-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUdp50eT9GTLDp5UWd7GkRpuJzVH3VhwHwQc6H9k9pwF8eSTI8i94Dis7iGtur5z K9VYhcJdw1gvq//1t855pQ== 0000919628-98-000017.txt : 19980804 0000919628-98-000017.hdr.sgml : 19980804 ACCESSION NUMBER: 0000919628-98-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980716 FILED AS OF DATE: 19980803 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11313 FILM NUMBER: 98675966 BUSINESS ADDRESS: STREET 1: 1200 N HARBOR BLVD CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 1200 NORTH HARBOR BLVD COMPANY DATA: COMPANY CONFORMED NAME: KARCHER CARL N MARGARET M TRUST CARL N KARCHER ET AL CENTRAL INDEX KEY: 0000904369 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1200 NORTH HARBOR BOULEVARD CITY: ANGHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 1200 N HARBOR BLVD CITY: ANGHEIM STATE: CA ZIP: 92801 4 1 FORM 4 - JULY, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Karcher, Carl N 1200 N. Harbor Blvd. Anaheim, CA 92801 Orange 2. Issuer Name and Ticker or Trading Symbol CKE Restaurants, Inc. CKR 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year July, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/6/98|S | |10,000 |D |41.1813 | |I |by Karcher Foundation | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/7/98|S | |8,710 |D |42.3243 |10,000 |I |by Karcher Foundation | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/9/98|G | |4,632 |D | |2,146,843 |I |by Family Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/8/98|M | |53,300 |A |8.1064 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/8/98|S | |50,000 |D |41.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/8/98|S | |1,000 |D |42.1250 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/8/98|S | |2,300 |D |42.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/9/98|M | |100,000 |A |8.1064 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/9/98|S | |50,000 |D |42.00 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/9/98|S | |50,000 |D |42.50 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/10/9|M | |11,700 |A |8.1064 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/10/9|S | |2,600 |D |42.1875 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/10/9|S | |9,100 |D |42.00 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/10/9|M | |38,300 |A |8.9391 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/10/9|S | |38,300 |D |42.00 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|M | |33,200 |A |8.9391 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|S | |33,200 |D |42.75 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|M | |5,500 |A |17.8791 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|S | |5,500 |D |42.50 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|M | |3,667 |A |26.0227 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/13/9|S | |3,667 |D |42.50 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/16/9|J (1|V|70 |A |40.236 |3,218 |D |ESPP | |8 |) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |3,752,157 (2) |I |by Cannae L/P | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |103 |I |by Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options |8.1064 |7/8/9|M | |D |D | | |Common Stock|53,300 | | |D | | | |8 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |8.1064 |7/9/9|M | |D |D | | |Common Stock|100,000| | |D | | | |8 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |8.1064 |7/10/|M | |D |D | | |Common Stock|11,700 | | |D | | | |98 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |8.9391 |7/10/|M | |D |D | | |Common Stock|38,300 | | |D | | | |98 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |8.9391 |7/13/|M | |D |D | | |Common Stock|33,200 | | |D | | | |98 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |26.0227 |7/13/|M | |D |D | | |Common Stock|3,667 | | |D | | | |98 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options |17.8791 |7/13/|M | |D |D | | |Common Stock|5,500 | |64,083 |D | | | |98 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Purchased pursuant to the CKE Restaurants, Inc. 1994 Employee Stock Purchase Plan. (2) Cannae Limited Partnership--Amended. Certain partners withdrew from the partnership. Class A Partner became a Class B Partner. Said shares have been reported by Cannae and are not in addition to the reported amount. Reporting Person's ownership is solely that of a limited partnership interest. -----END PRIVACY-ENHANCED MESSAGE-----