EX-99.(6)(A)(2) 3 f53412a1exv99wx6yxayx2y.htm EX-99.(6)(A)(2) exv99wx6yxayx2y
AMENDED SCHEDULE A
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN
SCHWAB CAPITAL TRUST AND CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
     
Fund   Effective Date
Schwab International Index Fund
  July 21, 1993
Schwab Small-Cap Index Fund
  October 14, 1993
Schwab MarketTrack Growth Portfolio
  September 25, 1995
Schwab MarketTrack Balanced Portfolio
  September 25, 1995
Schwab MarketTrack Conservative Portfolio
  September 25, 1995
Schwab S&P 500 Index Fund
  February 28, 1996
Schwab Core Equity Fund
  May 21, 1996
Laudus International MarketMasters Fund
  September 2, 1996
Schwab Balanced Fund (formerly known as Schwab Viewpoints Fund)
  October 13, 1996
Laudus Small-Cap MarketMasters Fund
  August 3, 1997
Schwab Market Track All Equity Portfolio
  April 16, 1998
Schwab Institutional Select S&P 500 Fund
  October 28, 1998
Schwab Total Stock Market Index Fund
  April 15, 1999
Schwab Financial Services Fund
  May 15, 2000
Schwab Health Care Fund
  May 15, 2000
Schwab Hedged Equity Fund
  August 6, 2002
Schwab Small-Cap Equity Fund
  May 19, 2003
Schwab Dividend Equity Fund
  September 23, 2003
Schwab Premier Equity Fund
  November 16, 2004
Schwab Target 2010 Fund
  May 24, 2005
Schwab Target 2015 Fund
  November 12, 2007
Schwab Target 2020 Fund
  May 24, 2005
Schwab Target 2025 Fund
  November 12, 2007
Schwab Target 2030 Fund
  May 24, 2005
Schwab Target 2035 Fund
  November 12, 2007
Schwab Target 2040 Fund
  May 24, 2005
Schwab Large Cap Growth Fund
  May 24, 2005
Schwab Fundamental US Large Company Index Fund
  February 28, 2007
Schwab Fundamental US Small-Mid Company Index Fund
  February 28, 2007

 


 

     
Fund   Effective Date
Schwab Fundamental International Large Company Index Fund
  February 28, 2007
Schwab Fundamental Emerging Markets Index Fund
  November 12, 2007
Schwab Fundamental International Small-Mid Company Index Fund
  November 12, 2007
Schwab Monthly Income Fund — Moderate Payout
  February 25, 2008
Schwab Monthly Income Fund — Enhanced Payout
  February 25, 2008
Schwab Monthly Income Fund — Maximum Payout
  February 25, 2008
Schwab International Core Equity Fund
  February 25, 2008
         
    SCHWAB CAPITAL TRUST
 
       
 
  By:   /s/ Jeffrey Mortimer
 
       
 
      Jeffrey Mortimer,
 
      Senior Vice President and Chief Investment Officer
 
       
    CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
 
       
 
  By:   /s/ George Pereira
 
       
 
      George Pereira,
 
      Senior Vice President and Chief Financial Officer
Dated July 1, 2009

 


 

AMENDED SCHEDULE B
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN SCHWAB CAPITAL TRUST AND
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
ADVISORY FEE SCHEDULE
The fees listed below are for services provided under this Agreement
and are to be accrued daily and paid monthly in arrears:
     
Fund   Fee
Schwab International Index Fund
  Fifteen one-hundredths of one percent (0.15%) of the Fund’s average daily net assets.
 
   
Schwab Small-Cap Index Fund
  Fifteen one-hundredths of one percent (0.15%) of the Fund’s average daily net assets.
 
   
Schwab MarketTrack Growth Portfolio
  Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets.
 
   
Schwab MarketTrack Balanced Portfolio
  Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets.
 
   
Schwab MarketTrack Conservative Portfolio
  Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets.
 
   
Schwab S&P 500 Index Fund
  Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets.
 
   
Schwab Core Equity Fund
  Forty-seven one-hundredths of one percent (0.47%) of the Fund’s average daily net assets.
 
   
Laudus International MarketMasters Fund
  One percent and twenty-nine one-hundredths of one percent (1.29%) of the Fund’s average daily net assets not in excess of $500 million; one percent and two hundred seventy-five one-thousandths of one percent (1.275%) of such net assets over $500 million but not in excess of $1 billion; and one percent and twenty-five one-hundredths of one percent (1.25%) of such net assets over $1 billion)
 
   
Schwab Balanced Fund (formerly known as Schwab Viewpoints Fund)
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Laudus Small-Cap MarketMasters Fund
  One percent and seventeen one-hundredths of one percent (1.17%) of the Fund’s average daily net assets not in excess of $500 million; one percent and thirteen one-hundredths of one percent (1.13%) of such net assets over $500 million but not in excess of $1 billion; and one percent and seven one-hundredths of one percent (1.07%) of such net assets over $1 billion).
 
   
Schwab Market Track All Equity Portfolio
  Twenty-three one-hundredths of one percent (0.23%) of the Fund’s average daily net assets.

 


 

     
Fund   Fee
Schwab Institutional Select S&P 500 Fund
  Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets.
 
   
Schwab Total Stock Market Index Fund
  Six one-hundredths of one percent (0.06%) of the Fund’s average daily net assets.
 
   
Schwab Financial Services Fund
  Fifty-four one-hundredths of one percent (0.54%) of the Fund’s average daily net assets not in excess of $500 million; five hundred fifteen one-thousandths of one percent (0.515%) of such net assets over $500 million but not in excess of $1 billion; and forty-nine one-hundredths of one percent (0.49%) of such net assets over $1 billion).
 
   
Schwab Health Care Fund
  Fifty-four one-hundredths of one percent (0.54%) of the Fund’s average daily net assets not in excess of $500 million; five hundred fifteen one-thousandths of one percent (0.515%) of such net assets over $500 million but not in excess of $1 billion; and forty-nine one-hundredths of one percent (0.49%) of such net assets over $1 billion)
 
   
Schwab Hedged Equity Fund
  One percent and five one-hundredths of one percent (1.05%) of the Fund’s average daily net assets.
 
   
Schwab Small-Cap Equity Fund
  Eighty-one one-hundredths of one percent (0.81%) of the Fund’s average daily net assets.
 
   
Schwab Dividend Equity Fund
  Sixty-two one-hundredths of one percent (0.62%) of the Fund’s average daily net assets.
 
   
Schwab Premier Equity Fund
  Seventy-three one-hundredths of one percent (0.73%) of the Fund’s average daily net assets.
 
   
Schwab Target 2010 Fund
  Zero percent (0%) of the Fund’s average daily net assets
 
   
Schwab Target 2015 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Target 2020 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Target 2025 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Target 2030 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Target 2035 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Target 2040 Fund
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Large-Cap Growth Fund
  Seventy-two one-hundredths of one percent (0.72%) of the Fund’s average daily net assets.

 


 

     
Fund   Fee
Schwab Fundamental US Large Company Index Fund
  Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion.
 
   
Schwab Fundamental US Small-Mid Company Index Fund
  Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion.
 
   
Schwab Fundamental International Large Company Index Fund
  Thirty one-hundredths of one percent (0.30%) of the Fund’s average daily net assets not in excess of $500 million; twenty-two one-hundredths of one percent (0.22%) of such net assets over $500 million but not in excess of $5 billion; twenty one-hundredths of one percent (0.20%) of such net assets over $5 billion but not in excess of $10 billion; eighteen one-hundredths (0.18%) of such net assets over $10 billion.
 
   
Schwab Fundamental Emerging Markets Index Fund
  Fifty one-hundredths of one percent (0.50%) of the Fund’s average daily net assets not in excess of $500 million; forty-eight one-hundredths of one percent (0.48%) of such net assets over $500 million but not in excess of $5 billion; forty-six one-hundredths of one percent (0.46%) of such net assets over $5 billion but not in excess of $10 billion; forty-four one-hundredths (0.44%) of such net assets over $10 billion.
 
   
Schwab Fundamental International Small-Mid Company Index Fund
  Forty one-hundredths of one percent (0.40%) of the Fund’s average daily net assets not in excess of $500 million; thirty-eight one-hundredths of one percent (0.38%) of such net assets over $500 million but not in excess of $5 billion; thirty-six one-hundredths of one percent (0.36%) of such net assets over $5 billion but not in excess of $10 billion; thirty-four one-hundredths (0.34%) of such net assets over $10 billion.

 


 

     
Fund   Fee
 
   
Schwab Monthly Income Fund — Moderate Payout
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Monthly Income Fund — Enhanced Payout
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab Monthly Income Fund — Maximum Payout
  Zero percent (0%) of the Fund’s average daily net assets.
 
   
Schwab International Core Equity Fund
  Fifty-eighty one-hundredths of one percent (0.58%) of the Fund’s average daily net assets.
         
    SCHWAB CAPITAL TRUST
 
       
 
  By:   /s/ Jeffrey Mortimer
 
       
 
      Jeffrey Mortimer,
 
      Senior Vice President and Chief Investment Officer
 
       
    CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
 
       
 
  By:   /s/ George Pereira
 
       
 
      George Pereira,
 
      Senior Vice President and Chief Financial Officer
Dated July 1, 2009