-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wzyxchc1etapEjiCyYQunpoWchWvPRPsugRDwKFskHRyr012xSOpjThK7sx5h9Sc QnK6Pi3FMis106eNgdM7pw== 0001368457-06-000062.txt : 20061128 0001368457-06-000062.hdr.sgml : 20061128 20061128184205 ACCESSION NUMBER: 0001368457-06-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061124 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Aristotle Holdings, Inc. CENTRAL INDEX KEY: 0001368457 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: (708) 450-3000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32970 FILM NUMBER: 061243312 BUSINESS ADDRESS: BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-24 0001368457 New Aristotle Holdings, Inc. ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Chairman Employee Stock Option (Right to Buy) 6.761 2006-11-24 4 A 0 82990 A 2010-09-30 Common Stock 82990 82990 D Employee Stock Option (Right to Buy) 8.8533 2006-11-24 4 A 0 165980 A 2011-09-30 Common Stock 165980 165980 D Employee Stock Option (Right to Buy) 13.9192 2006-11-24 4 A 0 258191 A 2012-09-30 Common Stock 258191 258191 D Employee Stock Option (Right to Buy) 16.0813 2006-11-24 4 A 0 221307 A 2013-09-30 Common Stock 221307 221307 D Employee Stock Option (Right to Buy) 17.2674 2006-11-24 4 A 0 194258 A 2014-10-26 Common Stock 194258 194258 D Employee Stock Option (Right to Buy) 18.0564 2006-11-24 4 A 0 196717 A 2015-09-30 Common Stock 196717 196717 D Employee Stock Option (Right to Buy) 6.761 2006-11-24 4 A 0 206553 A 2010-09-30 Common Stock 206553 206553 I FN1 Employee Stock Option (Right to Buy) 8.8533 2006-11-24 4 A 0 413106 A 2011-09-30 Common Stock 413106 413106 I FN1 Employee Stock Option (Right to Buy) 13.9192 2006-11-24 4 A 0 571709 A 2012-09-30 Common Stock 571709 571709 I FN1 Employee Stock Option (Right to Buy) 16.0813 2006-11-24 4 A 0 494251 A 2013-09-30 Common Stock 494251 494251 I FN1 Employee Stock Option (Right to Buy) 17.8246 2006-11-24 4 A 0 447531 A 2014-09-30 Common Stock 447531 447531 I FN1 Employee Stock Option (Right to Buy) 18.0564 2006-11-24 4 A 0 442613 A 2015-09-30 Common Stock 442613 442613 I FN1 Held directly by the undersigned's spouse.*** This option currently is exercisable in full. This option was granted by the issuer in replacement of an option to purchase shares of common stock of Sally Beauty Holdings, Inc. ("Sally Beauty Holdings") in connection with the spin-off of the issuer by Sally Beauty Holdings (the "Spin-Off"). In the Spin-Off, this option replaced an option to purchase 105,000 shares of common stock of Sally Beauty Holdings at an exercise price of $34.227. In the Spin-Off, this option replaced an option to purchase 90,000 shares of common stock of Sally Beauty Holdings at an exercise price of $39.543. In the Spin-Off, this option replaced an option to purchase 79,000 shares of common stock of Sally Beauty Holdings at an exercise price of $42.46. In the Spin-Off, this option replaced an option to purchase 80,000 shares of common stock of Sally Beauty Holdings at an exercise price of $44.40. In the Spin-Off, this option replaced an option to purchase 33,750 shares of common stock of Sally Beauty Holdings at an exercise price of $16.625. In the Spin-Off, this option replaced an option to purchase 67,500 shares of common stock of Sally Beauty Holdings at an exercise price of $21.77. In the Spin-Off, this option replaced an option to purchase 232,500 shares of common stock of Sally Beauty Holdings at an exercise price of $34.227. In the Spin-Off, this option replaced an option to purchase 201,000 shares of common stock of Sally Beauty Holdings at an exercise price of $39.543. In the Spin-Off, this option replaced an option to purchase 182,000 shares of common stock of Sally Beauty Holdings at an exercise price of $43.83. In the Spin-Off, this option replaced an option to purchase 180,000 shares of common stock of Sally Beauty Holdings at an exercise price of $44.40. In the Spin-Off, this option replaced an option to purchase 84,000 shares of common stock of Sally Beauty Holdings at an exercise price of $16.625. In the Spin-Off, this option replaced an option to purchase 168,000 shares of common stock of Sally Beauty Holdings at an exercise price of $21.77. ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /s/James M. Spira as attorney-in-fact for Carol L. Bernick 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----