EX-99 2 bdsiex99-071709.htm JULY 17, 2009

EXHIBIT 1(a)

Trades on July 15, 2009 by CDC IV, LLC

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.   Title of Security

(Instr. 3)

2. Transaction Date

(Month/
Day/
Year)

2A. Deemed   Execution   Date, if any

(Month/

Day/

Year)

3.Transaction

Code (Instr. 8)

4.   Securities Acquired

(A) or Disposed of (D)

(Instr. 3, 4 and 5)

5. Amount of
Securities Beneficially
Owned Following

Reported
Transaction(s)

(Instr. 3 and 4)

6.Ownership Form: Direct (D) or

Indirect (I)

(Instr. 4)

7.Nature of Indirect Beneficial Ownership

(Instr. 4)

 

Code

 

V

 

Amount

(A)or (D)

 

Price

 

Common Stock

7/15/09

 

S

 

1,807

D

$6.0075

157,337

I

(1)

Common Stock

7/15/09

 

S

 

2,700

D

$6.0100

154,637

I

(1)

Common Stock

7/15/09

 

S

 

400

D

$6.0200

154,237

I

(1)

Common Stock

7/15/09

 

S

 

300

D

$6.0050

153,937

I

(1)

Common Stock

7/15/09

 

S

 

22,563

D

$6.000

131,374

I

(1)

 

(1) Elliott Associates, L.P., through its subsidiary, Manchester Securities Corp., a New York corporation (“Manchester”), has an indirect pecuniary interest in the shares of common stock of BioDelivery Sciences International, Inc. (“BDSI”), owned by CDC IV, LLC (“CDC IV”). Manchester owns a majority of the equity interest of CDC IV (but not a controlling interest). On June 4, 2009, the manager of CDC IV delegated to Manchester all of the manager’s rights and authority with respect to the investment decisions relating to the equity securities of BDSI owned by CDC IV.

 


EXHIBIT 1(b)

Trades on July 16, 2009 by CDC IV, LLC

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.   Title of Security

(Instr. 3)

2. Transaction Date

(Month/
Day/
Year)

2A. Deemed   Execution   Date, if any

(Month/

Day/

Year)

3.Transaction

Code (Instr. 8)

4.   Securities Acquired

(A) or Disposed of (D)

(Instr. 3, 4 and 5)

5. Amount of
Securities Beneficially
Owned Following

Reported
Transaction(s)

(Instr. 3 and 4)

6.Ownership Form: Direct (D) or

Indirect (I)

(Instr. 4)

7.Nature of Indirect Beneficial Ownership

(Instr. 4)

 

 

 

 

Code

 

V

 

Amount

(A)or (D)

 

Price

 

 

 

 

Common Stock

7/16/09

 

S

 

2,150

D

$6.0000

129,224

I

(1)

Common Stock

7/16/09

 

S

 

805

D

$6.0200

128,419

I

(1)

Common Stock

7/16/09

 

S

 

100

D

$6.7050

128,319

I

(1)

Common Stock

7/16/09

 

S

 

11,600

D

$6.7500

116,719

I

(1)

Common Stock

7/16/09

 

S

 

1,000

D

$6.7800

115,719

I

(1)

Common Stock

7/16/09

 

S

 

10,800

D

$6.7000

104,919

I

(1)

Common Stock

7/16/09

 

S

 

1,500

D

$6.7100

103,419

I

(1)

Common Stock

7/16/09

 

S

 

1,200

D

$6.8300

102,219

I

(1)

Common Stock

7/16/09

 

S

 

500

D

$6.8100

101,719

I

(1)

Common Stock

7/16/09

 

S

 

700

D

$6.8200

101,019

I

(1)

Common Stock

7/16/09

 

S

 

22,600

D

$6.8000

78,419

I

(1)

Common Stock

7/16/09

 

S

 

10,500

D

$6.9000

67,919

I

(1)

Common Stock

7/16/09

 

S

 

4,100

D

$6.8700

63,819

I

(1)

Common Stock

7/16/09

 

S

 

6,500

D

$6.8500

57,319

I

(1)

Common Stock

7/16/09

 

S

 

400

D

$6.8600

56,919

I

(1)

Common Stock

7/16/09

 

S

 

2,600

D

$6.8800

54,319

I

(1)

Common Stock

7/16/09

 

S

 

100

D

$6.9100

54,219

I

(1)

Common Stock

7/16/09

 

S

 

800

D

$6.9400

53,419

I

(1)

Common Stock

7/16/09

 

S

 

25,000

D

$7.0000

28,419

I

(1)

Common Stock

7/16/09

 

S

 

300

D

$7.1350

28,119

I

(1)

Common Stock

7/16/09

 

S

 

700

D

$7.1400

27,419

I

(1)

Common Stock

7/16/09

 

S

 

2,300

D

$7.1600

25,119

I

(1)

Common Stock

7/16/09

 

S

 

6,647

D

$7.1200

18,472

I

(1)

Common Stock

7/16/09

 

S

 

18,472

D

$7.1100

0

I

(1)

 

(1) Elliott Associates, L.P., through its subsidiary, Manchester Securities Corp., a New York corporation (“Manchester”), has an indirect pecuniary interest in the shares of common stock of BioDelivery Sciences International, Inc. (“BDSI”), owned by CDC IV, LLC (“CDC IV”). Manchester owns a majority of the equity interest of CDC IV (but not a controlling interest). On June 4, 2009, the manager of CDC IV delegated to Manchester all of the manager’s rights and authority with respect to the investment decisions relating to the equity securities of BDSI owned by CDC IV.

 


EXHIBIT 1(c)

Trades on July 16, 2009 by The Liverpool Limited Partnership

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.   Title of Security

(Instr. 3)

2. Transaction Date

(Month/
Day/
Year)

2A. Deemed   Execution   Date, if any

(Month/

Day/

Year)

3.Transaction

Code (Instr. 8)

4.   Securities Acquired

(A) or Disposed of (D)

(Instr. 3, 4 and 5)

5. Amount of
Securities Beneficially
Owned Following

Reported
Transaction(s)

(Instr. 3 and 4)

6.Ownership Form: Direct (D) or

Indirect (I)

(Instr. 4)

7.Nature of Indirect Beneficial Ownership

(Instr. 4)

 

 

 

 

Code

 

V

 

Amount

(A)or (D)

 

Price

 

 

 

 

Common Stock

7/16/09

 

S

 

17

D

$6.3700

175,213

I

(1)

Common Stock

7/16/09

 

S

 

9,568

D

$6.5000

165,645

I

(1)

Common Stock

7/16/09

 

S

 

2,800

D

$6.6000

162,845

I

(1)

Common Stock

7/16/09

 

S

 

555

D

$7.1200

162,290

I

(1)

Common Stock

7/16/09

 

S

 

1,460

D

$7.1600

160,830

I

(1)

Common Stock

7/16/09

 

S

 

600

D

$7.1700

160,230

I

(1)

 

(1) Elliott Associates, L.P. indirectly owns shares of Common Stock of BDSI through its subsidiary, The Liverpool Limited Partnership, a Bermuda limited partnership.