-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhAjQcB4ONv3geG8JElhTpb+om2g4s4tRYH/Pqqv8A8KYTDsea0zMa/ia4QFIvNE vXfCUm8Mo+DwL1sZ4swCag== 0001368457-08-000074.txt : 20080829 0001368457-08-000074.hdr.sgml : 20080829 20080829124517 ACCESSION NUMBER: 0001368457-08-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080219 FILED AS OF DATE: 20080829 DATE AS OF CHANGE: 20080829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32970 FILM NUMBER: 081048071 BUSINESS ADDRESS: BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alberto-Culver CO CENTRAL INDEX KEY: 0001368457 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: (708) 450-3000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER COMPANY: FORMER CONFORMED NAME: New Aristotle Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-02-19 0001368457 Alberto-Culver CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Executive Chairman Common Stock 723843 I FN7 Common Stock 418135 I FN14 Common Stock 13250 I FN8 Common Stock 5762530 I FN4 Common Stock 1357331 I FN3 Common Stock 500000 I FN15 Common Stock 500000 I FN9 Common Stock 609859 I FN11 Common Stock 150300 I FN6 Common Stock 240030 I FN1 Common Stock 2008-02-19 5 G 0 62316 D 253780 I FN2 Common Stock 2008-02-19 5 J 0 253780 D 0 I FN5 Common Stock 2008-02-19 5 J 0 253780 A 253780 I FN10 Common Stock 566431 I FN13 Common Stock 2008-07-29 5 G 0 13980 D 233456 I FN12 Common Stock 2008-07-29 5 J 0 233456 D 0 I FN16 Common Stock 2008-07-29 5 J 0 233456 A 233456 D Common Stock 2008-08-01 5 J 0 233456 D 0 D Common Stock 2008-08-01 5 J 0 233456 A 233456 I FN18 Held by the undersigned as co-trustee of three trusts dated 11/14/89 each holding 80,010 shares and each for the benefit of a different relative*** Gifted by the undersigned as trustee of two trusts dated 2/2/06 for her benefit, which trusts are Grantor Annuity Trusts and which gifts were made in equal amounts of 31,158 shares from each trust. Held by the undersigned as trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/17/02 for her benefit. Exempt from reporting under Rule 16a-13 as this transaction effects only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of two trusts dated 2/2/06 for her benefit, which trusts are Grantor Annuity Trusts. Held by the undersigned as trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver 401(k) and Profit Sharing Plan. Represents equivalent shares calculated by taking the account balance in the Alberto-Culver Company Stock Fund divided by the closing stock price on August 22, 2008 of $26.88 Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Exempt from reporting under Rule 16a-13 as this transaction effects only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated 2/19/08 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Gifted by the undersigned as trustee of two trusts dated 7/27/06 for her benefit, which trusts are Grantor Annuity Trusts and which gifts were made in equal amounts of 6,990 shares. Held by the undersigned as trustee of a trust dated 8/31/07 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated 1/7/08 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 1/3/08 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Exempt from reporting under Rule 16a-13 as this transaction effects only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of two trusts dated 7/27/06 for her benefit, which trusts are Grantor Annuity Trusts. Exempt from reporting under Rule 16a-13 as this transaction effects only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned directly. Exempt from reporting under Rule 16a-13 as this transaction effects only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated7/29/08 for her benefit, which trust is a Grantor Annuity Trust. ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /s/James M. Spira as attorney-in-fact for Carol L. Bernick 2008-08-29 -----END PRIVACY-ENHANCED MESSAGE-----