0001140361-11-037755.txt : 20110722
0001140361-11-037755.hdr.sgml : 20110722
20110722160337
ACCESSION NUMBER: 0001140361-11-037755
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110722
DATE AS OF CHANGE: 20110722
EFFECTIVENESS DATE: 20110722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
IRS NUMBER: 222140975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04724
FILM NUMBER: 11982637
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 712 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
13F-HR/A
1
form13fhra.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment [X]; Amendment Number: 1
-------
This Amendment (Check only one.): [X] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Elliott Management Corporation
Address: 712 Fifth Avenue
36th Floor
New York, New York 10019
Form 13F File Number: 28-05115
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Paul Singer
Title:
Phone: (212) 974-6000
Signature, Place, and Date of Signing:
/s/ Paul Singer New York, New York 7/20/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 129
Form 13F Information Table Value Total: $ 1,997,774
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-4724 Elliott Associates, L.P.
---- -------------------- ----------------------------------------------------
02 28-6628 Elliott International, L.P.
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- -------- ------------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- ---------- --- ---- ---------- -------- ---- ---------- ----
ANGLOGOLD ASHANTI HLDGS FIN MAND BD CV 13 03512Q20 1,080 20,000 PRN DEFINED 01 0 20,000 0
APACHE CORP PFD CONV SER D 3741180 3,548 50,000 PRN DEFINED 01 0 50,000 0
AVI BIOPHARMA INC COM 00234610 37 20,000 SH DEFINED 01 0 20,000 0
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C26 5,874 200,000 SH PUT DEFINED 01 0 200,000 0
BLUE COAT SYSTEMS INC COM 09534T50 26,879 955,218 SH DEFINED 01 0 955,218 0
BOARDWALK PIPELINE PARTNERS COM 09662710 1,959 60,000 SH DEFINED 01 0 60,000 0
BROCADE COMMUNICATIONS SYS I COM NEW 11162130 8,293 1,348,465 SH DEFINED 01 0 1,348,465 0
CBS CORP NEW CL B 12485720 12,051 481,300 SH DEFINED 01 0 481,300 0
CHINA VALUES TECHNOLOGY INC COM NEW 16947620 889 192,941 SH DEFINED 01 0 192,941 0
CISCO SYS IND COM 17275R10 29,810 1,738,200 SH DEFINED 01 0 1,738,200 0
CITIGROUP INC UNIT 17296741 3,153 25,000 SH DEFINED 01 0 25,000 0
CORELOGIC INC COM 21871D10 5,846 316,000 SH DEFINED 01 0 316,000 0
COREMEDIX INC COM 21900C10 559 312,576 SH DEFINED 01 0 312,576 0
COREMEDIX INC *W EXP 03/24/201 21900C11 84 156,288 SH DEFINED 01 0 156,288 0
CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC 3,469 3,200,000 PRN DEFINED 01 0 3,200,000 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB 5,681 5,000,000 PRN DEFINED 01 0 5,000,000 0
DRYSHIPS INC. SH Y2109Q10 176 35,720 SH DEFINED 01 0 35,720 0
DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 992 1,000,000 PRN DEFINED 01 0 1,000,000 0
E M C CORP MASS NOTE 1.750% 12/0 268648AM 3,412 2,000,000 PRN DEFINED 01 0 2,000,000 0
E M C CORP MASS NOTE 1.750% 12/0 268648AK 13,242 8,000,000 PRN DEFINED 01 0 8,000,000 0
ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 2,814 2,000,000 PRN DEFINED 01 0 2,000,000 0
ENDOLOGIX INC COM 29266S10 14,975 2,211,998 SH DEFINED 01 0 2,211,998 0
EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 25,358 24,516,000 PRN DEFINED 01 0 24,516,000 0
EPICOR SOFTWARE CORP COM 29426L10 37,857 3,426,001 SH DEFINED 01 0 3,426,001 0
EXXON MOBIL CORP PUT 30231G95 8,413 100,000 SH PUT DEFINED 01 0 100,000 0
FORD MTR CO DEL *W EXP 01/01/201 34537013 2,296 360,000 SH DEFINED 01 0 360,000 0
FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,644 110,000 SH DEFINED 01 0 110,000 0
GENERAL MTRS CO JR PFD CONV SRB 37045V20 4,814 100,000 SH DEFINED 01 0 100,000 0
HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 41651512 2,567 140,000 SH DEFINED 01 0 140,000 0
INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 66,781 24,609,600 PRN DEFINED 01 0 24,609,600 0
INTERMUNE INC NOTE 5.000% 3/0 45884XAD 2,627 1,000,000 PRN DEFINED 01 0 1,000,000 0
IRIDIUM COMMINICATIONS INC COM 46269C10 5,616 705,558 SH DEFINED 01 0 705,558 0
IRON MTN INC COM 46284610 134,613 4,310,388 SH DEFINED 01 0 4,310,388 0
ISHARES TR RUSSELL 2000 46428765 15,386 182,800 SH DEFINED 01 0 182,800 0
ISHARES TR PUT 46428795 65,652 780,000 SH PUT DEFINED 01 0 780,000 0
ISHARES TR DJ US REAL EST 46428773 10,692 180,000 SH PUT DEFINED 01 0 180,000 0
JONES GROUP INC COM 48020T10 3,025 220,000 SH DEFINED 01 0 220,000 0
LIBERTY GLOBAL INC NOTE 4.500% 11/1 530555AB 6,894 4,060,000 PRN DEFINED 01 0 4,060,000 0
LINCOLN NATL CORP IND *W EXP 07/10/201 53418711 862 40,000 SH DEFINED 01 0 40,000 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC 7,492 7,000,000 PRN DEFINED 01 0 7,000,000 0
LOEWS CORP COM 54042410 13,291 308,455 SH DEFINED 01 0 308,455 0
MASSEY ENERGY CO NOTE 3.250% 8/1 576203AJ 4,782 4,200,000 PRN DEFINED 01 0 4,200,000 0
MASSEY ENERGY COMPANY COM 57620610 9,023 132,000 SH DEFINED 01 0 132,000 0
METLIFE INC UNIT 99/99/9999 59156R11 3,389 40,000 PRN DEFINED 01 0 40,000 0
MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 4,100 3,000,000 PRN DEFINED 01 0 3,000,000 0
MITEL NETWORK CORP COM 60671Q10 2,767 585,180 SH DEFINED 01 0 585,180 0
MYLAN INC NOTE 3.750% 9/1 628530AJ 7,366 4,000,000 PRN DEFINED 01 0 4,000,000 0
NOVELL INC COM 67000610 70,532 11,894,134 SH DEFINED 01 0 11,894,134 0
NYSE EURONEXT COM 62949110 20,066 570,560 SH DEFINED 01 0 570,560 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V40 19,081 471,955 SH DEFINED 01 0 471,955 0
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 10,668 6,000,000 PRN DEFINED 01 0 6,000,000 0
POWERSHARES QQQ TRUST PUT 73935A95 42,153 734,000 SH PUT DEFINED 01 0 734,000 0
PPL CORP UNIT 99/99/9999 69351T60 2,656 50,000 PRN DEFINED 01 0 50,000 0
SALESFORCE.COM INC COM 79466L30 491 3,680 SH DEFINED 01 0 3,680 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y60 47,137 2,876,000 SH PUT DEFINED 01 0 2,876,000 0
SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 10,121 8,000,000 PRN DEFINED 01 0 8,000,000 0
SPDR SERIES S&P RETAIL ETF 78464A71 3,048 60,000 SH PUT DEFINED 01 0 60,000 0
STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 1,549 1,200,000 PRN DEFINED 01 0 1,200,000 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 9,190 754,585 SH DEFINED 01 0 754,585 0
TECH DATA CORP DBCV 2.750% 12/1 878237AE 2,157 2,000,000 PRN DEFINED 01 0 2,000,000 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- -------- ------------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- ---------- --- ---- ---------- -------- ---- ---------- ----
TELECOMMUNICATION SYS INC CL A 87929J10 154 37,482 SH DEFINED 01 0 37,482 0
UNISYS CORP PFD SER A 6.25% 90921440 714 8,000 SH DEFINED 01 0 8,000 0
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 35,075 19,200,000 PRN DEFINED 01 0 19,200,000 0
UNITED STATES STL CORP NEW PUT 91290995 2,697 50,000 SH PUT DEFINED 01 0 50,000 0
USEC INC NOTE 3.000% 10/0 90333EAC 3,016 3,800,000 PRN DEFINED 01 0 3,800,000 0
VALE CAP II GTD CV 6.75% 12 91912F20 2,320 25,000 PRN DEFINED 01 0 25,000 0
VALE CAP II VALEP 6.75% 12 91912F30 5,886 62,000 PRN DEFINED 01 0 62,000 0
VENTRUS BIOSCIENCES INC COM 92282210 2,871 248,863 SH DEFINED 01 0 248,863 0
VERIGY LTD NOTE 5.25% 7/1 92345XAB 1,484 1,200,000 PRN DEFINED 01 0 1,200,000 0
VIRGIN MEDIA INC NOTE 6.5% 11/1 92769LAB 10,164 6,000,000 PRN DEFINED 01 0 6,000,000 0
ZIONS BANCORPORATION *W EXP 5/22/202 98970111 1,000 146,000 SH DEFINED 01 0 146,000 0
AVI BIOPHARMA INC COM 00234610 55 30,000 SH DEFINED 02 0 30,000 0
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C26 8,811 300,000 SH PUT DEFINED 02 0 300,000 0
BLUE COAT SYSTEMS INC COM 09534T50 40,321 1,432,879 SH DEFINED 02 0 1,432,879 0
BROCADE COMMUNICATIONS SYS I COM NEW 11162130 8,293 1,348,467 SH DEFINED 02 0 1,348,467 0
CHINA VALUES TECHNOLOGY INC COM NEW 16947620 1,334 289,412 SH DEFINED 02 0 289,412 0
CORELOGIC INC COM 21871D10 8,769 747,000 SH DEFINED 02 0 747,000 0
COREMEDIX INC COM 21900C10 839 468,864 SH DEFINED 02 0 468,864 0
COREMEDIX INC *W EXP 03/24/201 21900C11 126 234,432 SH DEFINED 02 0 234,432 0
CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC 5,204 4,800,000 PRN DEFINED 02 0 4,800,000 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB 8,522 7,500,000 PRN DEFINED 02 0 7,500,000 0
DRYSHIPS INC. SH Y2109Q10 264 53,580 SH DEFINED 02 0 53,580 0
DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 1,489 1,500,000 PRN DEFINED 02 0 1,500,000 0
E M C CORP MASS NOTE 1.750% 12/0 268648AK 19,864 12,000,000 PRN DEFINED 02 0 12,000,000 0
E M C CORP MASS NOTE 1.750% 12/0 268648AM 5,119 3,000,000 PRN DEFINED 02 0 3,000,000 0
ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 4,221 3,000,000 PRN DEFINED 02 0 3,000,000 0
ENDOLOGIX INC COM 29266S10 22,462 3,318,002 SH DEFINED 02 0 3,318,002 0
EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 38,037 36,774,000 PRN DEFINED 02 0 36,774,000 0
EPICOR SOFTWARE CORP COM 29426L10 56,785 5,138,999 SH DEFINED 02 0 5,138,999 0
EXXON MOBIL CORP PUT 30231G95 12,619 150,000 SH PUT DEFINED 02 0 150,000 0
FORD MTR CO DEL *W EXP 01/01/201 34537013 3,445 540,000 SH DEFINED 02 0 540,000 0
FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 2,496 165,000 SH DEFINED 02 0 165,000 0
HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 41651512 381 210,000 SH DEFINED 02 0 210,000 0
INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 100,172 36,914,400 PRN DEFINED 02 0 36,914,400 0
INTERMUNE INC NOTE 5.000% 3/0 45884XAD 3,941 1,500,000 PRN DEFINED 02 0 1,500,000 0
IRON MTN INC COM 46284610 176,995 5,667,488 SH DEFINED 02 0 5,667,488 0
ISHARES TR PUT 46428795 98,478 1,170,000 SH PUT DEFINED 02 0 1,170,000 0
ISHARES TR DJ US REAL EST 46428773 16,038 270,000 SH PUT DEFINED 02 0 270,000 0
JONES GROUP INC COM 48020T10 4,537 330,000 SH DEFINED 02 0 330,000 0
LIBERTY GLOBAL INC NOTE 4.500% 11/1 530555AB 10,342 6,090,000 PRN DEFINED 02 0 6,090,000 0
LINCOLN NATL CORP IND *W EXP 07/10/201 53418711 1,294 60,000 SH DEFINED 02 0 60,000 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC 11,240 10,500,000 PRN DEFINED 02 0 10,500,000 0
MASSEY ENERGY CO NOTE 3.250% 8/1 576203AJ 7,173 6,300,000 PRN DEFINED 02 0 6,300,000 0
MASSEY ENERGY COMPANY COM 57620610 13,535 198,000 SH DEFINED 02 0 198,000 0
METLIFE INC UNIT 99/99/9999 59156R11 5,084 60,000 PRN DEFINED 02 0 60,000 0
MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 6,151 4,500,000 PRN DEFINED 02 0 4,500,000 0
MITEL NETWORK CORP COM 60671Q10 4,152 877,820 SH DEFINED 02 0 877,820 0
MYLAN INC NOTE 3.750% 9/1 628530AJ 11,049 6,000,000 PRN DEFINED 02 0 6,000,000 0
NOVELL INC COM 67000610 75,938 12,805,866 SH DEFINED 02 0 12,805,866 0
NYSE EURONEXT COM 62949110 30,099 855,840 SH DEFINED 02 0 855,840 0
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 16,003 9,000,000 PRN DEFINED 02 0 9,000,000 0
POWERSHARES QQQ TRUST PUT 73935A95 63,230 1,101,000 SH PUT DEFINED 02 0 1,101,000 0
SALESFORCE.COM INC COM 79466L30 737 5,520 SH DEFINED 02 0 5,520 0
SANDISK CORP COM 80004C10 201 4,380 SH DEFINED 02 0 4,380 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y60 70,706 4,314,000 SH PUT DEFINED 02 0 4,314,000 0
SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 15,182 12,000,000 PRN DEFINED 02 0 12,000,000 0
SPDR SERIES S&P RETAIL ETF 78464A71 4,572 90,000 SH PUT DEFINED 02 0 90,000 0
STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 2,323 1,800,000 PRN DEFINED 02 0 1,800,000 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 13,786 1,131,878 SH DEFINED 02 0 1,131,878 0
TECH DATA CORP DBCV 2.750% 12/1 878237AE 3,235 3,000,000 PRN DEFINED 02 0 3,000,000 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- -------- ------------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- ---------- --- ---- ---------- -------- ---- ---------- ----
TELECOMMUNICATION SYS INC CL A 87929J10 231 56,223 SH DEFINED 02 0 56,223 0
UNISYS CORP PFD SER A 6.25% 90921440 1,072 12,000 SH DEFINED 02 0 12,000 0
UNITED STATES STL CORP NEW PUT 91290995 4,045 75,000 SH PUT DEFINED 02 0 75,000 0
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 52,612 28,800,000 PRN DEFINED 02 0 28,800,000 0
USEC INC NOTE 3.000% 10/0 90333EAC 4,524 5,700,000 PRN DEFINED 02 0 5,700,000 0
VENTRUS BIOSCIENCES INC COM 92282210 4,307 373,295 SH DEFINED 02 0 373,295 0
VERIGY LTD NOTE 5.25% 7/1 92345XAB 2,227 1,800,000 PRN DEFINED 02 0 1,800,000 0
VIRGIN MEDIA INC NOTE 6.5% 11/1 92769LAB 15,247 9,000,000 PRN DEFINED 02 0 9,000,000 0
ZIONS BANCORPORATION *W EXP 5/22/202 98970111 1,500 219,000 SH DEFINED 02 0 219,000 0