0001140361-15-015221.txt : 20150413
0001140361-15-015221.hdr.sgml : 20150413
20150413171806
ACCESSION NUMBER: 0001140361-15-015221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150409
FILED AS OF DATE: 20150413
DATE AS OF CHANGE: 20150413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National Bank Holdings Corp
CENTRAL INDEX KEY: 0001475841
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270563799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 720-529-3336
MAIL ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: NBH Holdings Corp.
DATE OF NAME CHANGE: 20091030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35654
FILM NUMBER: 15767369
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
4
1
doc1.xml
FORM 4
X0306
4
2015-04-09
1
0001475841
National Bank Holdings Corp
NBHC
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock, Par Value $0.01
2015-04-09
4
S
0
15000
18.5226
D
1248654
D
Class A Common Stock, Par Value $0.01
2015-04-10
4
S
0
25000
18.5316
D
1223654
D
Notional Principal Amount Derivative Agreement
18.5716
2015-04-08
4
J
1
1
A
2016-03-30
Class A Common Stock, Par Value $0.01
5100
1
D
This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Notional principal amount derivative agreement (the "Derivative Agreement") in the form of cash settled swaps entered into by the Reporting Person. The Derivative Agreement provides the Reporting Person with economic results that are comparable to the economic results of ownership payable on each settlement date applicable to the expiration or earlier termination of such Derivative Agreement, but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Derivative Agreement (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The counterparty to the Derivative Agreement is an unaffiliated third party financial institution.
Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P.
2015-04-13