0001368457-11-000034.txt : 20110512 0001368457-11-000034.hdr.sgml : 20110512 20110512131420 ACCESSION NUMBER: 0001368457-11-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110510 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32970 FILM NUMBER: 11834935 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alberto-Culver CO CENTRAL INDEX KEY: 0001368457 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: (708) 450-3000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER COMPANY: FORMER CONFORMED NAME: New Aristotle Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-10 1 0001368457 Alberto-Culver CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Executive Chairman Common Stock 2011-05-10 4 D 0 1471493 37.50 D 0 D Common Stock 2011-05-10 4 D 0 240030 37.50 D 0 I FN1 Common Stock 2011-05-10 4 D 0 1357331 37.50 D 0 I FN2 Common Stock 2011-05-10 4 D 0 5762530 37.50 D 0 I FN3 Common Stock 2011-05-10 4 D 0 150300 37.50 D 0 I FN4 Common Stock 2011-05-10 4 D 0 723843 37.50 D 0 I FN5 Common Stock 2011-05-10 4 D 0 13472 37.50 D 0 I FN6 Common Stock 2011-05-10 4 D 0 500000 37.50 D 0 I FN7 Common Stock 2011-05-10 4 D 0 609859 37.50 D 0 I FN8 Common Stock 2011-05-10 4 D 0 204749 37.50 D 0 I FN9 Common Stock 2011-05-10 4 D 0 525084 37.50 D 0 I FN10 Common Stock 2011-05-10 4 D 0 27384 37.50 D 0 I FN11 Common Stock 2011-05-10 4 D 0 53912 37.50 D 0 I FN12 Common Stock 2011-05-10 4 D 0 54727 37.50 D 0 I FN 13 Common Stock 2011-05-10 4 D 0 40523 37.50 D 0 I FN14 Common Stock 2011-05-10 4 D 0 132678 37.50 D 0 I FN15 Common Stock 2011-05-10 4 D 0 75549 37.50 D 0 I FN 16 Common Stock 2011-05-10 4 D 0 74977 37.50 D 0 I FN17 Common Stock 2011-05-10 4 D 0 57315 37.50 D 0 I FN18 Common Stock 2011-05-10 4 D 0 388406 37.50 D 0 I FN22 Common Stock 2011-05-10 4 D 0 506280 37.50 D 0 I FN21 Common Stock 2011-05-10 4 D 0 166551 37.50 D 0 I FN23 Employee Stock Option (Right to Buy) 24.955 2011-05-10 4 D 0 35500 D 2017-09-30 Common Stock 35500 0 D Employee Stock Option (Right to Buy) 27.255 2011-05-10 4 D 0 68150 D 2018-09-30 Common Stock 68150 0 D Held by the undersigned as trustee of three trusts dated 11/14/89, each holding 80,010 shares and each for the benefit of a different relative*** Held by the undersigned as co-trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver 401(k) and Profit Sharing Plan. Represents equivalent shares calculated by taking the account balance in the Alberto-Culver Company Stock Fund divided by the closing stock price on April 12, 2011 of $37.30. Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Held by the undersigned as trustee of a trust dated 11/9/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated 9/23/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 10/29/08 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as trustee of a trust dated 2/27/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated 10/30/08 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 2/27/09 for the benefit of her father, which trust is a Grantor Annuity Trust. *** Held by the undersigned as co-trustee of a trust dated 9/28/09 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as co-trustee of a trust dated 11/9/09 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as trustee of a trust dated 4/5/10 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 4/5/10 for the benefit of her father, which trust is a Grantor Annuity Trust.*** The option is exercisable in full. The price of the derivative security is calculated by subtracting the exercise price of the derivative security in column 2 from $37.50. Held by the undersigned as trustee of a trust dated 1/3/11 for her benefit, which trust is a Grantor Annuity Trust. The authority to vote and dispose of such shares was granted to the undersigned by the co-trustees of a trust dated 9/18/01 for the benefit of the undersigned's children.*** Held by the undersigned as trustee of a trust dated 1/3/11 for the benefit of her father, which trust is a Grantor Annuity Trust.*** ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /s/James M. Spira as attorney-in-fact for Carol L. Bernick 2011-05-12