-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/AZ99kR+dEkEEabhOd/v1a8EUZf9WuMTa60jjJ1lThxy7svP3ljE5rya/xDhxbQ 8RT/qEbn0+eZmTGiEkPJgA== 0001013594-98-000012.txt : 19980205 0001013594-98-000012.hdr.sgml : 19980205 ACCESSION NUMBER: 0001013594-98-000012 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980204 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEOTEK COMMUNICATIONS INC CENTRAL INDEX KEY: 0000844843 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 222358635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 001-11620 FILM NUMBER: 98521157 BUSINESS ADDRESS: STREET 1: 102 CHESTNUT RIDGE RD CITY: MONTVALE STATE: NJ ZIP: 07645 BUSINESS PHONE: 2019309305 MAIL ADDRESS: STREET 1: 20 CRAIG ROAD CITY: MONTVALE STATE: NJ ZIP: 07465 FORMER COMPANY: FORMER CONFORMED NAME: GEOTEK INDUSTRIES INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES LP CENTRAL INDEX KEY: 0000904495 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129746000 MAIL ADDRESS: STREET 1: 712 FIFTH AVE STREET 2: 36TH FL CITY: NEW YORK STATE: NY ZIP: 10019 144 1 OMB APPROVAL: OMB Number: 3235-0101 Expires: September 30, 1998 Estimated average burden hours per response2.0 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 1.(a) NAME OF ISSUER (Please type or print) Geotek Communications Inc. (b) IRS IDENT. NO. 22-2358635 (c) S.E.C. FILE NO. 001-11620 (d) ADDRESS OF ISSUER 20 Craig Road, Montvale, New Jersey 07645 (e) TELEPHONE NO. (201) 930-9305 2.(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Elliott Associates, L.P. (b) SOCIAL SECURITY NUMBER OR IRS IDENT. NO. 22-2140975 (c) RELATIONSHIP TO ISSUER None (d) ADDRESS 712 Fifth Avenue New York, New York 10019 INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification and the S.E.C. File Number 3.(a) TITLE OF THE CLASS OF SECURITIES TO BE SOLD Common Stock (b) NAME AND ADDRESS OF EACH BROKER THROUGH WHOM THE SECURITIES ARE TO BE OFFERED OR EACH MARKET MAKER WHO IS ACQUIRING THE SECURITIES Manchester Securities Corp. 712 Fifth Avenue New York, New York 10019 Instinet Corporation 875 Third Avenue New York, New York 10022 Cathay Financial L.L.C. 450 Park Avenue New York, New York 10022 Oppenheimer & Co., Inc. Oppenheimer Tower World Financial Center New York, New York 10281 SEC USE ONLY Broker-Dealer File Number (c) NUMBER OF SHARES OR OTHER UNITS TO BE SOLD (See Instr. 3(c)) 950,000 (d) AGGREGATE MARKET VALUE (See Instr. 3(d)) $475,000 (e) NUMBER OF SHARES OR OTHER UNITS OUTSTANDING (See Instr. 3(e)) 70,335,000 (f) APPROXIMATE DATE OF SALE (Month/Day/Year) (See Instr. 3(f)) 2/4/98 (g) NAME OF EACH SECURITIES EXCHANGE (See Instr. 3(g)) None INSTRUCTIONS: 1.(a) Name of issuer (b) Issuer's I.R.S. identification number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2.(a) Name of person for whose account the securities are to be sold (b) Such person's Social Security or I.R.S. identification number (c) Such person's relationship to the issuer (i.e., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3.(a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of share or other units to be sold (if debt securities, give aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold Table I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor. 1. Title of Class Common Stock 2. Date You Acquired 12/31/96 3. Nature of Acquisition Transaction Conversion of Preferred Stock, and pursuant to distributions upon or in respect of, or exchanges for, such Preferred Stock 4. Name of Person from Whom Acquired (If gift, give date donor acquired) Geotek Communications Inc. 5. Amount of Securities Acquired 950,000 6. Date of Payment (Month/Day/Year) 12/31/96 7. Nature of Payment Cash INSTRUCTIONS:If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. Table II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold 1. Name and Address of Seller Elliott Associates, L.P. 712 Fifth Avenue New York, New York 10019 2. Title of Securities Sold Common Stock 3. Date of Sale 1/15/98 - 2/3/98 4. Amount of Securities Sold 2,148,042* 5. Gross Proceeds $1,554,358.79 REMARKS: *Securities Sold Pursuant to Rule 144 during the past 3 months INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. 2/4/98 Date of Notice /s/ Paul E. Singer, General Partner Signature This notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----