-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mt2L294VBYA1GvTfr9byoNAt1DOrebTWVyxUrNNV/lgVYVT/iRf2xG7YeROUr8lA Lsw/b0uUFx4lkCUoqBcuSw== 0001013594-99-000019.txt : 19990204 0001013594-99-000019.hdr.sgml : 19990204 ACCESSION NUMBER: 0001013594-99-000019 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990131 FILED AS OF DATE: 19990203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRADLEES INC CENTRAL INDEX KEY: 0000887356 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 043156108 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-11134 FILM NUMBER: 99519868 BUSINESS ADDRESS: STREET 1: 1 BRADLESS CIRCLE STREET 2: P O BOX 9051 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: 7813803000 MAIL ADDRESS: STREET 1: ONE BRADLEES CIRCLE STREET 2: P O BOX 9051 CITY: BRAINTREE STATE: MA ZIP: 02184 COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES LP CENTRAL INDEX KEY: 0000904495 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 222140975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125062999 MAIL ADDRESS: STREET 1: ELLIOTT ASSOCIATES LP STREET 2: 712 5TH AVE CITY: NEW YORK STATE: NY ZIP: 10019 3 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES FORM 3 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Westgate International, L.P. c/o Midland Bank Trust Corporation (Cayman) Limited P.O. Box 1109, Mary Street Grand Cayman, Cayman Islands, BWI 2. Date of Event Requiring Statement (Month/Day/Year) 2/2/99 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Bradlees, Inc. (BRAD) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] Officer (give title below) [ ] Chairman [x] 10% Owner [ ] Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check applicable line) [x] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person (Page 1 of 3) Table I Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) (a) Common Stock (b) 9% Convertible Notes 2. Amount of Securities Beneficially Owned (Instr. 4) (a) 990,046 (b) $3,550,000 principal amount 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) (a) D (b) D 4. Nature of Indirect Beneficial Ownership (Instr. 4) Not applicable. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Page 2 of 3) Table II -Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) Warrant 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable: Immediately Expiration Date:2/2/04 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title: Common Stock Amount or Number of Shares: 42,667 4. Conversion or Exercise Price of Derivative Security $7.00 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) D 6. Nature of Indirect Beneficial Ownership (Instr. 5) Not applicable. Explanation of Responses: ** Intentional misstatement or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). WESTGATE INTERNATIONAL, L.P. By: Martley International, Inc., Attorney-in-fact By: /s/ Paul E. Singer February 2, 1999 Paul E. Singer, President **Signature of Reporting Person Date (Page 3 of 3) -----END PRIVACY-ENHANCED MESSAGE-----