0000902664-18-000594.txt : 20180202
0000902664-18-000594.hdr.sgml : 20180202
20180202172032
ACCESSION NUMBER: 0000902664-18-000594
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P.
CENTRAL INDEX KEY: 0000904495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 18571901
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125062999
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP
DATE OF NAME CHANGE: 19930513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
4
1
p18-0380form4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-31
0
0001064728
PEABODY ENERGY CORP
BTU
0000904495
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET
30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, $0.01 par value per share (the "Common Stock")
2018-01-31
4
C
0
4526600
A
11308687
I
See footnotes
Series A Convertible Preferred Stock
40.30
2018-01-31
4
C
0
2404192
A
Common Stock
4526600
0
I
See footnotes
This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.
Pursuant to the terms of the Certificate of Designation of the Series A Convertible Preferred Stock, the shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock without any action by the Reporting Person on January 31, 2018. These shares of Series A Convertible Preferred Stock had no expiration date.
s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P.
2018-02-02