0001140361-17-015814.txt : 20170413
0001140361-17-015814.hdr.sgml : 20170413
20170413173208
ACCESSION NUMBER: 0001140361-17-015814
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170413
DATE AS OF CHANGE: 20170413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17761602
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
3
1
doc1.xml
FORM 3
X0206
3
2017-04-03
0
0001064728
PEABODY ENERGY CORP
BTU
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.01 per Share
1023427
D
Common Stock, par value $0.01 per Share
2828923
I
See footnotes
Series A Convertible Preferred, par value $0.01 per share
477635
D
Series A Convertible Preferred, par value $0.01 per share
1813939
I
See footnotes
Warrant (Right to Buy)
0.01
2017-07-03
Common Stock, $0.01 par value
104167
D
Warrant (Right to Buy)
0.01
2017-07-03
Common Stock, $0.01 par value
283252
I
See footnotes
This Form 3 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.
The Warrants are currently exercisable.
/s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P.
2017-04-13