0001140361-17-002773.txt : 20170125
0001140361-17-002773.hdr.sgml : 20170125
20170125083938
ACCESSION NUMBER: 0001140361-17-002773
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170120
FILED AS OF DATE: 20170125
DATE AS OF CHANGE: 20170125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arconic Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
BUSINESS PHONE: 2128362732
MAIL ADDRESS:
STREET 1: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 17545062
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
3
1
doc1.xml
FORM 3
X0206
3
2017-01-20
0
0000004281
Arconic Inc.
ARNC
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, $1.00 par value
14176682
D
Notional Principal Amount Derivative Agreements
Common shares, $1.00 par value
2324005
D
This Form 3 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Notional principal amount derivative agreement (the "Derivative Agreement") in the form of cash settled swaps entered into by the Reporting Person through The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool"). The strike prices of the Derivative Agreements range in price from $18.5877 to $21.1014. The Derivative Agreements provide Liverpool with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
/s/ Elliot Greenberg, Director of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P. as General Partner of Elliott Associates, L.P.
2017-01-25