-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HKDW3+dMMQnZpeb3BiZOsE02cub7fz+xmaFqEWkYPpzwQLKxIg3XcQdX6lrw9FjK vo0N9/GjbHGo7YbNeVEXrQ== 0001181431-10-053541.txt : 20101104 0001181431-10-053541.hdr.sgml : 20101104 20101104180918 ACCESSION NUMBER: 0001181431-10-053541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100927 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32970 FILM NUMBER: 101166180 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alberto-Culver CO CENTRAL INDEX KEY: 0001368457 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: (708) 450-3000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER COMPANY: FORMER CONFORMED NAME: New Aristotle Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 rrd290122.xml FORM 4 X0303 4 2010-09-27 0 0001368457 Alberto-Culver CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Executive Chairman Common Stock 2010-09-27 4 J 0 388406 0 A 388406 I See Note Common Stock 240030 I See Note Common Stock 1357331 I See Note Common Stock 5762530 I See Note Common Stock 150300 I See Note Common Stock 723843 I See Note Common Stock 13410 I See Note Common Stock 500000 I See Note Common Stock 609859 I See Note Common Stock 337341 I See Note Common Stock 853870 I See Note Common Stock 27384 I See Note Common Stock 53912 I See Note Common Stock 54727 I See Note Common Stock 40523 I See Note Common Stock 215979 I See Note Common Stock 124474 I See Note Common Stock 119879 I See Note Common Stock 91640 I See Note Common Stock 85590 D The authority to vote and dispose of such shares, which are held in a trust dated 9/18/01 for the benefit of the undersigned's descendants, was granted to the undersigned by designation of the co-trustees of such trust, which authority was exercised in connection with the Stockholder Agreement dated as of September 27, 2010 among Unilever N.V., the undersigned, such trust, Leonard Lavin, and certain other parties named in such Stockholder Agreement.*** Held by the undersigned as trustee of three trusts dated 11/14/89, each holding 80,010 shares and each for the benefit of a different relative*** Held by the undersigned as co-trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver 401(k) and Profit Sharing Plan. Represents equivalent shares calculated by taking the account balance in the Alberto-Culver Company Stock Fund divided by the closing stock price on September 28, 2010 of $37.69. Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Held by the undersigned as trustee of a trust dated 11/9/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated 9/23/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 10/29/08 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as trustee of a trust dated 2/27/09 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated 10/30/08 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 2/27/09 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as co-trustee of a trust dated 9/28/09 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as co-trustee of a trust dated 11/9/09 for the benefit of her father, which trust is a Grantor Annuity Trust.*** Held by the undersigned as trustee of a trust dated 4/5/10 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 4/5/10 for the benefit of her father, which trust is a Grantor Annuity Trust.*** ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /s/ Carol L. Bernick 2010-10-29 -----END PRIVACY-ENHANCED MESSAGE-----