0001752724-19-001731.txt : 20190114
0001752724-19-001731.hdr.sgml : 20190114
20190114161533
ACCESSION NUMBER: 0001752724-19-001731
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 6
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
EFFECTIVENESS DATE: 20190114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CAPITAL TRUST
CENTRAL INDEX KEY: 0000904333
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07704
FILM NUMBER: 19525211
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
0000904333
S000005513
Schwab Large-Cap Growth Fund
0000904333
S000005514
Schwab Core Equity Fund
0000904333
S000005515
Schwab Dividend Equity Fund
0000904333
S000005516
Schwab Small-Cap Equity Fund
0000904333
S000005517
Schwab Hedged Equity Fund
0000904333
S000005519
Schwab Health Care Fund
0000904333
S000005521
Schwab Target 2010 Fund
0000904333
S000005522
Schwab Target 2020 Fund
0000904333
S000005523
Schwab Target 2030 Fund
0000904333
S000005524
Schwab Target 2040 Fund
0000904333
S000005911
Schwab S&P 500 Index Fund
0000904333
S000005912
Schwab Small-Cap Index Fund
0000904333
S000005913
Schwab Total Stock Market Index Fund
0000904333
S000005914
Schwab International Index Fund
0000904333
S000005916
Schwab MarketTrack All Equity Portfolio
0000904333
S000005917
Schwab MarketTrack Growth Portfolio
0000904333
S000005918
Schwab MarketTrack Balanced Portfolio
0000904333
S000005919
Schwab MarketTrack Conservative Portfolio
0000904333
S000006549
Schwab Balanced Fund
0000904333
S000006550
Laudus Small-Cap MarketMasters Fund
0000904333
S000006551
Laudus International MarketMasters Fund
0000904333
S000016766
Schwab Fundamental US Large Company Index Fund
0000904333
S000016767
Schwab Fundamental US Small Company Index Fund
0000904333
S000016768
Schwab Fundamental International Large Company Index Fund
0000904333
S000019900
Schwab Fundamental Emerging Markets Large Company Index Fund
0000904333
S000019901
Schwab Fundamental International Small Company Index Fund
0000904333
S000020935
Schwab Target 2015 Fund
0000904333
S000020936
Schwab Target 2025 Fund
0000904333
S000020937
Schwab Target 2035 Fund
0000904333
S000022039
Schwab International Core Equity Fund
0000904333
S000039605
Schwab Target 2045 Fund
0000904333
S000039606
Schwab Target 2050 Fund
0000904333
S000039607
Schwab Target 2055 Fund
0000904333
S000054918
Schwab Target 2060 Fund
0000904333
S000059731
Schwab U.S. Large-Cap Growth Index Fund
0000904333
S000059732
Schwab U.S. Large-Cap Value Index Fund
0000904333
S000059733
Schwab U.S. Mid-Cap Index Fund
N-CEN
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SCHWAB CAPITAL TRUST
811-07704
0000904333
549300PEK1H7N1HLC797
211 MAIN STREET
SAN FRANCISCO
94105
US-CA
US
800-648-5300
BNY Mellon Asset Management North America Corporation
One Boston Place
Boston
02108
617-722-7250
Sub-Adviser Records
Charles Schwab Investment Management, Inc.
211 Main Street
San Francisco
94105
800-648-5300
Investment Adviser and Fund Administrator Records
Wellington Management Company, LLP
280 Congress Street
Boston
02210
617-951-5000
Sub-Adviser Records
American Century Investment Management, Inc.
4500 Main Street
Kansas City
64111-7709
816-531-5575
Sub-Adviser Records
DST Asset Manager Solutions, Inc.
2000 Crown Colony Drive
Quincy
02169
800-407-0256
Transfer Agent Records
Harris Associates L.P.
111 South Wacker Drive
Chicago
60606
312-646-3600
Sub-Adviser Records
State Street Bank and Trust Company
One Lincoln Street
Boston
02111
617-786-3000
Custodian and Fund Accountant Records
Mondrian Investment Partners Limited
10 Gresham Street
London
GB
EC2V 7JD
44-20-7477-7000
Sub-Adviser Records
Charles Schwab & Co., Inc.
211 Main Street
San Francisco
94105
800-648-5300
Principal Underwriter Records
Brown Brothers Harriman & Co.
50 Post Office Square
Boston
02110
617-772-1818
Custodian Records
Voya Investment Management Co. LLC
230 Park Avenue
New York
10169
212-309-8200
Sub-Adviser Records
William Blair Investment Management, LLC
150 North Riverside Plaza
Chicago
60606-1594
312-236-1600
Sub-Adviser Records
Y
N
N-1A
52
Y
Stephen Timothy Kochis
002293884
N
Nancy F. Heller
001813276
N
Kiran M. Patel
000000000
N
Marie A. Chandoha
001387092
Y
John F. Cogan
000000000
N
David L. Mahoney
000000000
N
Kimberly S. Patmore
000000000
N
Joseph R. Martinetto
002996277
Y
Robert W. Burns
000000000
N
Walter W. Bettinger II
002915574
Y
Joseph H. Wender
000463277
N
Gerald B. Smith
000500814
N
Michael Hogan
002986381
211 Main Street
San Francisco
94105
XXXXXX
N
N
N
N
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
Schwab Target 2045 Fund
S000039605
5493007HYQUWPK2ZLO12
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Australia Pty. Ltd.
N/A
000000000
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AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
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HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
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SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
2025.68000000
2025.68000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
3141374.39000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
2895105.61000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
723987.88000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
17387428.30000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
56486181.01000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
105399993.47000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
133553708.79000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
45016868.26000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
30027682.24000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
13999552.16000000
408810049.10000000
N
137402336.23000000
N
Schwab Fundamental Emerging Markets Large Company Index Fund
S000019900
549300N1SG6LIZ07FT30
Y
1
0
0
N
N
-0.05000000
-0.43000000
0.09000000
0.09000000
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Cash collateral reinvestment fee
Revenue sharing split
627841.36770000
12850.38260000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Mumbai, Maharashtra, IN, Branch)
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Singapore) Limited
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (China) Limited
549300VGE7QN15BPTZ72
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch)
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Cordoba, Cordoba, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
J.P. Morgan Securities LLC
8-35008
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ZBUT11V806EZRVTWT807
46120.11000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
13883.94000000
Scotia Capital (USA) Inc.
8-3716
000002739
549300BLWPABP1VNME36
2414.01000000
Santander Investment Securities Inc.
8-47664
000037216
549300FT36TF8GQFTL08
2259.39000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
7575.28000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
334.78000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
2.94000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
415.94000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
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36297.77000000
109304.16000000
JPMorgan Chase Bank, National Association
N/A
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19234591.83000000
Wells Fargo Bank, National Association
N/A
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KB1H1DSPRFMYMCUFXT09
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Brown Brothers Harriman & Co.
N/A
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12035900.11000000
The Hongkong and Shanghai Banking Corporation Limited
N/A
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2HI3YI5320L3RW6NJ957
HK
13121218.44000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
93506555.51000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
45530556.16000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
22852864.83000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
78295915.70000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
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J.P. Morgan Securities LLC
8-35008
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ZBUT11V806EZRVTWT807
13103945.41000000
315060626.70000000
N
580277157.99000000
N
Schwab Core Equity Fund
S000005514
549300L2MFZ33S0CO521
Y
1
0
0
N/A
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
Cash collateral reinvestment fee
Revenue sharing split
N/A
1445.25000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
22082.51000000
Oppenheimer & Co. Inc.
8-4077
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36672.67000000
Aqua Securities L.P.
8-51866
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45183.96000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
183305.58000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
89515.08000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
25699.94000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
32038.61000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
60567.36000000
J.P. Morgan Securities LLC
8-35008
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ZBUT11V806EZRVTWT807
72840.85000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
50345.11000000
868899.39000000
0.00000000
N
2314856560.90000000
N
Schwab Target 2055 Fund
S000039607
549300702J75JO3ZI404
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
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549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
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HK
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
1249.18000000
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Sumitomo Mitsui Banking Corporation
N/A
000000000
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JP
62170692.22000000
Wells Fargo Bank, National Association
N/A
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KB1H1DSPRFMYMCUFXT09
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Citibank, National Association
N/A
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JPMorgan Chase Bank, National Association
N/A
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Barclays Bank PLC
N/A
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GB
26158382.50000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
64360735.05000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
4356990.48000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
31842366.62000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
2162996.00000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
1261746.56000000
233231153.10000000
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70707074.22000000
N
Laudus Small-Cap MarketMasters Fund
S000006550
5493008NUMJZI3UNQZ30
Y
2
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
BNY Mellon Asset Management North America Corporation
801-19785
000105764
YP72O3NKHJPQEEM7IG98
N
N
Wellington Management Company LLP
801-15908
000106595
549300YHP12TEZNLCX41
N
N
Voya Investment Management Co. LLC
801-9046
000106494
L1XJE5NM4QE6WXSI2J24
N
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
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9104.31000000
Goldman Sachs & Co. LLC
8-129
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6660.34000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
12776.47000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
5753.50000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
5824.37000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
9180.16000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
16119.65000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
13638.09000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
6724.76000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
6864.29000000
180865.95000000
Keefe, Bruyette & Woods, Inc.
008-10888
000000481
549300OM47DQV01G4854
334400.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
237781.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
986513.80000000
Guggenheim Securities, LLC
8-49107
000040638
5493005G25VHYWLYJU59
2425.50000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
279040.75000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
357247.20000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
21424.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
261043.50000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
194703.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
778584.60000000
3455469.35000000
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189048515.81000000
N
Schwab Large-Cap Growth Fund
S000005513
54930050HINFNNLFI375
Y
1
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1393.35000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
2612.33000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
3134.38000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
22809.45000000
Oppenheimer & Co. Inc.
8-4077
000000249
254900VH02JQR2L8XD64
1441.62000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
14943.82000000
Siebert, Cisneros, Shank & Co., L.L.C.
8-49877
000042568
254900VTARX8RAY9QK77
840.87000000
Aqua Securities L.P.
8-51866
000047681
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2151.84000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
4638.76000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
1460.95000000
63269.32000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
29263590.39000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
171470492.23000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
2214368.08000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
123444482.79000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
10239128.49000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
7237294.26000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
1609704.63000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
6427480.56000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
34931658.95000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
187932159.76000000
574790824.90000000
N
260573856.56000000
N
Schwab Target 2015 Fund
S000020935
549300QVB1LXDLW3I336
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
33874714.94000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
55906900.79000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
6349204.88000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
7320520.45000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
4755587.12000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
106842235.64000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
24284864.75000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
11601906.17000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
83433457.72000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
2573023.61000000
339904170.80000000
N
97024804.98000000
N
Schwab MarketTrack Growth Portfolio
S000005917
5493000D5FIFVK4P7S60
Y
1
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
0.00000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
16687767.79000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
681050466.59000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
22396058.98000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
21072047.42000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
150191753.95000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
783394383.03000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
352202350.29000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
135521534.74000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
69792949.94000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
112407951.20000000
2348579323.00000000
N
818890297.12000000
N
Schwab Target 2025 Fund
S000020936
549300LYCLTE9KGC5T50
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
2025.68000000
2025.68000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
9235039.07000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
486278123.93000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
176451805.31000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
253529418.95000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
522340920.38000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
189171323.80000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
67833591.48000000
National Australia Bank Limited
N/A
000000000
F8SB4JFBSYQFRQEH3Z21
AU
10054611.32000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
134033141.22000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
91555012.61000000
1956698584.00000000
N
549318446.54000000
N
Schwab Fundamental US Large Company Index Fund
S000016766
5493000DZZS8PWI2NO50
Y
1
0
0
N
N
0.01000000
-0.26000000
0.00
0.00
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
Cash collateral reinvestment fee
11567071.10000000
605978.22000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
34748.33000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
31711.73000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
16843.46000000
Penserra Securities LLC
8-67773
000145994
549300WY8ZBI168Y6Z05
5596.00000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
17241.50000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
4879.00000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
14677.56000000
Loop Capital Markets LLC
8-50140
000043098
254900FPPM2WN90D4786
3005.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
11786.04000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
28872.12000000
174883.55000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
15467940.92000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
229794064.90000000
245262005.80000000
N
5286204409.92000000
N
Schwab MarketTrack All Equity Portfolio
S000005916
5493003EU8TYU2I77K59
Y
1
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
0.00000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
11581104.17000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
180020326.95000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
12459520.92000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
5992740.94000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
292130977.09000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
128929430.83000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
30916903.64000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
33031412.56000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
71308344.92000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
11520874.30000000
780130264.60000000
N
692010795.64000000
N
Schwab Target 2040 Fund
S000005524
549300Q63K7FKK6WI287
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
13158.75000000
13158.75000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
614262894.14000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
88704327.71000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
8002044.44000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
18949604.62000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
707403548.91000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
10770216.00000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
107889009.54000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
209491167.18000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
291494318.08000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
363186283.10000000
2424077261.00000000
N
1028380117.67000000
N
Schwab Target 2030 Fund
S000005523
549300V4PPH1M8LLT141
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
6645.25000000
6645.25000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
9401594.05000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
332772391.40000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
619030684.69000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
173795622.78000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
70892695.01000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
4625103.74000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
837369780.88000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
124189235.67000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
25914076.50000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
437106989.39000000
2642830766.00000000
N
1004383143.39000000
N
Schwab Health Care Fund
S000005519
5493000OCKQ3NPNPGA79
Y
1
0
0
N/A
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Cash collateral reinvestment fee
Revenue sharing split
630094.00310000
24820.32690000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch)
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Malaysia Berhad
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Mumbai, Maharashtra, IN, Branch)
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Singapore) Limited
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Jakarta, Jakarta, ID, Branch)
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
5440.97000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
22023.97000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
18837.30000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
6076.37000000
Aqua Securities L.P.
8-51866
000047681
00000000000000000000
3515.06000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
3040.25000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
19707.34000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
43788.28000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3656.49000000
Leerink Partners LLC
8-48535
000039011
549300AAH7U76CEUBI94
45573.74000000
185262.74000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
20105856.28000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
4627326.33000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
8252600.09000000
Skandinaviska Enskilda Banken AB
N/A
000000000
F3JS33DEI6XQ4ZBPTN86
SE
4984470.80000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
251274817.32000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
1665734.32000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
49118340.35000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
114447808.26000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
97185080.74000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
2406909.01000000
556892983.00000000
N
843470004.12000000
N
Schwab Target 2020 Fund
S000005522
54930036VYT8RUV5JM45
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
543.48000000
543.48000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
442176165.20000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
83388923.03000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
5972555.00000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
52001241.32000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
6905778.49000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
210692451.50000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
83825327.32000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
68609968.15000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
270279501.40000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
504339080.74000000
1731170080.00000000
N
575536443.68000000
N
Schwab Total Stock Market Index Fund
S000005913
549300V6YYIHUR5NW113
Y
1
0
0
N
N
-0.02000000
-0.05000000
0.00
0.00
N
N
Y
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
Cash collateral reinvestment fee
25707130.11000000
1139639.27500000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
29313.07000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
16847.67000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
11201.35000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
11949.85000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
13381.56000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
33275.21000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
11338.75000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
12753.19000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
15505.18000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
40126.69000000
259550.71000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
1653025593.87000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
240075617.10000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
1954490475.82000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
61211069.15000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
3036696974.76000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
69705079.61000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
142775258.17000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
409098072.71000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
653894646.72000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
115027775.36000000
8399210162.00000000
N
7907250759.38000000
N
Schwab Balanced Fund
S000006549
549300K5U1CHL75OQC49
Y
1
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
139374683.14000000
139374683.10000000
N
422039526.54000000
N
Laudus International MarketMasters Fund
S000006551
5493000Y9R7KH3YK4711
Y
2
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
Harris Associates L.P.
801-50333
000106960
YVC19L6NOWRA51XIKW06
N
N
BNY Mellon Asset Management North America Corporation
801-19785
000105764
YP72O3NKHJPQEEM7IG98
N
N
American Century Investment Management, Inc.
801-08174
000105778
EM2U0UPRO83F878KCP52
N
N
Mondrian Investment Partners Limited
801-37702
000107432
BPVCRK3Q3YVWC7DUJZ16
N
GB
N
William Blair Investment Management, LLC
801-80640
000173961
549300VQX7UKO60A7X27
N
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Ebene, Plaines Wilhems, MU, Branch)
0000000000
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Mumbai, Maharashtra, IN, Branch)
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Paris, Paris, FR, Branch)
7LTWFZYICNSX8D621K86
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Brussels, Brussels-Capital, BE, Branch)
00000000000000000000
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AB SEB bankas
549300SBPFE9JX7N8J82
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS 'SEB banka'
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Lisbon, Lisboa, PT, Branch)
00000000000000000000
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
120083.43000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
58260.57000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
66403.01000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
109748.10000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
56463.04000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
112173.70000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
146187.25000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
170425.05000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
78744.77000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
117027.33000000
1681767.94000000
BMO Capital Markets Corp.
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
1046711.41000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4850273.53000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1404125.55000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4245784.97000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7127347.09000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
816260.89000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
747052.59000000
Exane, Inc.
8-49569
000041784
6SDWK6FV8H98XAGSYS75
3100952.15000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
879997.54000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2317695.54000000
35353946.59000000
N
1743783708.29000000
N
Schwab Fundamental International Large Company Index Fund
S000016768
549300LG0X7BXJAT9753
Y
1
0
0
N
N
-0.28000000
-0.52000000
0.09000000
0.09000000
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
Cash collateral reinvestment fee
7110479.36000000
693631.11320000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Singapore) Limited
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
4690.67000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
32391.82000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
24702.86000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4883.24000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
3754.04000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
13243.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
9694.67000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
15875.42000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
2572.97000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3211.93000000
117443.13000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
142150401.24000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
14590032.18000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
63125883.60000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
197380793.82000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
54483379.64000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
133451037.83000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
520790569.33000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
43314789.70000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
24567518.84000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
304378348.36000000
1560277796.00000000
N
1408747982.31000000
N
Schwab U.S. Large-Cap Growth Index Fund
S000059731
549300ETCMWT458RZS47
Y
1
1
0
N
N
0.00
0.00
0.00
0.00
N
N
Y
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
2017-12-20
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
Y
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
Y
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
Y
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
3.83000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
2.63000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6.23000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
130.12000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
3405.35000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
467.13000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
0.66000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
0.07000000
4016.02000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
22624.56000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
64.19000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
133912.13000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
50000739.35000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
541017.49000000
50698357.72000000
N
61919339.60000000
N
Schwab U.S. Large-Cap Value Index Fund
S000059732
549300RYYWOTKSURQ586
Y
1
1
0
N
N
0.00
0.00
0.00
0.00
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
2017-12-20
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
Y
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
Y
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
Y
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
304.71000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
0.38000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
1.13000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
0.16000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2.83000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
427.55000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
3085.54000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
12.16000000
3834.46000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
54547541.55000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
277761.37000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
285923.08000000
55111226.00000000
N
49436496.88000000
N
Schwab Target 2050 Fund
S000039606
549300IC5CNJVI31LX86
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
1938.40000000
1938.40000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
99778133.78000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
22641532.06000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
7469381.92000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
4498309.66000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
49157984.94000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
116003611.91000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
52253108.53000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
32309966.30000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
1167415.00000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
7249939.50000000
392968806.30000000
N
119009842.17000000
N
Schwab S&P 500 Index Fund
S000005911
549300QXTQYX6BJFPP75
Y
1
0
0
N
N
-0.03000000
-0.06000000
0.00
0.00
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
Cash collateral reinvestment fee
12906597.73000000
458655.10440000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
30998.44000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
19372.50000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
24460.75000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
18661.35000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
96620.07000000
Great Pacific Securities
8-44398
000029251
254900QRZ90SUI8C4W84
16807.11000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
19714.96000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
72545.75000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
21360.34000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
35951.42000000
454242.26000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
563551942.00000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
538528326.72000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
9220595702.40000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
5316080195.65000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
403637973.13000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
10978025562.54000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
309278601.40000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
2330413599.63000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
2135458604.90000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
154509893.60000000
32370462885.00000000
N
33416420234.78000000
N
Schwab Small-Cap Index Fund
S000005912
549300NW8EGLMGENT187
Y
1
0
0
N
N
0.13000000
0.08000000
0.00
0.00
N
N
Y
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
Revenue sharing split
Cash collateral reinvestment fee
89260854.92000000
5610332.55900000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
121044.09000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
28620.58000000
Loop Capital Markets LLC
8-50140
000043098
254900FPPM2WN90D4786
15109.14000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
33831.24000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
15928.17000000
Susquehanna Financial Group, LLLP
08-44325
000035865
549300E8QX0ZMRDC2M81
8678.36000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
42844.13000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
13555.89000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
9844.40000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
15290.63000000
359232.91000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
33251371.89000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
171578624.74000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
1795653380.72000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
30700995.28000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
19206351.50000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
810439925.67000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
59686140.77000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
976260552.94000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
464884032.02000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
62013953.63000000
4448011662.00000000
N
3902908603.31000000
N
Schwab Hedged Equity Fund
S000005517
5493007P81BZVJE38067
Y
1
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Great Pacific Securities
8-44398
000029251
254900QRZ90SUI8C4W84
5566.35000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
50606.80000000
B. Riley FBR, Inc.
008-41426
000025027
2549005CLOSQO0MJEA57
2779.23000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
2988.53000000
Aqua Securities L.P.
8-51866
000047681
00000000000000000000
7239.13000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
93243.96000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
8424.14000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
54637.91000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
7663.92000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
27957.79000000
278867.68000000
0.00000000
N
271421326.04000000
N
Schwab Target 2035 Fund
S000020937
54930011LKD473S5IH80
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
4380.75000000
4380.75000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
445440263.71000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
46846067.58000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
181113453.11000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
154572582.90000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
336466062.08000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
36041549.04000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
5226717.34000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
16715660.37000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
65412365.82000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
13537459.67000000
1303786144.00000000
N
463001869.01000000
N
Schwab Dividend Equity Fund
S000005515
549300SN57RUOQP6WJ92
Y
1
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Aqua Securities L.P.
8-51866
000047681
00000000000000000000
32006.02000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
44307.61000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
18456.63000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
41285.70000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
15024.67000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
30884.57000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
18588.07000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
27989.98000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
100104.16000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
38938.64000000
475374.94000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
2172191.44000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
219015460.07000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
77913177.41000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
440456053.10000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
9263134.59000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
181187270.89000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
2364523.28000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
34279450.59000000
966651261.40000000
N
1394988745.47000000
N
Schwab Fundamental International Small Company Index Fund
S000019901
549300GCJINB4JWMW576
Y
1
0
0
N
N
-0.13000000
-0.49000000
0.08000000
0.08000000
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Cash collateral reinvestment fee
Revenue sharing split
21063699.44000000
1084862.87500000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
KBL European Private Bankers S.A.
KHCL65TP05J1HUW2D560
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Singapore) Limited
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2510.93000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
4395.93000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
17805.79000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
2515.99000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
8445.97000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
14831.56000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
5646.71000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
3911.85000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
4495.86000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
43458.66000000
109684.36000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
90968010.68000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
227266367.77000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
194581371.70000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
402364611.16000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
52005405.05000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
13895332.82000000
Skandinaviska Enskilda Banken AB
N/A
000000000
F3JS33DEI6XQ4ZBPTN86
SE
16871630.53000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
78432243.87000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
35962762.32000000
National Australia Bank Limited
N/A
000000000
F8SB4JFBSYQFRQEH3Z21
AU
16585521.70000000
1191141567.00000000
N
824490145.45000000
N
Schwab U.S. Mid-Cap Index Fund
S000059733
54930023JW7XDBK5VU88
Y
1
1
0
N
N
0.00
0.00
0.00
0.00
N
N
Y
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
2017-12-20
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
Y
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
Y
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
Y
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Susquehanna Financial Group, LLLP
08-44325
000035865
549300E8QX0ZMRDC2M81
3.45000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
509.80000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
286.87000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
14.31000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
12.26000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
6.76000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
97.04000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
15251.62000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
6.04000000
Stuart Frankel & Co., Incorporated
8-17419
000014593
254900XE1RBF5OLE0T50
13.40000000
16204.58000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1238900.04000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
82906181.88000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
72467.02000000
84217548.94000000
N
113724941.16000000
N
Schwab International Index Fund
S000005914
5493004ZLP0I277VGM54
Y
1
0
0
N
N
-0.20000000
-0.26000000
0.09000000
0.09000000
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
Cash collateral reinvestment fee
17394492.17000000
1558063.50100000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Singapore) Limited
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Taguig City, Metro Manila, PH, Branch)
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
40289.37000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
18319.24000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
27539.10000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
70957.91000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
12789.15000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
18122.03000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
52759.73000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
113626.81000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
2659.89000000
357063.23000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
754211910.41000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
117948432.76000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
379907735.58000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
1081182826.74000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
1644263537.28000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
123075435.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
96994334.02000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
450423918.26000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
87803615.34000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
38886549.79000000
4973217440.64000000
N
4437962563.71000000
N
Schwab Target 2010 Fund
S000005521
549300HNSSD70635W404
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
0.00000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
50696520.68000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
20938234.44000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
15733002.77000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
64254701.45000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
2352876.27000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
596844.00000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
3952388.39000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
32356700.89000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
12997011.13000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
8096733.30000000
212877728.00000000
N
56062975.23000000
N
Schwab Fundamental US Small Company Index Fund
S000016767
549300J7I6UZGD9CDR61
Y
1
0
0
N
N
0.03000000
-0.22000000
0.00
0.00
N
N
Y
Y
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
Y
Revenue sharing split
Cash collateral reinvestment fee
35660142.92000000
1233921.43000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
7137.96000000
Susquehanna Financial Group, LLLP
08-44325
000035865
549300E8QX0ZMRDC2M81
4666.88000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
4209.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
78889.43000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
7556.17000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
24425.01000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
8114.75000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
9731.39000000
Great Pacific Securities
8-44398
000029251
254900QRZ90SUI8C4W84
7711.50000000
Maxim Group LLC
8-65337
000120708
254900OJ6JZO6SDMHQ83
3775.50000000
180106.42000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
751296.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
14675476.02000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
138420707.64000000
153847479.70000000
N
1830798797.36000000
N
Schwab Small-Cap Equity Fund
S000005516
54930086LYMXICNS1162
Y
1
0
0
N/A
N
N
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Revenue sharing split
Cash collateral reinvestment fee
10401084.42000000
651063.80550000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
24551.83000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
39589.24000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
29571.16000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
44956.29000000
Aqua Securities L.P.
8-51866
000047681
00000000000000000000
39481.42000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
229593.23000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
19186.99000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
24093.60000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
105964.86000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
21585.13000000
690037.72000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
189529765.81000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
9752129.94000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
315070889.97000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
402117826.16000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
49463880.91000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
89850868.94000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
13807658.23000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
8022638.15000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
18866202.53000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
15397364.39000000
1113449620.00000000
N
627936078.12000000
N
Schwab MarketTrack Conservative Portfolio
S000005919
549300R61TJRBHAYPG25
Y
1
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
4665699.51000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
64691338.10000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
175174950.95000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
23490784.65000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
47003231.52000000
ING Bank N.V.
N/A
000000000
3TK20IVIUJ8J3ZU0QE75
NL
2336225.94000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
37979052.46000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
7636852.32000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
101279449.51000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
229813533.59000000
694071118.60000000
N
248941697.20000000
N
Schwab International Core Equity Fund
S000022039
549300O8SH1VZD5EOI67
Y
1
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Brussels, Brussels-Capital, BE, Branch)
00000000000000000000
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Lisbon, Lisboa, PT, Branch)
00000000000000000000
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Paris, Paris, FR, Branch)
7LTWFZYICNSX8D621K86
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
76085.85000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
7028.28000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
247440.39000000
Kepler Capital Markets, Inc.
8-67194
000139148
254900VCHS9DMDUVZN16
66324.30000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
21665.73000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
53113.19000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
89686.79000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
29721.65000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
515845.18000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10472.61000000
1120635.49000000
0.00000000
N
1352745705.37000000
N
Schwab MarketTrack Balanced Portfolio
S000005918
549300E13SSRFP89O067
Y
1
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
0.00000000
Royal Bank of Canada
N/A
000000000
ES7IP3U3RHIGC71XBU11
CA
5215062.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
21178111.00000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
66489278.15000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
114013372.28000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
21439769.35000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
398503055.03000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
501193149.09000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
261555478.82000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
102604561.50000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
80450957.38000000
1578180903.00000000
N
539825588.94000000
N
Schwab Target 2060 Fund
S000054918
549300KSVPTTIB2HMP61
Y
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Charles Schwab Investment Management, Inc.
801-35905
000106753
EVQ6EP3QESDF386W4D54
N
DST Asset Manager Solutions, Inc.
84-00896
21B7QCD05XOK0YTYOP98
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc
549300NF240HXJO7N016
N
N
Brown Brothers Harriman & Co. (Boston, MA, US, Branch)
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
21B7QCD05XOK0YTYOP98
N
N
N
Charles Schwab Investment Management, Inc.
EVQ6EP3QESDF386W4D54
Y
N
N
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
0.00000000
Charles Schwab, Hong Kong, Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Charles Schwab Australia Pty. Ltd.
N/A
000000000
0000000000
AU
0.00000000
Charles Schwab Singapore Pte. Ltd.
N/A
000000000
00000000000000000000
SG
0.00000000
Charles Schwab, U.K., Limited
N/A
000000000
549300PF2KTM8A12FH91
GB
0.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
189.38000000
189.38000000
BNP Paribas
N/A
000000000
R0MUWSFPU8MPRO8K5P83
FR
6093596.28000000
Citibank, National Association
N/A
000000000
E57ODZWZ7FF32TWEFA76
1016917.97000000
Charles Schwab & Co., Inc.
8-16514
000005393
549300ZP8XN77GK5BS04
9258773.03000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
342345.27000000
Wells Fargo Bank, National Association
N/A
000000000
KB1H1DSPRFMYMCUFXT09
112429.42000000
Sumitomo Mitsui Banking Corporation
N/A
000000000
5U0XI89JRFVHWIBS4F54
JP
8253082.06000000
JPMorgan Chase Bank, National Association
N/A
000000000
7H6GLXDRUGQFU57RNE97
588997.72000000
Barclays Bank PLC
N/A
000000000
G5GSEF7VJP5I7OUK5573
GB
3181735.36000000
Brown Brothers Harriman & Co.
N/A
000111231
5493006KMX1VFTPYPW14
554007.79000000
Australia and New Zealand Banking Group Limited
N/A
000000000
JHE42UYNWWTJB8YTTU19
AU
116963.57000000
29640808.53000000
N
9297238.92000000
N
true
ADVISORY CONTRACTS
2
NCEN_4553097229338629.txt
The following document was filed with the Securities
and Exchange Commission (the "SEC") and is
incorporated by reference herein:
1. Schedules A and B to the Amended and
Restated Investment Advisory and
Administration Agreement between Registrant
and Charles Schwab Investment Management,
Inc. ("CSIM"), dated December 1, 2017, are
incorporated herein by reference to Exhibit
(d)(iv) of Post-Effective Amendment No. 180 to
Registrant's Registration Statement on Form N-
1A (File No. 811-07704), electronically filed with
the SEC on December 1, 2017.
The following documents are filed with the SEC herein:
1. Amendment, dated September 27, 2018, to
Investment Sub-Advisory Agreement between
CSIM and American Century Investment
Management, Inc. is filed herein.
2. Amendment, dated September 27, 2018, to
Investment Sub-Advisory Agreement between
CSIM and Wellington Management Company
LLP is filed herein.
3. Amendment, dated September 27, 2018, to
Investment Sub-Advisory Agreement between
CSIM and William Blair Investment
Management, LLC is filed herein.
ADVISORY CONTRACTS
3
NCEN_4719376058778136.txt
September 27, 2018
William Blair Investment Management, LLC
(formerly, William Blair & Company, L.L.C.)
Attention: Heather Gardner, CIMA
150 North Riverside Plaza
Chicago, IL 60606
Re: Amendment to Schedule B
Dear Ms. Gardner:
This letter agreement serves to amend
Schedule B ("Schedule B") to our investment
sub-advisory agreement, dated January 31, 2002,
as amended on March 26, 2003, December 2,
2004, April 18, 2005 and June 5, 2012 (the
"Agreement").
The amended Schedule B reflects the
new breakpoints with respect to the sub-advisory
fees. Amended Schedule B shall replace the
existing Schedule B effective October 1, 2018.
The Agreement otherwise remains
unchanged and shall continue in full force and
effect.
In the space provided below, please
acknowledge your agreement to the foregoing.
Very truly yours,
Charles Schwab Investment Management, Inc.
By: /s/ Marie Chandoha
Name: Marie Chandoha
Title: President and Chief Executive Officer
ACKNOWLEDGED AND AGREED TO:
William Blair Investment Management, LLC
By: /s/ Robert Duwa
Name: Robert Duwa
Title: Partner
SCHEDULE B
TO THE
INVESTMENT SUB-ADVISORY AGREEMENT
BETWEEN
CHARLES SCHWAB INVESTMENT
MANAGEMENT, INC.
AND
WILLIAM BLAIR INVESTMENT
MANAGEMENT, LLC
FEES
Fees will be accrued each day by applying to the
Net Asset Value of the Managed Assets at the
end of that day, the daily rate, using a 365-day
year, equivalent to the applicable fee percentage
set forth below ("Company Percentage"). Sub-
Adviser represents and warrants that the
Company Percentage now is and in the future
will be equal to or less than the applicable fee
percentage payable to Sub-Adviser under any
other advisory or sub-advisory agreement for
comparable investment advisory services to
mutual funds that have substantially the same
investment policies and objectives (each a
"Third Party Percentage"). If at any time, the
Company Percentage is greater than any Third
Party Percentage, the Company Percentage will
be reduced to the lowest Third Party Percentage,
including with respect to any advisory or sub-
advisory agreement amended or entered into by
Sub-Adviser after the effective date of this
Schedule. Fees will be paid within 30 days
following the end of each calendar quarter.
COMPANY PERCENTAGE
47 Basis Points on the first $250 million.
30 Basis Points above $250 million.
Provided however, if at any time the Net Asset
Value of the Managed Assets falls below $250
million for a period of 90 days, the Company
Percentage shall be: 55 Basis Points on the first
$150 million, 40 Basis Points on the next $100
million, 35 Basis Points on the next $50 million
and 30 Basis Points above $300 million.
However, if at any time after such drop, the Net
Asset Value of the Managed Assets again
exceeds $250 million for a period of 90 days the
Company Percentage shall revert to the
Schedule set forth above.
Effective Date of this Schedule B: October 1,
2018
ADVISORY CONTRACTS
4
NCEN_4737732788693716.txt
September 27, 2018
Wellington Management Company LLP
Attention: Legal and Compliance
280 Congress Street
Boston, MA 02210
Re: Amendment to Schedule B
Dear Sir or Madam:
This letter agreement serves to amend Schedule
B ("Schedule B") to our Investment Sub-Advisory
Agreement, dated October 2, 2012, as amended from
time to time (the "Agreement").
The amended Schedule B reflects the new sub-
advisory fees. Amended Schedule B shall replace the
existing Schedule B effective October 1, 2018.
The Agreement otherwise remains unchanged
and shall continue in full force and effect.
In the space provided below, please
acknowledge your agreement to the foregoing.
Very truly yours,
Charles Schwab Investment Management, Inc.
By: /s/ Marie Chandoha
Name: Marie Chandoha
Title: President and Chief Executive Officer
ACKNOWLEDGED AND AGREED TO:
Wellington Management Company LLP
By: /s/ Michael Boudens
Name: Michael Boudens
Title: Senior Managing Director
SCHEDULE B
TO THE
INVESTMENT SUB-ADVISORY AGREEMENT
BETWEEN
CHARLES SCHWAB INVESTMENT MANAGEMENT,
INC.
AND
WELLINGTON MANAGEMENT COMPANY LLP
zFEES
Fees will be accrued each day by applying to the Net
Asset Value of the Managed Assets at the end of that
day, the daily rate, using a 365-day year, equivalent to
the applicable fee percentage set forth below ("Company
Percentage"). Fees will be paid within 30 days
following the end of each calendar quarter.
COMPANY PERCENTAGE
62 basis points on all Managed Assets.
Effective Date of this Schedule B: October 1, 2018
INTERNAL CONTROL RPT
5
NCEN_4533700864029440.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of Schwab Capital Trust and
Shareholders of the funds listed in Appendix A (hereafter
collectively referred to as the "Funds")
In planning and performing our audit of the financial
statements of the Funds as of and for the periods ended
October 31, 2018, in accordance with the standards of the
Public Company Accounting Oversight Board (United
States) ("PCAOB"), we considered the Funds' internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with
the requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the effectiveness of
the Funds' internal control over financial reporting.
Accordingly, we do not express an opinion on the
effectiveness of the Funds' internal control over financial
reporting.
The management of the Funds is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A company's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A company's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements
in accordance with generally accepted accounting
principles, and that receipts and expenditures of the
company are being made only in accordance with
authorizations of management and directors of the
company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company's assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
company's annual or interim financial statements will
not be prevented or detected on a timely basis.
Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the PCAOB. However, we noted no
deficiencies in the Funds' internal control over financial
reporting and its operation, including controls over
safeguarding securities, that we consider to be a material
weaknesses as defined above as of October 31, 2018.
This report is intended solely for the information and use
of the Board of Trustees of Schwab Capital Trust and the
Securities and Exchange Commission and is not intended
to be and should not be used by anyone other than these
specified parties.
PricewaterhouseCoopers LLP
San Francisco, California
December 14, 2018
Appendix A
Period : November 1, 2017 through October 31, 2018
Fund
Laudus Small-Cap MarketMasters Fund
Laudus International MarketMasters Fund
Schwab Core Equity Fund
Schwab Dividend Equity Fund
Schwab Large-Cap Growth Fund
Schwab Small-Cap Equity Fund
Schwab Hedged Equity Fund
Schwab Health Care Fund
Schwab International Core Equity Fund
Schwab Balanced Fund
Schwab S&P 500 Index Fund
Schwab Small-Cap Index Fund
Schwab Total Stock Market Index Fund
Schwab International Index Fund
Schwab Fundamental US Large Company Index Fund
Schwab Fundamental US Small Company Index Fund
Schwab Fundamental International Large Company
Index Fund
Schwab Fundamental International Small Company
Index Fund
Schwab Fundamental Emerging Markets Large Company
Index Fund
Schwab MarketTrack All Equity Portfolio
Schwab MarketTrack Growth Portfolio
Schwab MarketTrack Balanced Portfolio
Schwab MarketTrack Conservative Portfoli0
Schwab Target 2010 Fund
Schwab Target 2015 Fund
Schwab Target 2020 Fund
Schwab Target 2025 Fund
Schwab Target 2030 Fund
Schwab Target 2035 Fund
Schwab Target 2040 Fund
Schwab Target 2045 Fund
Schwab Target 2050 Fund
Schwab Target 2055 Fund
Schwab Target 2060 Fund
Period December 20, 2017 (commencement of
operations) through October 31, 2018
Fund
Schwab U.S. Large-Cap Growth Index Fund
Schwab U.S. Large-Cap Value Index Fund
Schwab U.S. Mid-Cap Index Fund
2
2
ADVISORY CONTRACTS
6
NCEN_4719266028442637.txt
September 27, 2018
American Century Investment Management, Inc.
Attention: General Counsel
4500 Main Street
Kansas City, MO 64119
Re: Amendment to Schedule B
Dear Sir or Madam:
This letter agreement serves to amend Schedule
B ("Schedule B") to our Investment Sub-Advisory
Agreement, dated June 3, 2010, as amended from time to
time (the "Agreement").
The amended Schedule B reflects the new
breakpoints with respect to the sub-advisory fees.
Amended Schedule B shall replace the existing Schedule
B effective October 1, 2018.
The Agreement otherwise remains unchanged
and shall continue in full force and effect.
In the space provided below, please
acknowledge your agreement to the foregoing.
Very truly yours,
Charles Schwab Investment Management, Inc.
By: /s/ Marie Chandoha
Name: Marie Chandoha
Title: President and Chief Executive Officer
ACKNOWLEDGED AND AGREED TO:
American Century Investment Management, Inc.
By: /s/ Margie Morrison
Name: Margie Morrison
Title: Senior Vice President
SCHEDULE B
TO THE
INVESTMENT SUB-ADVISORY AGREEMENT
BETWEEN
CHARLES SCHWAB INVESTMENT MANAGEMENT,
INC.
AND
AMERICAN CENTURY INVESTMENT
MANAGEMENT, INC.
FEES
The Managed Assets of all mandates will be aggregated for
purposes of calculating the fees. Fees will be accrued each
day by applying to the Net Asset Value of the Managed
Assets at the end of that day, the daily rate, using a 365-day
year, equivalent to the applicable fee percentage set forth
below ("Company Percentage"). Fees will be paid within
30 days following the end of each calendar quarter.
The Sub-Adviser will not agree to a lower effective fee rate
that is lower than Company Percentage with any other
comparable client, as defined hereinafter, without notifying
CSIM of such lower effective fee rate, pursuant to this
Agreement. If at any time, the Company Percentage is
greater than such fee rate, the Company Percentage will be
reduced to be equal or less that fee rate. For purposes of this
provision, the term "comparable client" shall mean any
person or entity for which the Sub-Adviser is providing
sub-advisory services, excluding clients whose fees are
based on performance, that (1) enters into an investment
management agreement with the Sub-Adviser after the date
hereof (that is not a renewal, extension of or an amendment
of an existing agreement) for the management of an account
(either alone or together with other accounts of it and its
affiliates) that is comparable or smaller in size to the Fund
and (2) utilizes the same investment strategy and receives
similar investment management services to those provided
to the Fund, including without limitation, having
comparable investment guidelines, restrictions and
objectives. The determination of the applicability of this
provision to any comparable client shall be made at the time
of the Sub-Adviser's agreement to an effective fee rate.
COMPANY PERCENTAGE
65 Basis points on the first $250 million
60 Basis points on assets over $250 million
Effective Date of this Schedule B: October 1, 2018