FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 08/10/2023 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 08/15/2023 |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 07/10/2023 | J(1) | 5,322 | D | $0 | 21,284 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(2) | ||
Class A Common Stock | 07/10/2023 | J(1) | 10,644 | D | $0 | 10,640 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(2) | ||
Class A Common Stock | 07/10/2023 | J(1) | 10,640 | D | $0 | 0 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(2) | ||
Class A Common Stock | 07/10/2023 | J(3) | 19,200 | D | $0 | 0 | I | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 0 | 0(5) | I | Reporting Person Serves as Trustee of Trust fbo Helen R. Butler(2) | |||||||
Class B Common Stock | (4) | (4) | (4) | Class A Common Stock | 0 | 0(6) | I | Reporting Person serves at Trustee of Trust fbo Clara R. Williams(2) | |||||||
Class B Common Stock | (4) | 08/10/2023 | J(7) | V | 3,950 | (4) | (4) | Class A Common Stock | 3,950 | $0 | 3,950 | I | Proportionate interest in shares held by Rankin Management Inc. |
Explanation of Responses: |
1. The Trustee of the applicable trust has been changed. Due to an administrative error, an incorrect transaction code was used to report this transaction by the Reporting Person as Trustee of the Trust for the benefit of the Estate of Alfred M. Rankin in the Form 4 filed on August 15, 2023. This amendment also corrects the holding total for the number of shares beneficially owned by the Reporting Person as Trustee of the Trust for the benefit of the Estate of Alfred M. Rankin in the Form 4 filed on August 15, 2023. |
2. Reporting Person disclaims beneficial ownership of all such shares. |
3. The Trustee of the applicable trust has been changed. Due to an administrative error, an incorrect transaction code was used to report this transaction by the Reporting Person as Trustee of Trusts for the benefit of each of grantor's grandchildren in the Form 4 filed on August 15, 2023. |
4. N/A |
5. Due to an administrative error, the Reporting Person reported a J code transaction for the distribution of 18,861 Class B shares beneficially owned by the Reporting Person as the Trustee for a Trust fbo of Helen R. Butler. No such transaction occurred. |
6. Due to an administrative error, the Reporting Person reported a J code transaction for the distribution of 18,861 Class B shares beneficially owned by the Reporting Person as the Trustee for a Trust fbo of Clara R. Williams. No such transaction occurred. |
7. Pro rata distribution of Class B shares from Rankin Associates II, L.P. ("RA II") in the amount of 3,950 Class B shares. The Reporting Person is a shareholder of Rankin Management Inc., which is a general partner of RA II. Due to an administrative error, this transaction was omitted from the Reporting Person's Form 4 filed on August 15, 2023. |
/s/ Brent A. Ashley, attorney-in-fact | 08/21/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |