-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5QVVgQMTt8so3sKdIa2Q8nd1qrRPHsd525gtcfkfVkMHQB4TMLIn9mEj16KAFOC 2H1WDrjLOqhwov8ej6eOAw== 0001368457-07-000024.txt : 20070201 0001368457-07-000024.hdr.sgml : 20070201 20070201183816 ACCESSION NUMBER: 0001368457-07-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070130 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alberto-Culver CO CENTRAL INDEX KEY: 0001368457 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: (708) 450-3000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER COMPANY: FORMER CONFORMED NAME: New Aristotle Holdings, Inc. DATE OF NAME CHANGE: 20060707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32970 FILM NUMBER: 07573149 BUSINESS ADDRESS: BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-30 0001368457 Alberto-Culver CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Chairman Common Stock 723843 I FN7 Common Stock 224808 I FN2 Common Stock 13050 I FN8 Common Stock 18057 I FN9 Common Stock 5955857 I FN4 Common Stock 1357331 I FN3 Common Stock 500000 I FN12 Common Stock 500000 I FN11 Common Stock 609859 I FN13 Common Stock 150300 I FN6 Common Stock 27750 I FN10 Common Stock 17 I FN14 Common Stock 240030 I FN1 Common Stock 316096 I FN16 Common Stock 267058 I FN15 Common Stock 247436 I FN17 Common Stock 2007-01-30 4 M 0 390681 13.9192 A 982861 I FN5 Common Stock 2007-01-30 4 S 0 200637 22.90 D 782224 I FN5 Common Stock 2007-01-30 4 S 0 16450 22.91 D 765774 I FN5 Common Stock 2007-01-30 4 S 0 24405 22.92 D 741369 I FN5 Common Stock 2007-01-30 4 S 0 30895 22.93 D 710474 I FN5 Common Stock 2007-01-30 4 S 0 23100 22.94 D 687374 I FN5 Common Stock 2007-01-30 4 S 0 50794 22.95 D 636580 I FN5 Common Stock 2007-01-30 4 S 0 6900 22.955 D 629680 I FN5 Common Stock 2007-01-30 4 S 0 7500 22.96 D 622180 I FN5 Employee Stock Option (Right to Buy) 13.9192 2007-01-30 4 M 0 390681 D 2012-09-30 Common Stock 390681 181028 I FN5 Employee Stock Option (Right to Buy) 13.9192 2007-01-31 4 M 0 181028 D 2012-09-30 Common Stock 181028 0 I FN5 Employee Stock Option (Right to Buy) 8.8533 2007-01-31 4 M 0 209576 D 2011-09-30 Common Stock 209576 203530 I FN5 Employee Stock Option (Right to Buy) 8.8533 2007-02-01 4 M 0 203530 D 2011-09-30 Common Stock 203530 0 I FN5 Employee Stock Option (Right to Buy) 6.761 2007-02-01 4 M 0 206553 D 2010-09-30 Common Stock 206553 0 I FN5 Held by the undersigned as co-trustee of three trusts dated 11/14/89 each holding 80,010 shares and each for the benefit of a different relative*** Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/17/02 for her benefit. Held directly by the undersigned's spouse.*** Held by the undersigned as co-trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan. Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.*** Held by the undersigned's spouse as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her mother.*** Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for his benefit.*** Held by the undersigned as trustee of two trusts dated 4/28/05 for her benefit, which trusts are Grantor Annuity Trusts and hold an equal number of shares. Held by the undersigned as trustee of two trusts dated 2/2/06 for her benefit, which trusts are Grantor Annuity Trusts and hold an equal number of shares. Held by the undersigned as trustee of two trusts dated 7/27/06 for her benefit, which trusts are Grantor Annuity Trusts and hold an equal number of shares. The option is fully vested. ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. PART ONE OF THREE. /s/James M. Spira as attorney-in-fact for Carol L. Bernick 2007-02-01 -----END PRIVACY-ENHANCED MESSAGE-----