0001140361-17-033019.txt : 20170822
0001140361-17-033019.hdr.sgml : 20170822
20170822171948
ACCESSION NUMBER: 0001140361-17-033019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170717
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 171045789
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinion Group Holdings, Inc.
CENTRAL INDEX KEY: 0001404624
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 161732155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: (203) 956-1000
MAIL ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
4
1
doc1.xml
FORM 4
X0306
4
2017-07-17
0
0001404624
Affinion Group Holdings, Inc.
AFGR
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.01 per share
136000
D
Warrant (Right to Buy)
0.01
2017-07-17
4
X
0
56157
0.00
A
2022-11-10
Common Stock
56157
682187
D
This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Warrants to buy shares of Common Stock received from the Issuer pursuant to the Amended and Restated Investor Purchase Agreement, dated as of May 9, 2017 are currently exercisable.
/s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P.
2017-08-22