-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5wINqlBNBI7pGga+eMgz9ZOn6cs0fqUKLzrPMbRDdwmYB2dqXdM3VmmPC+Y0pPp acuMvjK9IFHySHTHhAuo8Q== 0001013594-99-000106.txt : 19990409 0001013594-99-000106.hdr.sgml : 19990409 ACCESSION NUMBER: 0001013594-99-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990408 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRADLEES INC CENTRAL INDEX KEY: 0000887356 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 043156108 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11134 FILM NUMBER: 99589118 BUSINESS ADDRESS: STREET 1: 1 BRADLESS CIRCLE STREET 2: P O BOX 9051 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: 7813803000 MAIL ADDRESS: STREET 1: ONE BRADLEES CIRCLE STREET 2: P O BOX 9051 CITY: BRAINTREE STATE: MA ZIP: 02184 COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES LP CENTRAL INDEX KEY: 0000904495 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 222140975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125062999 MAIL ADDRESS: STREET 1: ELLIOTT ASSOCIATES LP STREET 2: 712 5TH AVE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [X] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) FORM 4 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Westgate International, L.P. c/o Midland Bank Trust Corporation (Cayman) Limited P.O. Box 1109, Mary Street Grand Cayman, Cayman Islands, BWI 2. Issuer Name and Ticker Trading Symbol Bradlees, Inc. (BRAD) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for (Month/Day/Year) 3/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] Officer (give title below) [ ] Chairman [x] 10% Owner [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check applicable line) [x] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person (Page 1 of 4) Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) (a) - (q) Common Stock 2. Transaction Date (Month/Day/Year) (a) 3/01/99 (g) 3/18/99 (m) 3/26/99 (b) 3/01/99 (h) 3/22/99 (n) 3/29/99 (c) 3/10/99 (i) 3/23/99 (o) 3/30/99 (d) 3/11/99 (j) 3/23/99 (p) 3/30/99 (e) 3/16/99 (k) 3/24/99 (q) 3/31/99 (f) 3/17/99 (l) 3/25/99 3. Transaction Code (Inst. 8) Code (a) - (q) S V 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (a) Amount 100,000 (g) Amount 50,000 (A) or (D) D (A) or (D) D Price $2.73 Price $3.03 (b) Amount 5,000 (h) Amount 46,364 (A) or (D) D (A) or (D) D Price $3.00 Price $3.49 (c) Amount 17,500 (i) Amount 300 (A) or (D) D (A) or (D) D Price $3.00 Price $4.22 (d) Amount 8,500 (j) Amount 60,000 (A) or (D) D (A) or (D) D Price $3.00 Price $4.02 (e) Amount 25,000 (k) Amount 11,000 (A) or (D) D (A) or (D) D Price $2.94 Price $4.06 (f) Amount 29,000 (l) Amount 2,500 (A) or (D) D (A) or (D) D Price $2.94 Price $4.00 (Page 2 of 4) (m) Amount 20,000 (p) Amount 30,000 (A) or (D) D (A) or (D) D Price $4.00 Price $4.02 (n) Amount 10,000 (q) Amount 45,000 (A) or (D) D (A) or (D) D Price $4.08 Price $3.60 (o) Amount 3,800 (A) or (D) D Price $4.06 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) (a) - (q) 379,200 shares of Common Stock 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) D 7. Nature of Indirect Beneficial Ownership (Instr. 4) N/A Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Page 3 of 4) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercisable Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code (Instr. 8) Code V 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares 8. Price of Derivative Security (Inst. 5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ** Intentional misstatement or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). WESTGATE INTERNATIONAL, L.P. By: Martley International, Inc., Attorney-in-fact By: /s/ Paul E. Singer April 6, 1999 ----------------------------------------------------------- Paul E. Singer, President **Signature of Reporting Person Date (Page 4 of 4) -----END PRIVACY-ENHANCED MESSAGE-----