0001140361-17-016025.txt : 20170417
0001140361-17-016025.hdr.sgml : 20170417
20170417173808
ACCESSION NUMBER: 0001140361-17-016025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170417
DATE AS OF CHANGE: 20170417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17765456
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
4
1
doc1.xml
FORM 4
X0306
4
2017-04-12
0
0001064728
PEABODY ENERGY CORP
BTU
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.01 per Share
2017-04-12
4
M
0
51446
0.01
A
1248633
D
Common Stock, par value $0.01 per Share
2017-04-12
4
F
0
19
0.01
D
1248614
D
Common Stock, par value $0.01 per Share
2017-04-12
4
M
0
282344
0.01
A
3111267
I
See footnotes
Common Stock, par value $0.01 per Share
2017-04-12
4
F
0
93
0.01
D
3111174
I
See footnotes
Common Stock, par value $0.01 per Share
2017-04-13
4
M
0
52721
0.01
A
1301335
D
Common Stock, par value $0.01 per Share
2017-04-13
4
F
0
18
0.01
D
1301317
D
Common Stock, par value $0.01 per Share
2017-04-13
4
M
0
908
0.01
A
3112082
I
See footnotes
Common Stock, par value $0.01 per Share
2017-04-13
4
J
0
4287
0.0
A
1305604
D
Common Stock Warrant (Right to Buy)
0.01
2017-04-12
4
X
0
51446
0
D
2017-04-03
2017-07-03
Common Stock
51446
52721
D
Common Stock Warrant (Right to Buy)
0.01
2017-04-12
4
X
0
282344
0
D
2017-04-03
2017-07-03
Common Stock
282344
908
I
See footnotes
Common Stock Warrant (Right to Buy)
0.01
2017-04-12
4
X
0
52721
0
D
2017-04-03
2017-07-03
Common Stock
52721
0
D
Common Stock Warrant (Right to Buy)
0.01
2017-04-13
4
X
0
908
0
D
2017-04-03
2017-07-03
Common Stock
908
0
I
See footnotes
Common Stock Warrant (Right to Buy)
0.01
2017-04-13
4
J
0
94
0
A
2017-04-03
2017-07-03
Common Stock
94
94
D
This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.
These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.
The warrants are currently exercisable.
/s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P.
2017-04-17