0000902664-19-001315.txt : 20190228
0000902664-19-001315.hdr.sgml : 20190228
20190228170121
ACCESSION NUMBER: 0000902664-19-001315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190226
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34734
FILM NUMBER: 19644511
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roadrunner Transportation Systems, Inc.
CENTRAL INDEX KEY: 0001440024
STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731]
IRS NUMBER: 202454942
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 S. PENNSYLVANIA AVENUE
CITY: CUDAHY
STATE: WI
ZIP: 53110
BUSINESS PHONE: 414-615-1500
MAIL ADDRESS:
STREET 1: 4900 S. PENNSYLVANIA AVENUE
CITY: CUDAHY
STATE: WI
ZIP: 53110
FORMER COMPANY:
FORMER CONFORMED NAME: Roadrunner Transportation Services Holdings, Inc.
DATE OF NAME CHANGE: 20080715
4
1
ownership.xml
X0306
4
2019-02-26
0
0001440024
Roadrunner Transportation Systems, Inc.
RRTS
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET
30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.01 per share ("Common Stock")
2019-02-26
4
X
0
38818886
0.5
A
40496601
D
Common Stock
2019-02-26
4
P
0
231143609
0.5
A
271640210
D
Series B Cumulative Redeemable Preferred Stock
2019-02-26
4
J
0
49600
D
0
D
Series C Cumulative Redeemable Preferred Stock
2019-02-26
4
J
0
17600
D
0
D
Series D Cumulative Redeemable Preferred Stock
2019-02-26
4
J
0
32
D
0
D
Series E Cumulative Redeemable Preferred Stock
2019-02-26
4
J
0
12000
D
0
D
Series E-1 Cumulative Redeemable Preferred Stock
2019-02-26
4
J
0
11433
D
0
D
Subscription Rights (right to buy)
0.5
2019-02-26
4
X
0
1677715
0
D
2019-02-01
2019-02-19
Common Stock
38818886
0
D
This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by the Reporting Person, with each right entitling the Reporting Person to purchase 23.1379497159 shares of Common Stock.
Represents shares of Common Stock acquired by the Reporting Person pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018.
Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement.
Represents subscription rights acquired by the Reporting Person in connection with the Rights Offering.
/s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner of Elliott Associates, L.P.
2019-02-28