0001094891-17-000189.txt : 20170817 0001094891-17-000189.hdr.sgml : 20170817 20170817130238 ACCESSION NUMBER: 0001094891-17-000189 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Holdings, LLC CENTRAL INDEX KEY: 0001714518 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 171038174 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Productions, LLC CENTRAL INDEX KEY: 0001714509 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 171038175 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUHANA WILLIAM J JR CENTRAL INDEX KEY: 0000904523 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 171038176 MAIL ADDRESS: STREET 1: C/O WINSTAR COMMUNICATIONS INC STREET 2: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-08-17 0 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0000904523 ROUHANA WILLIAM J JR 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 1 1 1 0 Chairman and CEO 0001714509 Chicken Soup for the Soul Productions, LLC 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 0 0 1 0 0001714518 Chicken Soup for the Soul Holdings, LLC 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 0 0 1 0 Class W warrants 7.50 2017-08-17 2021-06-30 Class A common stock 157500 I by Trema, LLC Class B common stock Class A common stock 159432 I by Trema, LLC Class B common stock Class A common stock 7654506 I by Chicken Soup for the Soul Productions, LLC Trema, LLC is controlled by Mr. Rouhana. The Class B common stock is convertible into the Issuer's Class A common stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704) and has no expiration date. The ultimate parent of Chicken Soup for the Soul Productions, LLC is Chicken Soup for the Soul Holdings, LLC, which in turn is ultimately controlled by Mr. Rouhana. /s/ William J. Rouhana, Jr. 2017-08-17 /s/ William J. Rouhana, Jr., CEO 2017-08-17 /s/ William J. Rouhana, Jr., CEO 2017-08-17