taplin

 

25.

Rankin Management, Inc.


26.

Rankin Associates I, L.P. (f/k/a CTR Family Associates, L.P.)

 

27.

The Trust created under the Agreement, dated December 28, 1976, between National City Bank, as trustee, and Clara L.T. Rankin, for the benefit of grandchildren

 

28.

The Trust created under the Agreement, dated July 20, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. Rankin, for the benefit of Clara T. Rankin

 

29.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Alfred M. Rankin, Jr., for the benefit of Alfred M. Rankin, Jr.

 

30.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Victoire G. Rankin, as trustee, and Victoire G. Rankin, for the benefit of Victoire G. Rankin

 

31.

The Trust created under the Agreement, dated December 29, 1967, as supplemented, amended and restated, between Thomas T. Rankin, as trustee, and Thomas T. Rankin, creating a trust for the benefit of Thomas T. Rankin

 

32.

The Trust created under the Agreement, dated June 22, 1971, as supplemented, amended and restated, between Claiborne R. Rankin, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Claiborne R. Rankin

 

33.

The Trust created under the Agreement, dated September 11, 1973, as supplemented, amended and restated, between Roger F. Rankin, as trustee, and Roger F. Rankin, creating a trust for the benefit of Roger F. Rankin

 

34.

The Trust created under the Agreement, dated September 28, 2000, between Alfred M. Rankin, Jr., as trustee, and Bruce T. Rankin, for the benefit of Bruce T. Rankin

 

35.

The Trust created under the Agreement, dated August 26, 1974, between National City Bank, as trustee, and Thomas E. Taplin, Jr., for the benefit of Thomas E. Taplin, Jr.

 

36.

The Trust created under the Agreement, dated October 15, 1975, between National City Bank, as trustee, and Theodore D. Taplin, for the benefit of Theodore D. Taplin

 

37.

The Trust created under the Agreement, dated December 30, 1977, as supplemented, amended and restated, between National City Bank, as trustee, and Britton T. Taplin for the benefit of Britton T. Taplin

 

38.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. (Rankin) Williams for the benefit of Clara T. (Rankin) Williams

 

39.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Helen P. (Rankin) Butler for the benefit of Helen P. (Rankin) Butler


40.

Corbin Rankin

 

41.

Alison A. Rankin

 

42.

National City Bank as agent under the Agreement, dated July 16, 1969, with Margaret E. Taplin

 

43.

Alison A. Rankin, as trustee fbo A. Farnham Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

44.

Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

45.

Rankin Associates II, L.P.

 

46.

John C. Butler, Jr.

 

47.

Clara Rankin Butler (by John C. Butler, Jr. as custodian)

 

48.

The Trust created under the Agreement, dated July 24, 1998, as amended, between Frank F. Taplin, as trustee, and Frank F. Taplin, for the benefit of Frank F. Taplin

 

49.

David B. Williams

 

50.

Griffin B. Butler (by John C. Butler, Jr. as Custodian)

 

51.

Claiborne R. Rankin as Trustee of the Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000

 

52.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of A. Farnham Rankin

 

53.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of Elisabeth M. Rankin

 

54.

Alison A. Rankin as Trustee of the Alison A. Rankin Revocable Trust, dated September 11, 2000

 

55.

The Trust created under the Agreement, dated December 20, 1993, between Thomas T. Rankin, as co-trustee, Matthew M. Rankin, as co-trustee, and Matthew M. Rankin, for the benefit of Matthew M. Rankin

 

56.

Scott Seelbach

 

57.

Margo Jamison Victoire Williams (by Clara Rankin Williams as Custodian)

 

58.

Trust created under the Agreement, dated June 1, 1995, between Chloe O. Rankin, as Trustee, and Chloe O. Rankin, for the benefit of Chloe O. Rankin

 

59.

Trust created by the Agreement, dated June 17, 1999, between John C. Butler, Jr., as trustee, and John C. Butler, Jr., creating a trust for the benefit of John C. Butler, Jr.


60.

Clara Rankin Butler 2002 Trust, dated November 5, 2002

 

61.

Griffin Bedwell Butler 2002 Trust, dated November 5, 2002

 

62.

Elizabeth B. Rankin

 

63.

Margo Jamison Victoire Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Margo Jamison Victoire Williams

 

64.

Helen Charles Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Helen Charles Williams

 

65.

Helen Charles Williams (by David B.H. Williams as Custodian)

 

66.

Julia L. Rankin Kuipers

 

67.

Trust created by the Agreement, dated December 21, 2004, between Claiborne R. Rankin, as trustee, and Julia L. Rankin, creating a trust for the benefit of Julia L. Rankin

 

68.

Thomas Parker Rankin

 

69.

Taplin Elizabeth Seelbach (by Scott Seelbach as Custodian)

 

70.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Taplin Elizabeth Seelbach

 

71.

Rankin Associates IV, L.P.

 

72.

Marital Trust created by the Agreement, dated January 21, 1966, as supplemented, amended and restated, between National City Bank and Beatrice Taplin, as Trustees, and Thomas E. Taplin, for the benefit of Beatrice B. Taplin

 

73.

Trust created by the Agreement, dated May 10, 2007, between Mathew M. Rankin, as Grantor, and Mathew M. Rankin and James T. Rankin, as co-trustees, for the benefit of Mary Marshall Rankin

 

74.

Trust created by Agreement, dated May 10, 2007, between Mathew M. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of William Alexander Rankin

 

75.

Trust created by the Agreement dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Isabelle Scott Seelbach

 

76.

Lynne Turman Rankin

 

77.

Jacob A. Kuipers

 

78.

Alfred M. Rankin, Jr.’s 2011 Grantor Retained Annuity Trust

 

79.

Alfred M. Rankin, Jr. 2012 Retained Annuity Trust


80.

2012 Chloe O. Rankin

 

81.

2012 Corbin K. Rankin Trust

 

82.

2012 Alison A. Rankin Trust

 

83.

2012 Helen R. Butler Trust

 

84.

2012 Clara R. Williams Trust

 

85.

The David B.H. Williams Trust, David B.H. Trustee u/a/d October 14, 2009

 

86.

Mary Marshall Rankin (by Matthew M. Rankin, as Custodian)

 

87.

William Alexander Rankin (by Matthew M. Rankin, as Custodian)

 

88.

Margaret Pollard Rankin (by James T. Rankin, as Custodian)

 

89.

Trust created by the Agreement, dated April 10, 2009, between Chloe R. Seelbach, as trustee, creating a trust for the benefit of Chloe R. Seelbach

 

90.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Thomas Wilson Seelbach

 

91.

Isabelle Seelbach (by Chloe R. Seelbach, as Custodian)

 

92.

Elisabeth M. Rankin (by Alison A. Rankin, as Custodian)

 

93.

A. Farnham Rankin

 

94.

Taplin Annuity Trust #1 of Beatrice B. Taplin dated June 18, 2011

 

95.

The Beatrice B. Taplin Trust/Custody dtd December 12, 2001, Beatrice B. Taplin, as Trustee, for the benefit of Beatrice B. Taplin

 

96.

Cory Freyer

 

97.

Ngaio T. Lowry Trust, dated February 26, 1998, Caroline T. Ruschell, Trustee

 

98.

Caroline T. Ruschell Trust Agreement dated December 8, 2005, Caroline T. Ruschell as Trustee

 

99.

Jennifer Dickerman

 

100.

The Trust created under the Agreement dated January 5, 1977 between PNC Bank as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, for the benefit of Clara L.T. Rankin

 

101.

The Trust created under the Agreement, dated January 1, 1977, between PNC Bank, as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, and Clara L. T. Rankin, for the benefit of Clara L. T. Rankin


102.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 and as amended, Beatrice Taplin, Trustee

 

103.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 amended, per IRC 1015(A) Dual Basis Sub-Account, Beatrice Taplin, Trustee

 

104.

Alfred M. Rankin Jr.—Roth IRA— Brokerage Account #*****

 

105.

John C. Butler, Jr.—Roth IRA— Brokerage Account #*****

 

106.

DiAhn Taplin

 

107.

BTR 2012 Trust for Helen R. Butler

 

108.

BTR 2012 Trust for Clara R. Williams

 

109.

BTR 2012 Trust for James T. Rankin

 

110.

BTR 2012 Trust for Matthew M. Rankin

 

111.

BTR 2012 Trust for Thomas P. Rankin

 

112.

BTR 2012 Trust for Chloe R. Seelbach

 

113.

BTR 2012 Trust for Claiborne R. Rankin, Jr.

 

114.

BTR 2012 Trust for Julia R. Kuipers

 

115.

BTR 2012 Trust for Anne F. Rankin

 

116.

BTR 2012 Trust for Elisabeth M. Rankin

 

117.

The Anne F. Rankin Trust dated August 15, 2012

 

118.

Trust created by the Agreement, dated August 20, 2009 between James T. Rankin, as Trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin

 

119.

Thomas P. K. Rankin, Trustee of the trust created by agreement, dated February 2, 2011, as Supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P.K. Rankin

 

120.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 under the Custody Agreement dated December 27, 2013 fbo Evelyn R. Kuipers

 

121.

AMR Associates, LP

 

122.

Vested Trust for the benefit of Margaret Pollard Rankin U/A/D December 4, 2015

 

123.

Vested Trust for the benefit of James T. Rankin, Jr. U/A/D December 4, 2015

 

124.

Claiborne R. Rankin Trust for the children of Claiborne R. Rankin, Jr. dated August 26, 2016 for the benefit of Claiborne Read Rankin, III


125.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 fbo Matilda Alan Kuipers

 

126.

Claiborne Read Rankin III (by Claiborne R. Rankin, Jr., as Custodian)

 

127.

James T. Rankin, Jr. (by James T. Rankin, as Custodian)

 

128.

Matilda Alan Kuipers (by Julia R. Kuipers, as Custodian)

 

129.

Lauran Rankin

 

130.

Lauran Rankin Main Trust u/a/d 12/23/15

 

131.

Thomas Wilson Seelbach (by Chloe Seelbach, as Custodian)

 

132.

Evelyn R. Kuipers (by Julia R. Kuipers, as Custodian)

 

133.

Trust FBO Paige J. Rankin U/T/A Vested Trusts for Children of Claiborne R. Rankin, Jr., dated 8/26/2016 (Claiborne R. Rankin, Jr., Trustee)

 

134.

Paige J. Rankin (by Claiborne R. Rankin, Jr., as Custodian for Paige J. Rankin)

 

135.

BTR 2020 GST Trust for Helen R. Butler, Helen R. Butler, Trustee

 

136.

BTR 2020 GST Trust for Clara R. Williams, Clara W. Williams, Trustee

 

137.

BTR 2020 GST Trust for Elisabeth M. Rankin, Roger F. Rankin, Trustee

 

138.

BTR 2020 GST Trust for Anne F. Rankin, Roger F. Rankin, Trustee

 

139.

BTR 2020 GST Trust for Chloe R. Seelbach, Claiborne R. Rankin, Trustee

 

140.

BTR 2020 GST Trust for Claiborne R. Rankin, Jr., Claiborne R. Rankin, Trustee

 

141.

BTR 2020GST Trust for Julia R. Kuipers, Claiborne R. Rankin, Trustee

 

142.

JCB 2020 GST Trust fbo Clara R. Butler, Helen R. Butler, Trustee

 

143.

JCB 2020 GST Trust fbo Griffin B. Butler, Helen R. Butler, Trustee

 

144.

HRB 2020 GST Trust fbo Clara R. Butler, Clara R. Williams, Trustee

 

145.

HRB 2020 GST Trust fbo Griffin B. Butler, Clara R. Williams, Trustee

 

146.

CRW 2020 GST Trust fbo Helen C. Williams, David B.H. Williams, Trustee

 

147.

CRW 2020 GST Trust fbo Margo J.V. Williams, David B. H. Williams, Trustee

 

148.

BTR 2020 GST Trust for Matthew M. Rankin, Thomas T. Rankin, Trustee

 

149.

BTR 2020 GST Trust for James T. Rankin, Thomas T. Rankin, Trustee

 

150.

BTR 2020 GST Trust for Thomas P.K. Rankin, Thomas T. Rankin, Trustee


151.

2012 Chloe R. Seelbach GST Trust, Claiborne R. Rankin, Trustee

 

152.

2012 Claiborne R. Rankin, Jr. GST Trust, Claiborne R. Rankin, Trustee

 

153.

2012 Julia R. Kuipers GST Trust, Claiborne R. Rankin, Trustee

 

154.

2012 Matthew M. Rankin GST Trust, Thomas T. Rankin, Trustee

 

155.

2012 James T. Rankin GST Trust, Thomas T. Rankin, Trustee

 

156.

2012 Thomas P. Rankin GST Trust, Thomas T. Rankin, Trustee

 

157.

2012 Anne F. Rankin GST Trust, Roger F. Rankin, Trustee

 

158.

2012 Elisabeth M. Rankin GST Trust, Roger F. Rankin, Trustee

 

159.

2012 Helen R. Butler GST Trust, Alfred M. Rankin, Jr., Trustee

 

160.

2012 Clara R. Williams GST Trust, Alfred M. Rankin, Jr., Trustee

 

161.

Rankin Associates V, LP

 

162.

Rankin Associates VI, LP

 

163.

Corbin K. Rankin Main Trust U/A/D November 30, 2015, as amended

 

164.

Elizabeth B. Rankin Main Trust U/A/D November 10, 2015, as amended

 

165.

Lynne T. Rankin Main Trust U/A/D December 4, 2015, as amended

 

166.

Scott W. Seelbach Main Trust U/A/D December 22, 2015

EX-99.42 3 d405436dex9942.htm EX-99.42 EX-99.42

Exhibit 42

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, the undersigned agree that the statement to which this Exhibit is attached is filed on behalf of each of the undersigned.

Date: February 14, 2023

 

By:   /s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr., on behalf of himself, and as:


 

 

Attorney-in-Fact for Clara L. T. Rankin*

Attorney-in-Fact for Victoire G. Rankin*

Attorney-in-Fact for Helen R. Butler*

Attorney-in-Fact for Clara T. Rankin Williams*

Attorney-in-Fact for Thomas T. Rankin*

Attorney-in-Fact for Matthew M. Rankin*

Attorney-in-Fact for James T. Rankin*

Attorney-in-Fact for Claiborne R. Rankin*

Attorney-in-Fact for Chloe O. Rankin*

Attorney-in-Fact for Chloe R. Seelbach*

Attorney-in-Fact for Claiborne R. Rankin, Jr.*

Attorney-in-Fact for Roger F. Rankin*

Attorney-in-Fact for Bruce T. Rankin*

Attorney-in-Fact for Martha S. Kelly*

Attorney-in-Fact for Susan Sichel*

Attorney-in-Fact for Jennifer T. Jerome*

Attorney-in-Fact for Caroline T. Ruschell*

Attorney-in-Fact for David F. Taplin*

Attorney-in-Fact for Beatrice B. Taplin*

Attorney-in-Fact for Thomas E. Taplin, Jr.*

Attorney-in-Fact for Theodore D. Taplin*

Attorney-in-Fact for Britton T. Taplin*

Attorney-in-Fact for Frank F. Taplin*

Attorney-in-Fact for Rankin Management, Inc.*

Attorney-in-Fact for Rankin Associates I, L.P.*

Attorney-in-Fact for Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin*

Attorney-in-Fact for Corbin K. Rankin*

Attorney-in-Fact for Alison A. Rankin*

Attorney-in-Fact for Alison A. Rankin, as trustee fbo

A. Farnham Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor*

Attorney-in-Fact for Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor*

Attorney-in-Fact for Rankin Associates II, L.P.*

Attorney-in-Fact for John C. Butler, Jr.*

Attorney-in-Fact for Clara Rankin Butler*

Attorney-in-Fact for David B. Williams*

Attorney-in-Fact for Griffin B. Butler*

Attorney-in-Fact for Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000*

Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of A. Farnham Rankin*

Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of Elisabeth M. Rankin*

Attorney-in-Fact for Scott W. Seelbach*

Attorney-in-Fact for Clara Rankin Williams, as Custodian for Margo

Jamison Victoire Williams*

Attorney-in-Fact for Clara Rankin Butler 2002 Trust DTD 11/5/2002*

Attorney-in-Fact for Griffin Bedwell Butler 2002 Trust DTD 11/5/2002*

Attorney-in-Fact for Elizabeth B. Rankin*

Attorney-in-Fact for David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 Trust*

Attorney-in-Fact for David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust*

Attorney-in-Fact for David B.H. Williams as Custodian for Helen Charles Williams*

Attorney-in-Fact for Julia L. Rankin Kuipers*

Attorney-in-Fact for Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin*

Attorney-in-Fact for Thomas Parker Rankin*


 

 

Attorney-in-Fact for Scott Seelbach, as Custodian for Taplin Elizabeth Seelbach*

Attorney-in-Fact for Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach Trust*

Attorney-in-Fact for Rankin Associates IV, L.P.*

Attorney-in-Fact for Marital Trust, dated January 21, 1966, National City Bank & Beatrice Taplin, as Trustees, fbo Beatrice B. Taplin*

Attorney-in-Fact for Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007*

Attorney-in-Fact for Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007*

Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach*

Attorney-in-Fact for Lynne T. Rankin*

Attorney-in-Fact for Jacob A. Kuipers*

Attorney-in-Fact for Alfred M. Rankin, Jr.’s 2011 Grantor Retained Annuity Trust*

Attorney-in-Fact for Matthew M. Rankin, as Custodian for Mary Marshall Rankin*

Attorney-in-Fact for Matthew M. Rankin, as Custodian for William Alexander Rankin*

Attorney-in-Fact for Matthew M. Rankin, as Custodian for Margaret Pollard Rankin*

Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson Seelbach*

Attorney-in-Fact for Chloe R. Seelbach, as Custodian for Isabelle Seelbach*

Attorney-in-Fact for Alison A. Rankin, as Custodian for Elisabeth M. Rankin*

Attorney-in-Fact for A. Farnham Rankin*

Attorney-in-Fact for Cory Freyer*

Attorney-in-Fact for Jennifer Dickerman*

Attorney-in-Fact for Trust dated January 11, 1965, PNC Bank & Alfred M. Rankin, Jr. as Co- Trustees, for the benefit of grandchildren*

Attorney-in-Fact for Trust dated 12/28/1978, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees, for the benefit of grandchildren*

Attorney-in-Fact for Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966*

Attorney-in-Fact for DiAhn Taplin, M.D.*

Attorney-in-Fact for BTR 2012 GST Trust for Chloe R. Seelbach*

Attorney-in-Fact for BTR 2012 GST Trust for Thomas P. Rankin*

Attorney-in-Fact for BTR 2012 GST Trust for Helen R. Butler*

Attorney-in-Fact for BTR 2012 GST Trust for Elisabeth M. Rankin*

Attorney-in-Fact for BTR 2012 GST Trust for Julia R. Kuipers*

Attorney-in-Fact for BTR 2012 GST Trust for Clara R. Williams*

Attorney-in-Fact for BTR 2012 GST Trust for Matthew M. Rankin*

Attorney-in-Fact for BTR 2012 GST Trust for Claiborne R. Rankin, Jr.*

Attorney-in-Fact for BTR 2012 GST Trust for James T. Rankin*

Attorney-in-Fact for BTR 2012 GST Trust for Anne F. Rankin*

Attorney-in-Fact for The Anne F. Rankin Trust dated August 15, 2012*

Attorney-in-Fact for Thomas P.K. Rankin, Trustee of the trust created by the agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P. K. Rankin**

Attorney-in-Fact for Trust created by the Agreement, dated August 20, 2009 between James T. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin**

Attorney-in-Fact for Claiborne R. Rankin Trust for children of Julia R. Kuipers, dated December 27, 2013 under Custody Agreement dated December 27, 2013, fbo Evelyn R. Kuipers***

Attorney-in-Fact for AMR Associates, LP****


 

 

Attorney-in-Fact for Vested Trust for the benefit of Margaret Pollard Rankin U/A/D December 4, 2015*****

Attorney-in-Fact for Vested Trust for the benefit of James T. Rankin, Jr. U/A/D December 4, 2015*****

Attorney-in-Fact for Claiborne R. Rankin Trust for the children of Claiborne R. Rankin, Jr. dated August 26, 2016 for the benefit of Claiborne Read Rankin, III*****

Attorney-in-Fact for Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 fbo Matilda Alan Kuipers******

Attorney-in-Fact for Claiborne Read Rankin III (by Claiborne R. Rankin, Jr. as Custodian)******

Attorney-in-Fact for James T. Rankin, Jr. (by James T. Rankin, as Custodian)******

Attorney-in-Fact for Matilda Alan Kuipers (by Julia R. Kuipers, as Custodian)******

Attorney-in-Fact for Lauran Rankin*******

Attorney-in-Fact for Lauran Rankin Main Trust Agreement DTD 12/23/15*******

Attorney-in-Fact for Thomas Wilson Seelbach (by Chloe R. Seelbach, as Custodian)*******

Attorney-in-Fact for Evelyn R. Kuipers (by Julia R. Kuipers, as Custodian)*******

Attorney-in-Fact for Paige J. Rankin (by Claiborne R. Rankin, Jr., as Custodian)********

Attorney-in-Fact for Trust FBO Paige J. Rankin U/T/A Vested Trusts for Children of Claiborne R. Rankin, Jr., dated 8/26/2016 ********

Attorney-in-Fact for BTR 2020 GST for Helen R. Butler*********

Attorney-in-Fact for BTR 2020 GST for Clara R. Williams********

Attorney-in-Fact for BTR 2020 GST for Matthew M. Rankin********

Attorney-in-Fact for BTR 2020 GST for James T. Rankin*********

Attorney-in-Fact for BTR 2020 GST for Thomas P.K. Rankin*********

Attorney-in-Fact for BTR 2020 GST for Chloe R. Seelbach*********

Attorney-in-Fact for BTR 2020 GST for Claiborne R. Rankin, Jr********

Attorney-in-Fact for BTR 2020 GST for Julia R. Kuipers*********

Attorney-in-Fact for BTR 2020 GST for Anne F. Rankin*********

Attorney-in-Fact for BTR 2020 GST for Elisabeth M. Rankin*********

Attorney-in-Fact for CRW 2020 GST Trust for Margo J.V. Williams*********

Attorney-in-Fact for CRW 2020 GST Trust for Helen C. Williams*********

Attorney-in-Fact for HRB 2020 GST Trust for Clara R. Butler*********

Attorney-in-Fact for HRB 2020 GST Trust for Griffin B. Butler*********

Attorney-in-Fact for JCB 2020 GST Trust for Clara R. Butler*********

Attorney-in-Fact for JCB 2020 GST Trust for Griffin B. Butler*********

Attorney-in-Fact for Rankin Associates V, LP**********

Attorney-in-Fact for Rankin Associates VI, LP**********

Attorney-in-Fact for 2012 Helen R. Butler GST Trust**********

Attorney-in-Fact for 2012 Clara R. Williams GST Trust**********

Attorney-in-Fact for 2012 Chloe R. Seelbach GST Trust**********

Attorney-in-Fact for 2012 Claiborne R. Rankin, Jr. GST Trust**********

Attorney-in-Fact for 2012 Julia R. Kuipers GST Trust**********

Attorney-in-Fact for 2012 Anne F. Rankin GST Trust**********

Attorney-in-Fact for 2012 Elisabeth M. Rankin GST Trust**********

Attorney-in-Fact for 2012 Matthew M. Rankin GST Trust**********

Attorney-in-Fact for 2012 James T. Rankin GST Trust**********


 

Attorney-in-Fact for 2012 Thomas P. Rankin GST Trust**********

Attorney-in-Fact for Corbin K. Rankin Main Trust U/A/D November 30, 2015, as amended **********

Attorney-in-Fact for Elizabeth B. Rankin Main Trust u/a/d November 10, 2015, as amended **********

Attorney-in-Fact for Lynne T. Rankin Main Trust u/a/d December 4, 2015, as amended**********

Attorney-in-Fact for Scott W. Seelbach Main Trust u/a/d December 22, 2015**********

Attorney-in-Fact for Elisabeth Marshall Rankin Main Trust u/a/d/ December 30, 2015, as amended***********

 

*   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 7 to the Schedule 13D/A filed on February 14, 2013.
**   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on April 29, 2015.
***   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 10 to the Schedule 13D/A filed on February 16, 2016.
****   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 11 to the Schedule 13D/A filed on February 14, 2017.
*****   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 12 to the Schedule 13D/A filed on February 14, 2017.
******   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 14 to the Schedule 13D/A filed on February 14, 2018.
*******   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 26 to the Schedule 13D/A filed on February 14, 2019.
********   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 28 to the Schedule 13D/A filed on February 13, 2020.
*********   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 30 to the Schedule 13D/A filed on February 12, 2021.
**********   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 32 to the Schedule 13D/A filed on February 14, 2022.
***********   The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 41 to the Schedule 13D/A filed on February 14, 2023.